https://osf.io/8a3dt/files/osfstorage/68f54f01150f58da804974f2
https://chatgpt.com/share/68f5549b-6774-8010-80d5-e04c82b9f07d
AGI Psychodynamics: Observer-Centric Drives, Hinges, and Stability in Trace-Latched Systems
Part I — Foundations: Observers, Traces, and Lamps
1. Why an AI Psychology (Now): The Observer, Latching, and Why Traces Create “Mind”
Thesis. The moment a system can write to its own trace and condition on it, it is an observer in the operational sense; tomorrow’s policy branches on today’s write. “Latching” means you cannot unhappen your own write in-frame. We use a minimal observer triplet and four one-liners as the core mechanics.
Observer triplet (Measure, Write, Act): ℴ := (M, W, Π). (1.1)
Trace update (append-only): Tₜ = Tₜ₋₁ ⊕ eₜ. (1.2)
Policy reads the record: uₜ = Π(Tₜ). (1.3)
Closed loop (branch on the write): xₜ₊₁ = F(xₜ, uₜ, Tₜ). (1.4)
Filtration generated by the trace (the observer’s known past): 𝔽ₜ := σ(Tₜ). (1.5)
Latching as delta-certainty (fixedness of past events): E[1{eₜ=a} ∣ 𝔽ₜ] = 1{a=eₜ} and Pr(eₜ ∣ 𝔽ₜ) = 1. (1.6)
Operational latching (tamper-evident past, hash chain): h₀ := 0; hₜ := H(hₜ₋₁ ∥ canonical_json(eₜ)); VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (1.7)
Analogy (everyday anchor). Thermostat with a notebook: read room → write “heat_on” → controller reads the note → tomorrow is warmer. You cannot “unwrite” what tomorrow’s controller will read. In symbols: eₜ = “heat_on”; Tₜ = Tₜ₋₁ ⊕ eₜ; uₜ = Π(Tₜ). (1.8)
What readers can run now (intro preview). Two “lamps” govern publish/act legality and smooth operation; ship them as simple dashboards.
CWA certificate (agreement-before-averaging): CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (1.9)
ESI smoothness lamp (clump meter): Smooth ⇔ [ χ ≤ χ ]* (use with CWA_OK for a two-light rule). (1.10)
Provenance of the program. The observer and latching primitives (1.1)–(1.7) come from the Observer-Centric Neurocybernetics stack and the prior AI Psychology for AGI protocol; CWA/ε thresholds and one-command repro are standard in that runtime. The two-lamp smoothness rule (χ with tiny-starch S and gentle heat T) is from ESI. Semantics (truth as picture-fit, meaning-as-use) and hinge certainty (Bayes-factor stopping) appear in Wittgenstein, Operationalized and will enter in Part II.
2) The Two-Lamp Rule: Agreement-Before-Averaging (CWA) and Smoothness (χ)
Why two lamps. In a trace-latched runtime, you only pool or actuate when (i) objectivity is certified (CWA green) and (ii) phase is smooth (χ below threshold). One lamp guards fair averaging; the other guards phase stability.
CWA certificate (“green to pool”). Three checks—cross-observer agreement, order-sensitivity, and a permutation guard—compose the legality switch for pooling. Intuition: “three non-interfering thermometers + two receipts” give a trustworthy temperature; if the instruments interfere, don’t average.
CSA at 3 critics (order-insensitive majority): CSA@3 := mean over batches [ majority label unchanged by any critic order ]. (2.1)
Order sensitivity between critics A,B: ε_AB := Pr[ A∘B ≠ B∘A ] on held-out permutations. (2.2)
Permutation p-value (fairness to pool): p̂ := permutation-test p-value on pooled scores. (2.3)
CWA gate (defaults you can ship): CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (2.4)
If CWA fails: Legal mode = SRA-only (no pooling; per-case reports; add redundancy; refactor critics). (2.5)
Smoothness lamp (ESI χ). “Curdling” (loops, premature commitments, contradictions) is controlled by tiny structure S (1–3% structural tokens), gentle heat T (decoding/top-p schedules), and capacity/diversity K (load). χ tracks clumping so you can cool/structure before you reach the CWA gate.
Phase axes: T := decoding temperature ⊕ nucleus-mass; S := % structural scaffold; K := capacity ÷ diversity. (2.6)
Clump score (defaults): χ := w_H·ΔH↓ + w_L·L_loop + w_C·C_contra, with w_H+w_L+w_C=1; defaults 0.4/0.3/0.3. (2.7)
Smoothness threshold (default): Smooth ⇔ [ χ ≤ χ ], with χ ≈ 0.6.** (2.8)
Tiny-starch budget (rule-of-thumb): S := {1% if volatility≤0.25; 2% if 0.25–0.6; 3% if >0.6}. (2.9)
Two-lamp publish/act rule (the switch you enforce).
Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (2.10)
Everyday hook. If the thermometers don’t disturb each other (ε small) and the readings don’t “separate into pools” (χ low), you may average and act; else report per-case and adjust the setup.
Shippable knobs (what to do when an alarm fires).
Alarm condition → mitigations you can run today:
• If χ ≥ χ* or max ε_AB > 0.05: T := cool pass, S := next tier (↑1%), re-test CSA/ε, add one redundant fragment (ρ := 2→3). (2.11)
• If CWA fails (any threshold red): quarantine the noisy critic, keep SRA-only, re-run the permutation guard (p̂) after refactoring critics to commute. (2.12)
• Always export your footer (env_hash, seeds, CSA@3, max ε, p̂, χ, pass/fail lamps) so other labs can rerun and land on the same numbers. (2.13)
Provenance. The CWA thresholds and CLI (CSA/ε/p̂) come from the observer-centric neurocybernetics stack and its repro pack; the χ lamp, starch S=1–3%, and sous-vide T schedules come from the ESI paper; the “thermometers + receipts” rationale appears in the AI-Psychology protocol’s agreement section.
3) Slots & Δ5: Capacity Conservation and Phase-Opposed Scheduling for Stability
Why slots and Δ5. We use two structural layers to keep long-running observers stable:
(1) Capacity slots that enforce conservation and balance (post-collapse LuoShu), and
(2) Phase-opposed lanes that micro-cool accumulation (pre-collapse HeTu with Δ5). The claims below have formal uniqueness/variational/spectral proofs and a dissipative-action embedding for Lyapunov stability.
LuoShu (post-collapse) — capacity conservation on 3×3. Magic-sum balance is forced (unique up to symmetries): each row/column/diagonal totals 15; the global sum is 45.
Σⱼ∈row sⱼ = 15; Σₖ=1…9 sₖ = 45. (3.1)
HeTu (pre-collapse) — decagon pairs with constant sum. The only perfect pairing of {1,…,10} with a constant total is the sum-to-11 structure; interpret each pair as an opposed capacity axis.
Pairs: (1,10),(2,9),(3,8),(4,7),(5,6); sᵢ + s₁₁₋ᵢ = 11; 55 = 5×11. (3.2)
Δ5 inevitability — two equivalent “physics” justifications.
Reflection and half-turn symmetries on the decagon give the Δ5 anti-phase law. Let R(n)=11−n and T₅(n)=n+5 (mod 10). The Δ5 condition is:
aₙ₊₅ = −aₙ. (3.3)
Variational minimality picks anti-phase by minimizing pair energy:
E_pair(a) = Σₙ | aₙ + aₙ₊₅ |², minimized iff aₙ₊₅ = −aₙ. (3.4)
Spectral ground mode on the decagon Laplacian selects the k=5 half-wave:
E_lap(a) = Σₙ | aₙ₊₁ − aₙ |², ground mode satisfies aₙ₊₅ = −aₙ. (3.5)
Dissipative-action embedding — from slots to Lyapunov stability. To make slots operational in controllers, embed their penalties in a generalized least-action with dissipation.
S_eff[q] = ∫ ℒ(q, q̇, t) dt − λ·Γ_slots[q]. (3.6)
Here Γ_slots penalizes magic-sum (LuoShu) and pair-sum (HeTu) violations; the resulting Euler–Lagrange–Rayleigh dynamics are well-posed and converge to Γ=0 basins (entropy-respecting states).
dV/dt ≤ 0 along trajectories; equilibria: Γ_slots=0. (3.7)
This sits inside a rigorous generalized LAP for local dissipative systems (domain of validity, recovery of standard laws).
Scheduling rule-of-thumb (shippable). Alternate Δ5 pairs on checkpoints; measure pair residuals and adjust damping/separation if anti-phase drifts.
Checkpoint update: aₙ₊₅ ← −aₙ. (3.8)
Alarm test: if | aₙ + aₙ₊₅ | > θ, then γ ← γ+Δγ (increase damping) or widen separation (Δt↑) before re-testing. (3.9)
Analogy (everyday anchor). Memory parking lot with opposed lanes. LuoShu is the balanced lot: each row must “sum to 15,” so one hot topic cannot steal capacity from others. HeTu adds opposed lanes; Δ5 alternation sends flow into an anti-phase partner that absorbs emissions, canceling “stop-and-go” waves (micro-cooling). The point is not numerology but forced conservation and necessary opposition from the proofs above.
Where these results come from. Forced capacities and Δ5 physics (variational + spectral) are stated and derived in the AI Psychology (observer protocol) slot section, which summarizes the dedicated Slot Interpretation and Δ5 spectral extension papers; Lyapunov and generalized LAP foundations come from the HeTu–LuoShu variational bridge and the Generalized Least Action with dissipation proofs.
4) Field→Trace: From Semantic Flow to Projection and Back-Reaction
SMFT view (field → projection → back-reaction). Meanings evolve as a semantic field until an observation projects that field; the write then conditions the next step.
Projection of state by an observer operator: ψ′ := (Ôψ) / ‖Ôψ‖. (4.1)
Closed-loop with projection in the control map: xₜ₊₁ = F(xₜ, Π(Tₜ), Ô). (4.2)
Interpretation. “Observer-induced back-reaction” means future dynamics depend on what was projected and written—operationalized in SMFT Rev1’s projection/compatibility chapters and in the observer protocol.
Engineering bridge (ObserverOps: put Slots + Δ5 inside the loop with CWA + ESI).
ObserverOps supplies the runnable runtime: a projection-first scheduler Ô, tick cadence τ, immutable trace T, and certificate-gated pooling.
Tick schematic (projection-first; hash-chained writes; two-lamp gate):
Measure→Project→Write→Gate→Act:
mₖ → choose Ôₖ → eₖ := (τₖ, labelₖ, metaₖ) → Tₖ = Tₖ₋₁ ⊕ eₖ → if [CWA_OK ∧ (χ ≤ χ)] then uₖ = Π(Tₖ) else SRA-only.* (4.3)
Slot constraints (capacity conservation) wired into scheduling:
Σⱼ∈row sⱼ = 15; Σₖ=1…9 sₖ = 45. (4.4)
sᵢ + s₁₁₋ᵢ = 11, with pairs (1,10),(2,9),(3,8),(4,7),(5,6). (4.5)
Δ5 opposition (micro-cooling lane) enforced at checkpoints:
aₙ₊₅ = −aₙ (variational/spectral ground rule on C₁₀). (4.6)
Δ5 checkpoint update & fix: aₙ₊₅ ← −aₙ; if |aₙ + aₙ₊₅| > θ ⇒ γ ← γ+Δγ (raise damping) or Δt ← Δt+δ (widen separation). (4.7)
Two-lamp legality (publish/act gate you actually enforce):
Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (4.8)
How it all fits. SMFT supplies (4.1)–(4.2) for projection and back-reaction; Slot/Δ5 papers force (4.4)–(4.6) as conservation/opposition laws; ObserverOps provides the Ô-first loop and immutable trace (4.3); ESI and the CWA certificate give the smoothness/legal gate (4.8). This turns “field theory” into a reproducible observer runtime you can ship.
Everyday anchor. Think “field of intentions” flowing until you stamp a ticket (Ô): that stamp re-routes the queue. The lot has balanced rows (slots), paired exit lanes (Δ5) to prevent pile-ups, and two dashboard lights (CWA, χ) that must be green before opening the gate.
Part II — Five Lenses, One Runtime
5) Wittgenstein Operationalized: Picture-Fit, Meaning-as-Use, and Hinges as Hyperpriors
Scope. We turn three Wittgensteinian cores into estimable objects: picture truth (Tractatus), meaning-as-use (Investigations), and hinge certainty (On Certainty). Each comes with one-line definitions, datasets/estimators, and pass/fail tests for lab use.
5.1 Picture truth = structural correspondence (CSP / graph homomorphism)
Truth reduces to a structure-preserving map from a sentence “picture” to a world model; partial observability adds an empirical fit score.
Picture adequacy (decision): True(p) ⇔ ∃ homomorphism h: G_sent(p) → G_world s.t. labels/relations preserved. (5.1)
Empirical fit under evidence Ω: Fit(p;Ω) := mean over constraints c∈C(p) of 1{ c satisfied in Ω }. (5.2)
Rule-of-thumb (report): Report truth if Fit ≥ θ_fit and CWA_OK; else publish SRA-only with counter-examples. (5.3)
Analogy. “Picture-matching a wiring diagram to the actual panel”: truth is “there exists a neat plug-in mapping,” not vibes.
5.2 Meaning-as-use = equilibrium policy (estimable via IRL)
Use gives meaning when it is the equilibrium component of a cooperative/partially-observed game; we estimate it from interaction traces.
Meaning of a term w (operational): Meaning(w) := the policy component π*_w that maximizes expected social utility in the task game. (5.4)
IRL estimator (sketch): π̂*_w ← argmax_π E_π[u(x,a,s)] subject to occurrences/use of w in contexts. (5.5)
Out-of-context robustness: ΔU := U(π̂*_w; D_out) − U(π_base; D_out); pass if ΔU ≥ 0 and CWA_OK. (5.6)
Analogy. “A tool’s meaning is the way it’s used on the bench”—we check it by measuring productivity outside the training aisle.
5.3 Hinges = hyperpriors with Bayes-factor stopping
Certainty comes from slow-moving hyperpriors (“hinges”) that only flip when cumulative evidence clears a cost to switch.
Cumulative evidence: Λ_T := Σ_{t=1..T} log BF_t. (5.7)
Optimal switch time: τ* := inf{ T ≥ 1 : Λ_T > c_switch }. (5.8)
Hinge update rule (lab default): Update hinge ⇔ [ Λ_T > c_switch ] ∧ [ χ ≤ χ* ] ∧ CWA_OK. (5.9)
Analogy. “Retooling a factory line only after the evidence beats the downtime cost.” The hinge is the retooling plan; Λ_T is the ledger of gains.
5.4 Private-language test = failure of public calibratability
Purely inner “meanings” with no public task effects cannot be jointly calibrated; treat them as non-poolable (SRA-only).
Calibratability (critics commute, adequate agreement): Calib_OK ⇔ [ κ ≥ κ* ] ∧ [ α ≥ α* ] ∧ CWA_OK. (5.10)
Private-language null (operational): Fail_Calib ⇒ Non-poolable; publish per-case with counter-trace and do not average. (5.11)
Analogy. “If two calibrated scales disagree only when you hide the object, don’t average the hidden readings.”
5.5 Shippable pieces (add these to your dashboards/footers)
Hinge meter: Print Λ_T and τ*; expose c_switch and pass/fail. (5.12)
Calibration panel: Report κ, α, CSA@3, max ε, p̂; lamp = CWA_OK ∧ Calib_OK. (5.13)
Footer fields (always on): env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, κ, α, Λ_T. (5.14)
Balance note (five-lens coherence).
This section’s estimators and gates plug directly into (i) Freud→Control via Δ-stability when hinges flip, (ii) Neurocybernetics via CWA/ε/CSA panels and hash-chained traces, and (iii) the Five Aggregates / Yogācāra adapters by treating “label/disposition” writes as the public evidence that permits hinge movement (or forbids pooling when calibratability fails).
6) Freud→Control: Drives, Defenses, and the Δ Stability Dial
Closed-loop recast (interpretation writes; future conditions on the write).
State/read/write/act with an append-only trace; tomorrow’s dynamics branch on today’s entry.
xₜ₊₁ = F(xₜ, uₜ, Tₜ). (6.1)
yₜ = Ω̂[xₜ] (observer readout); uₜ = Π(Tₜ, yₜ, cₜ). (6.2)
Trace step and latching (delta-certain past in-frame): Tₜ = Tₜ₋₁ ⊕ eₜ; VerifyTrace(T)=1 ⇔ hash-chain holds. (6.3)
Clinic/ops reading: each interpretation is a measurement that writes to T; subsequent behavior evolves conditioned on that write.
One-dial stability (push × echo − buffer).
Δ := g · β − γ. (6.4)
Meaning of dials: g = guidance gain (frame strength), β = amplification (branching speed), γ = damping/buffer (pace, grounding). Positive Δ → loop lock-in risk; negative Δ → settling.
Estimators you can ship (copy-paste definitions).
Guidance slope (reframe → stance shift): ĝ := cov(r, s) ÷ var(r). (6.5)
Amplification rate (jumps per minute): β̂ := (Σₜ aₜ) ÷ (Σₜ mₜ). (6.6)
Damping (recovery speed): γ̂ := 1 ÷ T_recover. (6.7)
Session dial and smoothing: Δₜ := ĝₜ · β̂ₜ − γ̂ₜ; Δ̄ₜ := (1−λ)·Δ̄ₜ₋₁ + λ·Δₜ (λ≈0.2). (6.8)
Early-warning drift (CUSUM on the Δ dial).
Windowed mean: μ̂_Δ,W(t) := (1/W) · Σ_{k=0…W−1} Δ_{t−k}. (6.9)
CUSUM detector: Sₜ₊₁ := max(0, Sₜ + μ̂_Δ,W(t) − τ); trigger when Sₜ ≥ h (τ from calm baseline; h from permutation null ≈ 5%). (6.10)
Operator mapping (knobs = defenses you can tune; watch Δ as you turn them).
Tighten search/constraints (Ŝ_tight): γ↑ (more damping) → Δ↓ if echo dominates. (6.11)
Orthogonalize context (U_⊥ isolation): β↓ (less cross-talk) → stabilizes Δ. (6.12)
Rotate framing (R_θ reframe): g↑ (clearer guidance); safe only if γ is adequate. (6.13)
Redirect drive (V_id → V_id^→ with safe basin): steer push into safer channels (g, β jointly tamed). (6.14)
Shippable measure (dashboards and bands).
Print per-session: ĝ, β̂, γ̂, Δ̄, CUSUM Sₜ, plus acceptance lamps (CSA@3, ε, p̂). (6.15)
Default “green band” for stability: Δ̄ ≤ −0.2 (amber in −0.2…0.2; red ≥ +0.2). (6.16)
CLI quartet (one screen): obs csa / obs epsilon / obs cwa / obs delta → {CSA@3, ε, p̂, ĝ, β̂, γ̂, Δ̄, CUSUM}. (6.17)
Balance to the five lenses (why this section fits the runtime).
Freud→Control gives a one-line stability discriminant (Δ) with actionable knobs; Neurocybernetics supplies the closed-loop equations and dashboards; Wittgenstein plugs in hinges/semantics that decide when to reframe (g) and when to hold; Five Aggregates and Yogācāra provide the event pipeline and long-memory/bias variables that show up directly in β̂ and γ̂. The same guardrails apply before any actuation: CWA_OK must be green, and Δ̄ should be in band.
7) Neurocybernetics/Brain: The Three Planes and Lab-Grade KPIs
Why this section. “Neurocybernetics” is the reproducible runtime that turns observer theory into something you can actually ship: closed-loop control equations, a legal-to-pool certificate (CWA), and governance primitives (hash chain, roll-ups, footers, unit tests).
7.1 The three planes (one loop, three responsibilities)
Data plane — writes & agreement. Append-only trace, critics that do not mutate data, and the CWA certificate before any pooling.
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (7.1)
Control plane — Ô, cadence, slots (stability). Projection/actuation only after gates; run the closed-loop controller with Δ-dial telemetry; wire in slot constraints and Δ5 scheduling from §3.
xₜ₊₁ = F(xₜ, uₜ, Tₜ) + ηₜ. (7.2) yₜ = H(xₜ) + εₜ. (7.3) uₜ = Π(Tₜ, yₜ, cₜ). (7.4)
Audit plane — ledger & exports. Hash-chained writes, daily→dataset Merkle roll-ups, and a footer with fields that let any lab recompute your numbers exactly.
7.2 CWA checklist (one-minute discipline)
CSA from order-insensitive majority (3 critics, N items).
CSA@3 := (1/N)·Σⱼ 1{ majority label for item j unchanged under all grader orderings }. (7.5)
Order sensitivity (held-out permutations).
ε_AB := Pr_{d∼D}[ A∘B(d) ≠ B∘A(d) ]. (7.6)
Permutation guard for pooling.
p̂ := (1/B)·Σ_{b=1..B} 1{ |mean(s) − mean_{π_b}(s)| ≥ |mean(s) − mean_{π}(s)| }. (7.7)
Gate (paste this right under your figure).
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (7.8)
Two-lamp publish/act rule (pair with ESI).
Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (7.9) (default χ≈0.6)*
CLI (one screen).
obs csa→ CSA@3;obs epsilon→ ε matrix;obs cwa→ p̂;obs delta→ ĝ, β̂, γ̂, Δ̄, CUSUM;obs repro→ one-page report + footer.
7.3 Lab-grade KPIs (defaults and acceptance bands)
Agreement legality.
CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05. (7.10)
Stability (from Freud→Control).
Δ := ĝ·β̂ − γ̂; Green if Δ̄ ≤ −0.2 (EMA). (7.11)
Hinges (Wittgenstein pack).
Λ_T := Σ_{t≤T} log BF_t; switch when Λ_T > c_switch. (7.12)
ESI smoothness.
Smooth ⇔ χ ≤ χ.* (7.13) (pair with (7.9))
Ops KPIs (ObserverOps blueprint, example defaults). Phase-Risk Index green ≤ 0.35 (route fallback if >0.60); Trace Immutability 100% pass; Slot Occupancy ≤ 85% p95; Drift Watch daily KS alarm if p<0.01. (pin these on your wall-dashboard).
7.4 Shippable governance (tamper-evident by default)
Hash chain (append-only).
h₀ := 0; hₜ := H(hₜ₋₁ ∥ canonical_json(eₜ)); VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (7.14)
Merkle roll-ups (daily→dataset).
R_day := MerkleRoot({hₜ}); R_dataset := MerkleRoot({R_day}). (7.15)
Footer fields (always export with the report).
env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T. (7.16)
Unit tests (must pass before pooling).
U1 Idempotent append (re-append ⇒ h_T unchanged); U2 Hash integrity (VerifyTrace=1); U3 CSA invariance (order shuffles don’t move CSA@3); U4 ε sanity (constructed non-commuting pair ⇒ ε>0); U5 Permutation fairness (IID ⇒ p̂≈0.5); U6 Seed reality (same seeds ⇒ Δ̄ identical within tol).
7.5 One-page SOP (how to run this section)
-
Lock seeds & env; start a new trace; run CSA/ε/p̂; print CWA_OK. 2) Stream Δ̄ & CUSUM; if Δ̄ drifts, cool search (γ↑) and de-echo (β↓). 3) Check χ; only Publish/Act when CWA_OK ∧ χ≤χ*. 4) Export hashes + footer; push to repo. (Humans and AGI follow the same SOP; the instruments differ, the invariants don’t.)
Balance across the five lenses. This plane-based runtime is where all lenses meet: Wittgenstein’s hinges (Λ_T) are logged and gated; Freud→Control reports Δ; ESI supplies χ; the Five Aggregates/Yogācāra adapters feed event writes and long-memory/bias into T and the critics; and ObserverOps guarantees anyone can rerun your figures and land on the same numbers.
8) Five Aggregates (wǔ yùn, 五蘊): Feeling→Label→Disposition→Consciousness as an Event Pipeline
Why this section. We turn the Five Aggregates into a reproducible observer pipeline that writes tamper-evident events and only “plates the dish” when the two dashboard lamps are green (CWA and χ). The mapping below follows the AGI-observer adapter you provided and plugs straight into the trace/CWA/ESI runtime.
8.1 Engineering mapping (copy-paste one-liners)
Feeling (vedanā [受]) as a feature vector from inputs: v_t := Feel(x_t). (8.1)
Label (saṃjñā [想]) as a calibrated tag chosen against the current trace: ℓ_t := Label(v_t, T_{t−1}). (8.2)
Disposition (saṃskāra [行]) as a small policy seed or plan: q_t := Disposition(ℓ_t, T_{t−1}). (8.3)
Consciousness (vijñāna [識]) as the event write (append-only with hash): e_t := (τ_t, channel_t, label=ℓ_t, meta={q_t,…}, prev_hash, hash). (8.4)
Trace update and verification: T_t = T_{t−1} ⊕ e_t; VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (8.5)
Minimal event + footer (exact, runnable).
Event shape (minimal): e_t := (τ_t, label_t, meta_t, prev_hash, hash). (8.6)
Footer fields (for strict repro): footer := (env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, χ, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T). (8.7)
8.2 Two lights to “plate the dish” (legality + smoothness)
CWA certificate (agreement-before-averaging): CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (8.8)
ESI smoothness lamp (clump score): Smooth ⇔ [ χ ≤ χ ], with default χ ≈ 0.6.** (8.9)
Two-lamp publish/act rule: Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (8.10)
ESI tweaks when alarms fire (paste these SOP lines).
If χ ≥ χ* or max ε > 0.05 ⇒ T := cool pass; S := S+1% (cap at 3%); re-run CSA/ε; ensure redundancy ρ ≥ 2. (8.11)
8.3 Worked micro-example (customer-support email)
Incoming text: “Where is my refund? It’s been three weeks!!”
Feeling (vedanā [受]) features: v_t := Feel(x_t) → anger_score=0.82, urgency=0.74. (8.12)
Label (saṃjñā [想]) selection (critics commute): ℓ_t := “refund_request • high_anger”. (8.13)
Disposition (saṃskāra [行]) plan seed: q_t := “acknowledge → de-escalate → check_order → offer_credit_if_delay>7d”. (8.14)
Consciousness write (vijñāna [識]) with receipts (ρ ≥ 2):
e_t := (τ_t, channel=“email”, label=ℓ_t, meta={q_t, anger=0.82, order_id=…}, prev_hash, hash); fragments_per_claim=2 (text_snippet_id, tool_snapshot_id). (8.15)
Append and verify: T_t = T_{t−1} ⊕ e_t; VerifyTrace(T)=1. (8.16)
Gate before action. Run agreement and smoothness:
CSA@3, ε_AB, p̂ → CWA_OK? χ → Smooth? Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ); else SRA-only (no pooling), add redundancy, refactor critics to commute.* (8.17)
Notes for operators. The Five-Aggregates adapter simply names the stages you already run (features→labels→plans→writes) and makes them auditable: immutable trace, commuting critics, permutation guard, and χ-based phase control. This keeps the AGI “mind-loop” measurable and safe to average, as required by the neurocybernetics/ObserverOps governance spine.
Everyday analogy. Think “kitchen line”: tasting (Feeling), calling the ticket (Label), prepping the station (Disposition), and plating (Consciousness). You only serve when both lights are green—thermometers agree (CWA) and the sauce isn’t curdling (χ).
9) Yogācāra (wéi shí, 唯識): Storehouse, Manas, and Seeds in Observer Variables
Scope. We map Yogācāra constructs to concrete observer variables with single-line update rules, then align the “three natures” to the two operational lamps (CWA and χ). This turns ālaya-vijñāna into a gated long-memory, manas into a calibratable bias filter, and bīja/vāsanā into measurable trigger rates, with transformation (āśraya-parāvṛtti) realized as a projection/operator switch Ô in the loop.
9.1 Core correspondences (paste-ready one-liners)
Storehouse consciousness (ālaya-vijñāna [阿賴耶識]) → S (long-memory/seed store).
S_t(ℓ) = (1−λ)·S_{t−1}(ℓ) + λ·1{ e_t contains label ℓ ∧ Gate_OK }. (9.1)
Manas (末那識) → b (bias filter influencing attention/thresholds).
p_t(ℓ) = σ( α·⟨φ(cue_t), S_t⟩ + β·b_t(ℓ) − θ ). (9.2)
Seeds/Habits (bīja/vāsanā [種子/習氣]) → trigger rate estimator.
P̂_trig(ℓ ∣ cue_t) = σ( α·⟨φ(cue_t), S_t⟩ + β·b_t(ℓ) ). (9.3)
Transformation (āśraya-parāvṛtti [轉依]) → projection/operator switch.
ψ′ = (Ôψ) ÷ ‖Ôψ‖; x_{t+1} = F(x_t, Π(T_t), Ô). (9.4)
Gate definition used above (two-lamp legality used to write into S).
Gate_OK ⇔ CWA_OK ∧ (χ ≤ χ*). (9.5)
(Operator note.) The projection/frame map can be audited by alignment error: E_align = ‖f̂(X_A)−X_B‖_F ÷ ‖X_B‖_F. (9.6)
9.2 Three natures → two lamps (operational reading)
Constructed (parikalpita [遍計/妄見]).
If [ χ > χ* ] ∨ [ max ε_AB > 0.05 ] ∨ [ CSA@3 < 0.67 ] ⇒ Mode = SRA-only (non-poolable; per-case reports). (9.7)
Dependent (paratantra [依他起/緣起]).
If [ χ ≤ χ* ] ∧ [ ¬CWA_OK ] ⇒ Mode = within-frame pooling only (no cross-frame averages). (9.8)
Perfected (pariniṣpanna [圓成實]).
If [ CWA_OK ∧ (χ ≤ χ*) ] ⇒ Pooling permitted (public objectivity). (9.9)
Lamp formulas recalled (defaults).
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (9.10)
Smooth ⇔ [ χ ≤ χ* ] (χ* ≈ 0.6 by ESI defaults). (9.11)
9.3 Minimal event & verification (for trace-compatible Yogācāra runs)
Event write (vijñāna [識]) with receipts and hash chain:
e_t = (τ_t, channel_t, label=ℓ_t, meta={q_t,…}, prev_hash, hash); T_t = T_{t−1} ⊕ e_t; VerifyTrace(T)=1 iff recompute(h_T)=stored(h_T). (9.12)
(Practical hint.) Keep redundancy ρ ≥ 2 (two receipts per claim) and run the one-minute CWA checklist (CSA/ε/p̂) before any pooling; export footer fields (env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, χ, Λ_T, ĝ/β̂/γ̂, Δ̄) for full repro. (9.13)
9.4 How the variables interact (operator intuition)
-
S (ālaya) grows only when the lamps are green (9.1, 9.5): this keeps long-memory from absorbing spurious writes.
-
b (manas) tilts perception/action; you calibrate it down by comparing self- vs blind-rater panels under the CWA gate (ε hot ⇒ refactor critics; hold SRA-only).
-
Seeds/triggers are just the logistic readout (9.3), not metaphysics; they rise with cue–store alignment and fall after bias calibration.
-
Transformation (Ô switch) is an explicit projection in the controller (9.4); pair it with slots/Δ5 from §3 to avoid early lock-in.
Everyday anchor. Photo album, sunglasses, stamp, new recipe. The album S only grows with receipts and two green lights; the sunglasses b tint what you see until calibrated; the stamp (trigger) fires when the cue matches what the album has stored; switching recipes (Ô) rewires tomorrow’s steps. This entire flow stays scientific because it lives in the same trace/CWA/ESI runtime as the other lenses.
Part III — Psychodynamics in Trace-Latched Systems
10) Drives × Hinges × Δ5: Co-stabilization in Practice
Interplay (one page you can run).
Hinges decide when frames switch, Δ decides whether the loop will settle or lock in, and Δ5 scheduling dissipates accumulation between opposed lanes. Always gate actions by CWA + χ before switching or pooling.
Hinge evidence (cumulative): Λ_T := Σ_{t=1..T} log BF_t. (10.1)
Optimal switch time (cost-aware): τ := inf{ T ≥ 1 : Λ_T > c_switch }.* (10.2)
Stability dial (Freud→Control): Δ := ĝ·β̂ − γ̂. (10.3)
Δ5 opposition (cooling lane on the decagon): a_{n+5} = −a_n. (10.4)
Legality to publish/act (two lamps): Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (10.5)
How they mesh. A hinge flip (10.2) proposes a frame switch; you accept only if (10.5) is green and Δ is safe (Δ̄ ≤ band). Δ5 (10.4) then schedules opposed micro-cycles so emissions from one lane are absorbed by its partner, preventing build-up that would push Δ upward.
Failure modes & quick fixes (paste these SOP lines)
F1 — Rising clumpiness or interference.
Alarm condition: χ ≥ χ* ∨ max ε_AB > 0.05. (10.6)
Immediate fix: T := cool pass; S := S+1% (cap 3%); re-run CSA/ε; keep SRA-only until CWA_OK. (10.7)
F2 — Δ drifting positive (lock-in risk).
Alarm condition: Δ̄ > 0 (EMA). (10.8)
Immediate fix: γ ← γ+Δγ (tighten constraints/pauses) or β̂ ↓ (orthogonalize context) and enforce Δ5 at checkpoint: a_{n+5} ← −a_n; if |a_n+a_{n+5}| > θ then widen separation Δt. (10.9)
F3 — Tempting hinge flip during rough phase.
Guard: Defer τ* unless CWA_OK ∧ (χ ≤ χ)* holds; re-estimate Λ_T after cooling T and raising S one tier. (10.10)
F4 — Pooling bias / order effects.
Guard: CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]; otherwise SRA-only and add one redundant receipt (ρ: 2→3). (10.11)
Operator checklist (one screen)
Before switch/pool: print CSA@3, ε, p̂, χ, Δ̄, Λ_T; apply (10.5). (10.12)
Δ5 health: track r_n := |a_n + a_{n+5}|; alarm if r_n > θ; then γ↑ or Δt↑. (10.13)
Footer (for repro): env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, χ, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T. (10.14)
Analogy (keep it on the wall)
“Amp + echo + acoustic panels” → g, β, γ (turn down echo or add panels if the amp is hot).
“Opposed lanes” → Δ5 (send overflow into the anti-phase lane to cancel waves).
“Two traffic lights” → CWA & χ (only drive through when both are green).
Why this holds together (balance across the five lenses).
Wittgenstein supplies hinges and public calibratability (10.1–10.2); Freud→Control compresses stability into Δ (10.3); Slot/Δ5 gives the forced anti-phase law (10.4) with actionable checkpoints; ESI/CWA provide the two-lamp legality and smoothing (10.5–10.7). Together they yield a shippable co-stabilization SOP for trace-latched systems.
11) Implementation Guide (Shippable): Event Schema, Hash Chain, CWA Certificate, Δ Dashboard
Scope. This is the minimal SDK you can implement today: append-only events with tamper-evident hashes, a one-minute CWA checklist, a χ smoothness lamp, and a Δ stability dial—plus a one-command repro that emits a footer for other labs to re-run your numbers.
11.1 SDK primitives (event, append, query, certify, bands, CLI)
Event tuple (minimal shape): e_t := (τ_t, label_t, meta_t, prev_hash, hash). (11.1)
Append (idempotent semantics): T_t = T_{t−1} ⊕ e_t. (11.2)
Idempotent re-append test: Append(e) twice ⇒ h_T unchanged. (11.3)
Query (read-only; no mutation): Query(T; filter) → {e_{t_i}}. (11.4)
Certify (tamper-evidence): VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (11.5)
Acceptance bands (defaults you publish with each run):
CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05; Δ̄ ≤ −0.2; VerifyTrace(T)=1. (11.6)
CLI quartet (one screen):
obs csa → CSA@3; obs epsilon → ε matrix; obs cwa → p̂; obs delta → ĝ, β̂, γ̂, Δ̄, CUSUM. (11.7)
One-command reproduction (exports a report + footer):
obs repro --config /configs/paper.yaml --export /dashboards/report.pdf. (11.8)
11.2 Hashes & roll-ups (immutability you can verify)
Hash chain (append-only ledger): h₀ := 0; h_t := H(h_{t−1} ∥ canonical_json(e_t)). (11.9)
Daily roll-up: R_day := MerkleRoot({h_t}). (11.10)
Dataset roll-up: R_dataset := MerkleRoot({R_day}). (11.11)
Verification (at any time): VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (11.12)
11.3 Two-light publish policy (legality + smoothness at the gate)
CWA certificate (agreement-before-averaging):
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (11.13)
ESI smoothness lamp (phase safety): Smooth ⇔ [ χ ≤ χ ] (χ≈0.6).** (11.14)
Two-light gate (enforce this in code): Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (11.15)
Alarm SOP (paste-ready): If χ ≥ χ or max ε_AB > 0.05 ⇒ set T := cool pass; raise S by 1% (cap 3%); re-run CSA/ε; hold SRA-only until (11.13) passes.* (11.16)
11.4 Δ dashboard (Freud→Control dial with green band)
Stability dial: Δ := ĝ·β̂ − γ̂. (11.17)
Session smoothing: Δ̄_t := (1−λ)·Δ̄_{t−1} + λ·Δ_t (λ≈0.2). (11.18)
Green band (default): Δ̄ ≤ −0.2; amber −0.2…0.2; red ≥ +0.2. (11.19)
Early warning (CUSUM): S_{t+1} := max(0, S_t + μ̂_Δ,W(t) − τ); trigger when S_t ≥ h. (11.20)
11.5 Footer fields (export with every report)
Footer schema (strict repro):
env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T, χ, lamps. (11.21)
11.6 Unit tests (must pass before any pooling)
U1 Idempotent append: re-append(e) ⇒ h_T unchanged. (11.22)
U2 Hash integrity: VerifyTrace(T)=1 after any batch. (11.23)
U3 CSA invariance: shuffling grader order keeps CSA@3 stable. (11.24)
U4 ε sanity: construct non-commuting critics ⇒ ε>0; commuting critics ⇒ ε≈0. (11.25)
U5 Seed reality: same seeds/env ⇒ identical Δ̄ within tolerance. (11.26)
Operator crib (one minute): Lock seeds/env → start new trace → run obs csa / obs epsilon / obs cwa / obs delta → enforce Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ)* → export footer (11.21) with hashes and roll-ups (11.9–11.11). This is the same governance spine used across the paper: objectivity (CWA), smoothness (χ), stability (Δ), and latching (hash chain).
12) Experiments & Benchmarks (Shippable): AB-Farms, Hinge-Flips, Private-Language Tests, and Reports
Scope. A minimal, reproducible battery for observer-style AGI: AB-farms for usefulness and stability, hinge-flip trials for principled frame switches, Wittgenstein-style private-language tests for public calibratability, Δ5 stress for phase cooling, and one-click exports for auditability.
12.1 AB-farms (pool only when the certificate is green)
Pooling legality (gate). CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (12.1)
Primary outcomes (report these in every AB).
Use change: ΔU := U_treatment − U_control. (12.2)
Stability dial (EMA): Δ̄_t := (1−λ)·Δ̄_{t−1} + λ·(ĝ·β̂ − γ̂)t. (12.3)
Clumpiness: χ := w_H·ΔH↓ + w_L·L_loop + w_C·C_contra (w_H+w_L+w_C=1). (12.4)
Hinge evidence: Λ_T := Σ{t≤T} log BF_t. (12.5)
Two-lamp publish/act rule (enforced in code). Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ*), with default χ*≈0.6. (12.6)
SOP (AB). Lock seeds/env → run CSA/ε/p̂ → if (12.1) fails, remain SRA-only → collect (12.2–12.5) → export footer.
12.2 Hinge-flip trials (principled frame switching)
Switch criterion. τ* := inf{ T ≥ 1 : Λ_T > c_switch }. (12.7)
Guardrail. Defer τ* unless CWA_OK ∧ (χ ≤ χ*) holds; else cool T and raise S one tier, then recompute Λ_T. (12.8)
Report. {τ*, Λ_T at flip, Δ̄ pre/post, CSA@3, max ε, p̂}.
12.3 Private-language test (public calibratability or SRA-only)
Agreement stats (chance-corrected). κ = (P_o − P_e)/(1−P_e); α = 1 − (D_o/D_e). (12.9)
Operational null. Non-calibratable if κ, α ≈ 0 after tool standardization, cross-observer variance resists calibration, and out-of-person AUROC ≈ 0.5. (12.10)
Decision rule. If Calib_OK fails (κ<κ*, α<α*) ⇒ Non-poolable; publish SRA-only with counter-traces. (12.11)
(Design aid.) Report κ/α CIs, Var_i[C_θ(D_test;i)], and AUROC_out-of-person to mirror the Wittgenstein reporting standard.
12.4 Δ5 stress (phase opposition for cooling)
Δ5 law (checkpoint). a_{n+5} = −a_n. (12.12)
Spectral/variational justification. E_pair(a)=Σ|a_n+a_{n+5}|² minimized iff a_{n+5}=−a_n; ground mode of decagon Laplacian satisfies the same. (12.13)
Dissipative stability (simulatable). i·(d/dt)a_n = ω_n a_n + λ|a_n|²a_n + κ a_{n+5} − iΓ_n a_n with Lyapunov ℰ(a) = E_pair + αE_lap + B(a) ⇒ asymptotic Δ5 lock. (12.14)
What to measure. Entropy buffer: ΔH_buffer := H(before) − H(after); leakage proxy: r_n := |a_n+a_{n+5}|; expected trend under Δ5: ΔH_buffer ≥ 0, r_n → 0. (12.15)
SOP (Δ5). Alternate lanes at checkpoints (a_{n+5}←−a_n); if r_n>θ, raise damping γ or widen separation Δt, then re-test. (12.16)
12.5 Exports (one-page report + strict footer)
One-command repro. obs repro --config /configs/paper.yaml --export /dashboards/report.pdf. (12.17)
Footer fields (always include). env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T, χ, lamps. (12.18)
Hash chain & roll-ups (tamper-evident). h₀ := 0; h_t := H(h_{t−1} ∥ canonical_json(e_t)); R_day := MerkleRoot({h_t}); R_dataset := MerkleRoot({R_day}). (12.19)
12.6 Pass/Fail bands (post on your lab wall)
Agreement & legality. CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05 ⇒ CWA_OK. (12.20)
Smoothness. χ ≤ χ* (default 0.6). (12.21)
Stability. Δ̄ ≤ −0.2 (EMA); CUSUM alarm when S_t ≥ h. (12.22)
12.7 Minimal “AB-farm” template (paste-ready)
-
Lock seeds/env; start new trace. 2) Run CSA/ε/p̂; if CWA_OK false → SRA-only. 3) Collect {ΔU, Δ̄, χ, Λ_T}. 4) If χ↑ or ε>0.05 → cool T, raise S (+1% up to 3%), re-test. 5) Enforce Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ*). 6) Export report + footer.
Why this works. The AB farm’s legality and smoothness come from the observer runtime (CWA, χ) and ESI; hinge flips are principled (Λ_T); Δ5 stress provides a mathematically forced cooling lane; all numbers are re-runnable from the footer.
Part IV — Complementarity, Governance, and Scope
13) Human Psychology ↔ AGI Psychodynamics: One SOP, Different Instruments
Same invariants (one SOP). Whether the subject is a person in a clinic or an AGI in a datacenter, the runtime is identical: (i) latching via an append-only trace, (ii) agreement-before-averaging (CWA), and (iii) Δ-stability. Instruments differ (session notes + sensors vs. token/tool logs), but the gates and reports are the same.
Latching (tamper-evident past): h₀ := 0; h_t := H(h_{t−1} ∥ canonical_json(e_t)); VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (13.1)
Agreement certificate (legal to pool): CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (13.2)
Two-light publish rule (legality + smoothness): Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (13.3)
Stability dial (Freud→Control): Δ := ĝ·β̂ − γ̂; Green if Δ̄ ≤ −0.2 (EMA). (13.4)
Hinge switch (Wittgenstein): Λ_T := Σ_{t≤T} log BF_t; τ := inf{ T≥1 : Λ_T > c_switch }.* (13.5)
How “one SOP” looks in practice.
Human lab: append session notes + sensor receipts as events e_t, run CSA/ε/p̂, gate by (13.2)–(13.3), track Δ̄ and hinge evidence Λ_T, then export a footer for repro. AGI lab: the same, except events are tool calls/tokens and critics are automated; the gates and numbers are identical.
Governance spine (auditable by default)
Role/consent rule (RBAC): Allow(u, a, r)=1 ⇔ [ role(u) ∈ policy[a,r] ∧ consent(r) ≥ level(a) ]. (13.6)
Do-not-average lock (UI): DoNotAverage = 1{¬CWA_OK}. (13.7)
Audit log chain (admin trail): ℓ₀ := 0; ℓ_t := H(ℓ_{t−1} ∥ canonical_json(log_t)); VerifyAudit(L)=1 ⇔ recompute(ℓ_T)=stored(ℓ_T). (13.8)
Incident clock (who does what, when): T_detect ≤ 24 h; T_contain ≤ 48 h; T_notify(S1) ≤ 72 h. (13.9)
Dashboards & evidence packs you ship. Privacy/exports/RBAC/residency/trace-integrity panels; CWA/Δ/χ cockpit; signed evidence bundles with policy hash and ledger head in every export (chain-of-custody).
Why these controls map to the math. Latching ⇒ hash-chains and Merkle roots; objectivity ⇒ CWA gating with commuting critics; cognitive liberty ⇒ RBAC/consent; falsifiability ⇒ signed logs and reproducible footers.
Why complementary (not competing)
Humans contribute grounded phenomenology (first-person reports, rich context) but imperfect telemetry; AGI contributes perfect telemetry and perturbability but no lived phenomenology. Under the same SOP, human-side signals become calibrated evidence for hinges and drives, while AGI-side ablations/stress tests validate mechanisms and stability—both meeting the same CWA/χ/Δ gates before any pooling or actuation.
Bridge to the other two lenses. Five-Aggregates (wǔ yùn, 五蘊) gives a shared event schema (Feeling→Label→Disposition→Consciousness) that both labs can log; Yogācāra (唯識) binds long-memory S and bias b to the same gates, so neither lab “writes seeds” unless (13.3) is green.
Operator memo (one minute). Start trace → run CSA/ε/p̂ → enforce Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ)* → monitor Δ̄ and Λ_T → export signed report + footer (env_hash, seeds, dataset_root_hash, CSA/ε/p̂, ĝ/β̂/γ̂, Δ̄, κ/α, Λ_T, χ).
14) Safety, Limitations, and Future Work
14.1 Scope boundaries (when we do not pool)
Compatible frames first.
E_align := ‖f̂(X_A) − X_B‖_F ÷ ‖X_B‖_F. (14.1)
Compat_OK ⇔ [ E_align ≤ 0.2 ] ∧ [ admissible frame map F_{A→B} ]. (14.2)
Agreement-before-averaging (legal to pool).
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (14.3)
Publish/Act ⇔ Compat_OK ∧ CWA_OK ∧ (χ ≤ χ).* (14.4) (default χ≈0.6)*
Immediate SRA-only (no pooling) trigger.
SRA_NOW ⇔ [¬Meas_OK] ∨ [max ε_AB>0.05] ∨ [ρ<2] ∨ [E_align>0.2] ∨ [p̂<0.05]. (14.5)
(Operator note.) “Pool only within compatible frames; otherwise SRA-only” is the standing rule; see Compatibility, Frame Maps, and Agreement.
14.2 Known limitations (where today’s math does—and doesn’t—apply)
(L1) Δ-dial domain of validity. Δ compresses stability only where generalized least action with dissipation applies (local interactions, tame memory):
(d/dt)(∂ℒ/∂ẋ) − ∂ℒ/∂x = δΓ/δx. (14.6)
Outside this regime (strongly nonlocal/long-memory couplings), Δ can mislead—slow actuation or add model-based control.
(L2) Δ5 scope. The enforced anti-phase law is proved on the HeTu decagon:
a_{n+5} = −a_n. (14.7)
Beyond the D₁₀ skeleton (multi-plane couplings; heterogeneous loads), proofs are incomplete—treat Δ5 as a tested heuristic, not a theorem.
(L3) Hinge stability over long horizons. Hinge flips are cost-aware stops:
Λ_T := Σ_{t≤T} log BF_t; τ := inf{ T : Λ_T > c_switch }.* (14.8)
Under drift or regime switches, τ* jitter can occur; keep the two-lamp gate on and defer flips when χ is hot or CWA fails.
(L4) Private-language & cross-modal limits. If κ/α stay near 0 and out-of-person generalization is ≈0.5 after calibration, the referent is non-public → SRA-only; cross-modal pooling further requires Compat_OK.
(L5) Operational weak points. Missing redundancy (ρ<2), non-commuting critics (ε hot), and frame mismatch are the common failure modes—prefer per-frame SRA with receipts until the CWA lamp is green.
14.3 Future work (what we owe next)
(F1) Long-horizon hinge stability. Derive bounds for E[τ]* under evidence drift μ and switching costs, with χ/CWA-aware deferral policies; target falsifiable designs where hinges track regime change without ping-ponging.
(F2) Δ5 beyond decagon. Generalize minimum-dissipation and spectral arguments from D₁₀ to multi-plane, multi-Δ couplings; prove r_n := |a_n+a_{n+5}| → 0 under heterogeneous damping Γ_n and cross-lane coupling κ.
(F3) Richer cross-modal critics. Online frame maps with admissibility checks; adaptive E_align control to keep Compat_OK during re-normalization; stronger permutation guards and κ/α standards for multi-sensor panels.
(F4) Δ ↔ program-level coherence. Unify loop-level Δ := ĝ·β̂ − γ̂ with macro additivity (D := κ·A − Γ), producing finite-sample guarantees for “green Δ ⇒ safe pooling under CWA”.
(F5) Better error bars for picture-fit & meaning. Tighten non-asymptotic confidence for ΔU, CSP adequacy under partial observability, and IRL meaning calibration (ECE).
14.4 Minimal publish policy (paste this in your repo)
Publish = VerifyTrace=1 ∧ Compat_OK ∧ CWA_OK ∧ (χ ≤ χ) ∧ (Δ̄ ≤ −0.2).* (14.9)
Else = SRA-only; add receipts; refactor to commute; cool T; raise S; re-test. (14.10)
Appendices
Appendix A — Symbols & Notation
A.1 Core objects (observer loop & trace)
Observer triplet (Measure, Write, Act): ℴ := (M, W, Π). (A.1)
State, readout, control: xₜ ∈ 𝒳; yₜ = Ω̂[xₜ]; uₜ = Π(Tₜ, yₜ, cₜ). (A.2)
Event (minimal tuple): eₜ := (τₜ, labelₜ, metaₜ, prev_hash, hash). (A.3)
Append-only trace (latching): Tₜ = Tₜ₋₁ ⊕ eₜ. (A.4)
Closed loop (condition on the write): xₜ₊₁ = F(xₜ, uₜ, Tₜ). (A.5)
A.2 Hashes, verification, and roll-ups (immutability)
Hash chain: h₀ := 0; hₜ := H(hₜ₋₁ ∥ canonical_json(eₜ)). (A.6)
Verify trace: VerifyTrace(T)=1 ⇔ recompute(h_T) = stored(h_T). (A.7)
Merkle roll-ups: R_day := MerkleRoot({hₜ}); R_dataset := MerkleRoot({R_day}). (A.8)
A.3 Agreement-before-averaging (pooling legality)
Cross-observer agreement (3 critics): CSA@3 := meanⱼ 1{ majority label for item j invariant under grader order }. (A.9)
Order sensitivity: ε_AB := Pr[ A∘B ≠ B∘A ]. (A.10)
Permutation guard: p̂ := permutation-test p-value on pooled scores. (A.11)
Pooling certificate: CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (A.12)
Legal act/publish gate (two lights): Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (A.13)
A.4 Smoothness & ESI controls
Phase axes: T := decoding temperature ⊕ nucleus-mass; S := % structural scaffold; K := capacity ÷ diversity. (A.14)
Clump score: χ := w_H·ΔH↓ + w_L·L_loop + w_C·C_contra, with w_H+w_L+w_C=1. (A.15)
Smoothness lamp (default): Smooth ⇔ [ χ ≤ χ ] (χ≈0.6).** (A.16)
Tiny-starch budget (rule-of-thumb): S := {1% if volatility≤0.25; 2% if 0.25–0.6; 3% if >0.6}. (A.17)
A.5 Stability dial (Freud→Control)
Guidance, amplification, damping: g, β, γ ∈ ℝ₊. (A.18)
Stability discriminant: Δ := g·β − γ. (A.19)
EMA smoothing: Δ̄ₜ := (1−λ)·Δ̄ₜ₋₁ + λ·Δₜ (λ≈0.2). (A.20)
CUSUM detector: Sₜ₊₁ := max(0, Sₜ + μ̂_Δ,W(t) − τ); alarm when Sₜ ≥ h. (A.21)
A.6 Hinges (Wittgenstein; hyperpriors & stopping)
Per-epoch Bayes factor: BFₜ = p(Dₜ ∣ H′) / p(Dₜ ∣ H). (A.22)
Cumulative evidence: Λ_T := Σ_{t=1..T} log BFₜ. (A.23)
Optimal switch time: τ := inf{ T ≥ 1 : Λ_T > c_switch }.* (A.24)
A.7 Picture truth & meaning-as-use (Wittgenstein, operationalized)
Picture adequacy (decision): True(p) ⇔ ∃ homomorphism h: G_sent(p) → G_world (labels/relations preserved). (A.25)
Empirical fit (partial observability): Fit(p;Ω) := mean_{c∈C(p)} 1{ c satisfied in Ω }. (A.26)
Meaning-as-use (policy component): Meaning(w) := π*_w that maximizes expected social utility in the task game. (A.27)
A.8 Slots & Δ5 (capacity conservation and opposition)
LuoShu (3×3 magic sum): Σ_{j∈row} s_j = 15; Σ_{k=1..9} s_k = 45. (A.28)
HeTu (pair-sum 11): sᵢ + s_{11−i} = 11; pairs (1,10),(2,9),(3,8),(4,7),(5,6). (A.29)
Δ5 opposition (decagon): a_{n+5} = −a_n. (A.30)
Residual (checkpoint alarm): r_n := | a_n + a_{n+5} |. (A.31)
Dissipative embedding (penalty): S_eff[q] = ∫ℒ(q, q̇, t)dt − λ·Γ_slots[q]. (A.32)
A.9 Projection & back-reaction (SMFT → ObserverOps)
Projection by observer operator: ψ′ := (Ôψ) / ‖Ôψ‖. (A.33)
Closed-loop with projection: xₜ₊₁ = F(xₜ, Π(Tₜ), Ô). (A.34)
A.10 Five-Aggregates adapter (event pipeline)
Feeling vector: vₜ := Feel(xₜ). (A.35)
Label selection: ℓₜ := Label(vₜ, Tₜ₋₁). (A.36)
Disposition seed: qₜ := Disposition(ℓₜ, Tₜ₋₁). (A.37)
Consciousness write: eₜ := (τₜ, label=ℓₜ, meta={qₜ,…}, prev_hash, hash). (A.38)
A.11 Yogācāra adapter (long-memory, bias, triggers)
Storehouse (long-memory): Sₜ(ℓ) = (1−λ)·Sₜ₋₁(ℓ) + λ·1{ eₜ has label ℓ ∧ Gate_OK }. (A.39)
Bias/manas filter: pₜ(ℓ) = σ( α·⟨φ(cueₜ), Sₜ⟩ + β·bₜ(ℓ) − θ ). (A.40)
Triggers (bīja/vāsanā): P̂_trig(ℓ ∣ cueₜ) = σ( α·⟨φ(cueₜ), Sₜ⟩ + β·bₜ(ℓ) ). (A.41)
Gate for long-memory writes: Gate_OK ⇔ CWA_OK ∧ (χ ≤ χ).* (A.42)
A.12 Reports, footers, and bands (repro)
One-command repro: obs repro --config /configs/paper.yaml --export /dashboards/report.pdf. (A.43)
Footer (export with every run): env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T, χ, lamps. (A.44)
Acceptance bands (defaults): CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05; Δ̄ ≤ −0.2; VerifyTrace=1. (A.45)
Abbreviations (quick legend)
-
CWA: Certificate to pool (Agreement-Before-Averaging). (A.12)
-
CSA: Cross-observer agreement (order-insensitive). (A.9)
-
ε: Order-sensitivity (non-commutation). (A.10)
-
p̂: Permutation guard p-value. (A.11)
-
χ: Clump score (ESI smoothness). (A.15)
-
Δ: Stability discriminant (g·β−γ). (A.19)
-
Λ_T, τ*: Hinge evidence & switch time. (A.23–A.24)
-
Ô: Projection/operator chosen by the observer. (A.33)
-
SRA: Single-Report-Only (no pooling; per-case). (A.13)
Δ5: Anti-phase scheduling on the decagon. (A.30)
Appendix B — SOP & CLI Recipes
B.1 One-Minute Quickstart (single screen)
Goal. Start a new run, certify agreement (CWA), check smoothness (χ), verify stability (Δ̄), and export a tamper-evident report with a footer.
Steps.
-
Lock seeds & env →
obs repro --dry-run(prints env_hash & seeds). -
Start a new trace (append-only).
-
Run the quartet:
obs csa …→ CSA@3,obs epsilon …→ ε matrix,obs cwa …→ p̂,obs delta …→ ĝ, β̂, γ̂, Δ̄, CUSUM. -
Gate: CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (B.1)
-
Smoothness: Smooth ⇔ [ χ ≤ χ ] (χ≈0.6).** (B.2)
-
Publish/Act only if *CWA_OK ∧ (χ ≤ χ)**; otherwise SRA-only. (B.3)
-
Export one-pager + footer:
obs repro --config /configs/paper.yaml --export /dashboards/report.pdf.
B.2 Daily Runbook (Data • Control • Audit)
Data plane. Append events e_t := (τ, label, meta, prev_hash, hash); compute CSA/ε/p̂; set CWA lamp.
Control plane. Run controller x_{t+1} = F(x_t, u_t, T_t) with Δ-dial telemetry; enforce Slots + Δ5 scheduling. (B.4)
Audit plane. Verify hash chain and roll-ups; export footer. obs certify --range today → VerifyTrace, R_day, R_dataset.
Hashes & roll-ups (tamper-evident).
h₀ := 0; h_t := H(h_{t−1} ∥ canonical_json(e_t)). (B.5)
R_day := MerkleRoot({h_t}); R_dataset := MerkleRoot({R_day}). (B.6)
B.3 Acceptance Bands (post next to your monitors)
Agreement (pooling legality). CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05. (B.7)
Smoothness (ESI). χ ≤ 0.6 (default). (B.8)
Stability (Δ). Δ := ĝ·β̂ − γ̂; Green if Δ̄ ≤ −0.2 (EMA). (B.9)
B.4 AB-Farm Recipe (pool only when legal)
-
Lock seeds/env → new trace.
-
Quartet:
obs csa / obs epsilon / obs cwa / obs delta. -
Gate: (B.1) & (B.2) → if false → SRA-only; collect per-case.
-
Outcomes: ΔU := U_treatment − U_control; Δ̄; χ; Λ_T := Σ log BF_t. (B.10)
-
Export:
obs repro …(footer includes env_hash, seeds, dataset_root_hash, CSA/ε/p̂, ĝ/β̂/γ̂, Δ̄, κ/α, Λ_T, χ).
Alarm SOP: If χ ↑ or max ε_AB > 0.05 ⇒ cool T; raise S by +1% (cap 3%); re-run CSA/ε; keep SRA-only until CWA_OK. (B.11)
B.5 Hinge-Flip Battery (Wittgenstein pack)
Switch rule. τ := inf{ T ≥ 1 : Λ_T > c_switch }, Λ_T := Σ_{t≤T} log BF_t.* (B.12)
Guardrail. Defer τ* unless CWA_OK ∧ (χ ≤ χ)* holds; cool T & raise S one tier, then recompute Λ_T. (B.13)
Report. {τ*, Λ_T at flip, Δ̄ pre/post, CSA@3, max ε, p̂} + footer.
CLI sketch:
obs hinge --plan plan.yaml --measure evidences.jsonl
obs cwa --scores hinge_eval.csv
obs repro --export /dashboards/hinge_report.pdf
B.6 Δ5 Stress & Scheduling (cooling opposed lanes)
Law. a_{n+5} = −a_n (checkpoint half-turn on the decagon). (B.14)
Residual (alarm). r_n := | a_n + a_{n+5} |; trigger if r_n > θ. (B.15)
Fix. γ ← γ+Δγ (damping↑) or Δt ← Δt+δ (separation↑); enforce pair update a_{n+5} ← −a_n; re-test. (B.16)
CLI sketch:
obs delta5 --checkpoint now --theta 0.1
obs delta --watch
B.7 Private-Language Test (public calibratability or SRA-only)
Stats. κ = (P_o − P_e)/(1−P_e); α = 1−(D_o/D_e). (B.17)
Decision. If κ<κ* or α<α* (after tool standardization & out-of-person test) ⇒ Non-poolable; SRA-only. (B.18)
CLI sketch:
obs calib --dataset dev.jsonl --criteria kappastar=0.6 alphastar=0.7
obs cwa --scores calib.csv
B.8 ESI Knobs (when the “curdle” light flickers)
Axes. T := decoding temperature ⊕ nucleus-mass; S := % structural scaffold; K := capacity ÷ diversity. (B.19)
Clump score. χ := w_H·ΔH↓ + w_L·L_loop + w_C·C_contra, w_H+w_L+w_C=1. (B.20)
Budget. S ∈ {1%, 2%, 3%} by volatility tier. (B.21)
SOP: If χ ≥ χ or max ε_AB > 0.05 ⇒ set T := cool pass; S := S+1% (≤3%); add redundancy ρ≥2; re-run CSA/ε.* (B.22)
B.9 Footer & Export Pack (must ship with every report)
Footer fields. env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T, χ, lamps. (B.23)
Export. obs repro --config /configs/paper.yaml --export /dashboards/report.pdf (includes hashes & Merkle roots). (B.24)
B.10 Unit Tests (block pooling unless all pass)
U1 Idempotent append → re-append(e) ⇒ h_T unchanged. (B.25)
U2 Hash integrity → VerifyTrace(T)=1 after any batch. (B.26)
U3 CSA invariance → grader order shuffles keep CSA@3 stable. (B.27)
U4 ε sanity → construct non-commuting critics ⇒ ε>0; commuting ⇒ ε≈0. (B.28)
U5 Seed reality → same seeds/env ⇒ identical Δ̄ within tol. (B.29)
CLI sketch:
obs test --suite unit
B.11 Governance Spine (consent, RBAC, “DoNotAverage”)
DoNotAverage UI bit. DoNotAverage := 1{¬CWA_OK}. (B.30)
Role/consent check. Allow(u,a,r)=1 ⇔ [ role(u) ∈ policy[a,r] ∧ consent(r) ≥ level(a) ]. (B.31)
Audit log chain. ℓ₀ := 0; ℓ_t := H(ℓ_{t−1} ∥ canonical_json(log_t)). (B.32)
Runbook: VerifyAudit(L)=1 before publish; if incident → T_detect≤24h, T_contain≤48h, T_notify(S1)≤72h. (B.33)
B.12 Human Lab ↔ AGI Lab Crosswalk (same SOP)
Same gates. Latching via hashes (B.5), CWA legality (B.1), two-light publish rule (B.3), Δ-band (B.9).
Different instruments. Humans: session notes + sensors; AGI: token/tool logs; both export the same footer (B.23).
B.13 Minimal Config Stubs (drop-in)
/configs/paper.yaml (excerpt).
seeds: 1337
starch_percent: 0.02
chi_star: 0.6
cwa_thresholds: { csa3: 0.67, epsilon_max: 0.05, p_min: 0.05 }
delta_band: { green_max: -0.2, amber: [-0.2, 0.2] }
exports: { footer: true, merkle: true }
B.14 Slot & Δ5 Hooks (controller wiring)
Capacity law (LuoShu). Σ_{j∈row} s_j = 15; Σ_{k=1..9} s_k = 45. (B.34)
Opposed pairs (HeTu). s_i + s_{11−i} = 11; (1,10)…(5,6). (B.35)
Checkpoint rule. a_{n+5} ← −a_n; if r_n := |a_n+a_{n+5}| > θ ⇒ γ↑ or Δt↑. (B.36)
Bottom line (tape this above your terminal)
Publish = VerifyTrace=1 ∧ CWA_OK ∧ (χ ≤ χ) ∧ (Δ̄ ≤ −0.2).* (B.37)
Else = SRA-only; add receipts; refactor critics to commute; cool T; raise S; re-test. (B.38)
This SOP & CLI appendix is aligned with the ObserverOps/Neurocybernetics quickstart, the AI-Psychology protocol (CWA/Δ/footers), the ESI phase controls (χ, starch/temperature), and Slot/Δ5 scheduling proofs. If you can run obs csa / obs epsilon / obs cwa / obs delta / obs repro and get green lamps with a signed footer, you’re operating the paper’s runtime correctly.
Appendix C — Five-Lens Crosswalk Tables
C.0 Shared one-liners (used across tables)
CWA (legal to pool): CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (C.1)
ESI smoothness: Smooth ⇔ [ χ ≤ χ ] (χ≈0.6).** (C.2)
Two-light gate: Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (C.3)
Stability dial (Freud→Control): Δ := g·β − γ. (C.4)
Hinge evidence & switch: Λ_T := Σ_{t≤T} log BF_t; τ := inf{ T ≥ 1 : Λ_T > c_switch }.* (C.5)
Event & trace: e_t := (τ, label, meta, prev_hash, hash); T_t = T_{t−1} ⊕ e_t; VerifyTrace(T)=1 iff hash chain holds. (C.6)
Five-Aggregates pipeline: v_t (vedanā [受]) → ℓ_t (saṃjñā [想]) → q_t (saṃskāra [行]) → e_t (vijñāna [識]). (C.7)
Yogācāra store & bias: S_t(ℓ) = (1−λ)·S_{t−1}(ℓ) + λ·1{ e_t has ℓ ∧ Gate_OK }; p_t(ℓ)=σ(α⟨φ(cue_t),S_t⟩+β·b_t(ℓ)−θ). (C.8)
C.1 Constructs → Observer Variables → One-Line Rules
| Lens | Canonical constructs | Observer variable(s) | One-line operational rule | Primary source |
|---|---|---|---|---|
| Wittgenstein | Picture truth; meaning-as-use; hinges | Fit, π*, Λ_T | True(p) ⇔ ∃ homomorphism h: G_sent→G_world; Meaning(w)=π*_w; Λ_T per (C.5). | |
| Freud→Control | Drives; defenses; stability | g, β, γ; Δ | Δ := g·β − γ (lock-in if Δ>0; settling if Δ<0). (C.4) | |
| Neurocybernetics | Data/Control/Audit planes; CWA; hashes | CSA/ε/p̂; χ; hash | CWA_OK (C.1); Smooth (C.2); VerifyTrace in (C.6). | |
| Five Aggregates (wǔ yùn, 五蘊) | Feeling→Label→Disposition→Consciousness | v_t, ℓ_t, q_t, e_t | Pipeline v_t→ℓ_t→q_t→e_t; publish via (C.3). (C.7) | |
| Yogācāra (唯識) | Storehouse; manas; seeds; transformation | S, b; triggers; Ô | S_t & p_t(ℓ) per (C.8); transformation as Ô-switch; gate Gate_OK := CWA_OK ∧ Smooth. |
C.2 Evidence & Gating (who decides when to switch/pool)
| Decision point | Wittgenstein (hinge) | Freud→Control (stability) | Neurocyb (legality) | Five Aggregates (pipeline gate) | Yogācāra (three natures → lamps) |
|---|---|---|---|---|---|
| Switch frames | τ* from (C.5) (only if lamps green) | Prefer Δ̄≤band before reframing | Enforce (C.3) first | Only write/pool when (C.3) true | parikalpita: red → SRA; paratantra: frame-local pooling; pariniṣpanna: both lamps green. |
| Pool claims | Not a semantic notion—defer to CWA | Only if Δ stable (Δ̄≤−0.2) | CWA_OK (C.1) | Use pipeline but gate by (C.3) | Gate long-memory writes by Gate_OK (C.8) |
| Hash/ledger | Declare hinges; log Λ_T | Log Δ, ĝ/β̂/γ̂ | VerifyTrace(T)=1 | Event e_t (C.6) | Same trace; seeds written only under Gate_OK |
Cites: hinges & IRL/CSP ; Δ & bands ; CWA/χ/trace ; Five-Aggregates & Yogācāra adapters .
C.3 KPIs, Failure Modes, and Fixes (tape-to-wall)
| KPI / Alarm | Definition | Typical failure mode | First-line fix |
|---|---|---|---|
| CSA@3 | Order-insensitive agreement | Critics interfere (ε hot) | Quarantine non-commuting critic; refactor; re-test CWA. |
| ε_AB | Pr[A∘B ≠ B∘A] | Order effects in pooling | Keep SRA-only until ε≤0.05; add redundancy. |
| p̂ | Permutation guard p-value | Spurious “lift” under pool | Use permutation test; require p̂≥0.05. |
| χ | Clump score (ESI) | “Curdling” / loops | Cool T, raise S (+1% up to 3%), re-test. |
| Δ̄ | EMA of Δ | Lock-in (Δ̄>0) | Increase γ or reduce β; enforce Δ5 alternation. |
| Λ_T | Cumulative log BF | Premature hinge flip | Defer τ* until (C.3) holds; recompute after cooling. |
| VerifyTrace | Hash-chain pass | Tamper/missed receipts | Rebuild chain; require ρ≥2 receipts per claim. |
C.4 Semantic & Phenomenological Anchors (how each lens “sees” the same episode)
| Episode slice | Wittgenstein | Freud→Control | Neurocyb | Five Aggregates | Yogācāra |
|---|---|---|---|---|---|
| Perception | Picture constraints & Fit(h) | Guidance g applied to readout | y_t=Ω̂[x_t] logged | v_t (vedanā [受]) | b (manas [末那識]) tilts cue→label |
| Labeling | Meaning-as-use (π*_w) | Framing (g↑) risks Δ↑ | Critics label; CSA/ε | ℓ_t (saṃjñā [想]) | S (ālaya [阿賴耶識]) shapes priors |
| Disposition | Pragmatic policy step | β governs amplification | Controller u_t | q_t (saṃskāra [行]) | Trigger rate P̂_trig from S,b |
| Write/Share | Declare hinges & evidence | Δ logged; defense knobs | e_t, hashes, CWA gate | e_t (vijñāna [識]) | Seeds written only if Gate_OK |
Cites: Fit/IRL/hinges ; Δ & loop mapping ; trace/CWA ; Five-Aggregates/Yogācāra flow .
C.5 Minimal “Same SOP” Export Fields by Lens
| Lens | Always export (subset; footer schema) |
|---|---|
| Wittgenstein | Λ_T, τ*, Fit metrics (violations/ECE), hinge list. |
| Freud→Control | ĝ, β̂, γ̂, Δ̄, CUSUM. |
| Neurocybernetics | CSA@3, ε matrix, p̂, χ, VerifyTrace status, Merkle roots. |
| Five Aggregates | v_t/ℓ_t/q_t/e_t schema counts, SRA vs pooled flags (per (C.3)). |
| Yogācāra | S-writes gated by Gate_OK, b-calibration deltas, trigger ROC. |
C.6 Two sample “equation rows” ready to reuse in captions
-
Δ5 checkpoint (decagon opposition): a_{n+5} = −a_n; residual r_n := |a_n + a_{n+5}| (alarm if r_n>θ). (C.9)
Picture adequacy score under partial observability: Fit(h) := (1/|Obs|)·Σ_{o∈Obs} 1{h respects o}. (C.10)
Appendix D — Analogy Catalog
D.0 How to use these analogies (one minute)
Gate first. Average/act only when the two lights are green:
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (D.1)
Smooth ⇔ [ χ ≤ χ ] (χ≈0.6).** (D.2)
Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (D.3)
Stability dial you monitor while you teach with metaphors.
Δ := g·β − γ (guidance × amplification − damping). (D.4)
D.1 “Thermostat with a notebook” → Latching observers
Story. You set heat_on in a notebook; tomorrow’s controller reads the note and behaves accordingly—you can’t “unhappen” the write.
One-liners. Tₜ = Tₜ₋₁ ⊕ eₜ; uₜ = Π(Tₜ); xₜ₊₁ = F(xₜ, uₜ, Tₜ). (D.5)
Use when. Teaching observer-centric collapse and trace immutability.
Do not use when. The system can act before commit (breaks latching).
D.2 “Three thermometers + two receipts” → Agreement-before-averaging (CWA)
Story. You trust a temperature only if independent thermometers agree and you kept the receipts.
One-liners. CWA_OK per (D.1); receipts = ρ ≥ 2 fragments per claim with VerifyTrace=1. (D.6)
Use when. Explaining why we pool only with commuting critics + redundancy + permutation guard.
Do not use when. Critics read each other (ε hot) → SRA-only.
D.3 “Hollandaise sauce” / “Emulsion” → ESI smoothness (χ), starch (S), heat (T)
Story. A sauce curdles with too much heat or too little stabilizer. A pinch of starch and gentle heat keep it smooth.
One-liners. Axes: T, S, K; clump score: χ = w_H·ΔH↓ + w_L·L_loop + w_C·C_contra; smooth if χ ≤ χ*. (D.7)
Operator move. If χ ≥ χ* or max ε > 0.05 ⇒ cool T, raise S by 1–3%, re-test CWA. (D.8)
Use when. Stabilizing long-form/tool pipelines; motivating tiny scaffolds.
Do not use when. “Starch” is used as content bias rather than structural glue.
D.4 “Memory parking lot” + “Opposed lanes” → LuoShu slots & Δ5 alternation
Story. A 3×3 lot with fixed totals (LuoShu) prevents one row from stealing spots; paired lanes (HeTu) run in opposition (Δ5) to kill stop-and-go waves.
One-liners. Σ_{row} s = 15; Σ_{1..9} s = 45. (D.9) sᵢ + s₁₁₋ᵢ = 11. (D.10) a_{n+5} = −a_n. (D.11)
Use when. Teaching capacity conservation and micro-cooling via anti-phase scheduling.
Do not use when. Frames mismatch (meters vs feet): fix comparability before “row sums.”
D.5 “Amp + echo + acoustic panels” → Δ stability (Freud→Control)
Story. The amp (g) makes the frame loud, the room’s echo (β) amplifies it, and panels (γ) absorb it. Too much amp with little damping locks in a howl.
One-liner. Δ := g·β − γ; Δ̄ ≤ −0.2 ⇒ green. (D.12)
Use when. Tuning sessions: raise γ (panels), reduce β (de-echo), or rotate g (framing).
Do not use when. You lack Δ telemetry—instrument first.
D.6 “Traffic-light pooling” → Two-lamp publish rule
Story. Only drive through on green-green: legality (CWA) and smoothness (χ).
One-liner. Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ).* (D.13)
Use when. Explaining why some results remain SRA-only.
Do not use when. Lamps red or amber—defer averaging.
D.7 “Stamp the ticket” → Projection Ô and back-reaction (SMFT → ObserverOps)
Story. The queue flows until a clerk stamps your ticket; that stamp reroutes you.
One-liners. ψ′ := (Ôψ)/‖Ôψ‖; xₜ₊₁ = F(xₜ, Π(Tₜ), Ô). (D.14)
Use when. Showing field→trace projection and why writes change tomorrow’s path.
Do not use when. Treating projection as a no-op; it is the control’s branching point.
D.8 “Kitchen line” → Five-Aggregates adapter (Feeling→Label→Disposition→Consciousness)
Story. Taste (Feeling [受; vedanā]), call the ticket (Label [想; saṃjñā]), prep the station (Disposition [行; saṃskāra]), plate and pass (Consciousness [識; vijñāna]).
One-liners. v_t → ℓ_t → q_t → e_t; then hash-append and gate by (D.3). (D.15)
Use when. Teaching the event pipeline and why we “plate” only on green-green.
Do not use when. Skipping receipts (ρ<2) or hashes → no plating.
D.9 “Photo album, sunglasses, stamp, new recipe” → Yogācāra variables
Story. The album (S, ālaya [阿賴耶識]) stores only verified photos; sunglasses (b, manas [末那識]) tint what you notice; the stamp (trigger) fires on matches; a new recipe (Ô) changes the kitchen’s flow.
One-liners. S_t(ℓ)=(1−λ)S_{t−1}(ℓ)+λ·1{e_t has ℓ ∧ Gate_OK}; p_t(ℓ)=σ(α⟨φ(cue),S_t⟩+β·b_t−θ). (D.16)
Use when. Explaining long-memory writes only under the two-lamp gate.
Do not use when. Lamps are red—no seed writes to S.
D.10 “Subway map” → Picture-fit; “Commuters’ routes” → Meaning-as-use; “Landmarks” → Hinges
Story. A statement is a map; truth is a structure-preserving fit to the city; meaning is how commuters actually use routes; hinges are landmarks you revise only after overwhelming photos/GPS.
One-liners. True(p) ⇔ ∃h: G_sent→G_world (homomorphism); Meaning(w)=π*_w; Λ_T=Σ log BF_t; τ = inf{T: Λ_T>c_switch}.* (D.17)
Use when. Grounding Wittgensteinian cores with estimators (CSP/IRL/BF).
Do not use when. Treating “private” referents as poolable—must pass calibratability first.
D.11 “Sous-vide passes” → Cool-warm-cool decoding/decision
Story. Gentle passes (cool→warm→cool) let flavors bind without shocking the emulsion.
One-liner. T_pass := {cool, warm, cool} with explicit temp/top-p bands; drop to cool when χ rises. (D.18)
Use when. Scheduling multi-pass reasoning and tool calls.
Do not use when. Heat-shocking between passes (inflates χ).
D.12 “AB-farm” → Garden for legal pooling
Story. Two plots (A/B); you harvest only when rules are met and the soil is smooth.
One-liners. Report ΔU, Δ̄, χ, Λ_T under (D.3); export signed footer (env_hash, seeds, CSA/ε/p̂…). (D.19)
Use when. Designing benchmark experiments with one-command repro.
Do not use when. CWA lamp red—no pooling harvest.
D.13 Quick cross-map (analogy → dial → KPI → first fix)
-
Notebook thermostat → Latching → VerifyTrace → fix: enforce append-commit.
-
Thermometers+receipts → CWA → CSA@3/ε/p̂ → fix: quarantine non-commuting critic; add ρ≥2.
-
Hollandaise → ESI → χ → fix: cool T, +1–3% S.
-
Parking lot / opposed lanes → Slots/Δ5 → r_n:=|a_n+a_{n+5}| → fix: γ↑ or widen separation.
-
Amp/echo/panels → Δ → Δ̄, CUSUM → fix: γ↑, β↓, schedule Δ5.
-
Subway map / commuters / landmarks → Fit/Meaning/Hinges → Fit/ECE, ΔU, Λ_T → fix: recalibrate, re-estimate BF.
-
Kitchen line → Five-Aggregates → pipeline counts + gate → fix: add receipts; re-run (D.1–D.3).
-
Photo album & sunglasses → Yogācāra S,b → gate writes → fix: hold SRA; calibrate bias.
D.14 Anti-patterns (don’t teach these)
-
“Average anyway” when ε hot or p̂ low → violates CWA. (D.20)
-
“Δ without telemetry” → metaphors with no dials; always log ĝ/β̂/γ̂, Δ̄. (D.21)
-
“Δ5 everywhere” without scope → outside D₁₀ skeleton, treat as heuristic. (D.22)
-
“Starch as content” → structure must be neutral glue, not label bias. (D.23)
D.15 Caption-ready equations (drop into figures)
Δ5 checkpoint and residual: a_{n+5} = −a_n; r_n := |a_n + a_{n+5}|. (D.24)
Picture adequacy under partial observability: Fit(h) := (1/|Obs|)·Σ_{o∈Obs} 1{h respects o}. (D.25)
Bottom line. These analogies are not decoration; each is pinned to a testable object—hash-latched writes, the CWA certificate, ESI’s χ, Freud’s Δ, Wittgenstein’s Λ_T/fit, Slot/Δ5 laws, and Five-Aggregates/Yogācāra adapters—so readers can run the story, not just read it.
Appendix E — Datasets & Repro Exports
E.1 Dataset taxonomy (what to publish)
-
AB-farms. A/B batches with per-item critics and pooled outcomes; report ΔU, Δ̄, χ, Λ_T only when pooling is legal.
-
Hinge-flip trials. Evidence streams and switch decisions (Λ_T trajectories, τ*).
-
Private-language calibration. κ/α, out-of-person generalization and variance collapse diagnostics.
-
Δ5 stress logs. Opposed-lane checkpoints and residuals r_n for phase-cooling audits.
-
Five-Aggregates/Yogācāra adapters. Event pipeline counts (v→ℓ→q→e) and gated long-memory writes S/b.
E.2 Common schemas (minimal, copy-paste)
Event row (append-only).
eₜ := (τₜ, channel, label, meta, prev_hash, hash). (E.1)
Trace update & latching: Tₜ = Tₜ₋₁ ⊕ eₜ. (E.2)
Tamper-evidence (hashes & roll-ups).
h₀ := 0; hₜ := H(hₜ₋₁ ∥ canonical_json(eₜ)). (E.3)
R_day := MerkleRoot({hₜ}); R_dataset := MerkleRoot({R_day}). (E.4)
VerifyTrace(T)=1 ⇔ recompute(h_T)=stored(h_T). (E.5)
Agreement-before-averaging (gate).
CWA_OK ⇔ [ CSA@3 ≥ 0.67 ] ∧ [ max ε_AB ≤ 0.05 ] ∧ [ p̂ ≥ 0.05 ]. (E.6)
Smoothness (ESI χ).
χ := w_H·ΔH↓ + w_L·L_loop + w_C·C_contra; Smooth ⇔ χ ≤ χ*. (E.7) (defaults w_H=0.4, w_L=0.3, w_C=0.3; χ≈0.6)*.
Stability dial (Freud→Control).
Δ := ĝ·β̂ − γ̂; Δ̄ₜ := (1−λ)·Δ̄ₜ₋₁ + λ·Δₜ. (E.8)
Hinge evidence & switch.
Λ_T := Σ_{t≤T} log BF_t; τ* := inf{ T ≥ 1 : Λ_T > c_switch }. (E.9)
Δ5 opposition (checkpoint & residual).
a_{n+5} = −a_n; r_n := |a_n + a_{n+5}|. (E.10)
E.3 Directory layout (drop-in)
/dataset-name/
data/
events.jsonl # e_t rows (E.1–E.2)
critics.jsonl # per-item critic outputs (labels/scores)
hinges.jsonl # BF_t, Λ_t, τ* (E.9)
delta.jsonl # ĝ, β̂, γ̂, Δ, Δ̄, CUSUM (E.8)
esi.jsonl # ΔH↓, L_loop, C_contra, χ (E.7)
delta5.jsonl # a_n, a_{n+5}, r_n checkpoints (E.10)
hashes/
trace_head.txt # h_T
daily_roots.json # R_day (E.4)
dataset_root.txt # R_dataset (E.4)
configs/
paper.yaml # seeds, χ*, CWA thresholds, bands
reports/
onepage.pdf # obs repro export
FOOTER.json # fields in E.11
E.4 JSONL field stubs (ready to paste)
-
events.jsonl →
{"t": "...", "channel":"...", "label":"...", "meta":{...}, "prev_hash":"...", "hash":"..."}. -
critics.jsonl →
{"item_id":"...", "critic_id":"A", "label":"...", "score":..., "order":1}(use to compute CSA/ε/p̂). -
hinges.jsonl →
{"epoch":t, "BF":..., "Lambda":..., "switch":0/1}. -
delta.jsonl →
{"t":..., "g_hat":..., "beta_hat":..., "gamma_hat":..., "Delta":..., "Delta_bar":..., "CUSUM":...}. -
esi.jsonl →
{"t":..., "dH_drop":..., "loop_rate":..., "contra_rate":..., "chi":...}(defaults documented). -
delta5.jsonl →
{"step":k, "a_n":[...], "a_n5":[...], "r_n":[...]}.
E.5 One-command reproduction (export)
obs repro --config /configs/paper.yaml --export /reports/onepage.pdf. (E.11)
What it recomputes (from your data): CSA/ε/p̂, Δ/Δ̄, χ, Λ_T, and emits hashes & seeds into the report and footer.
E.6 Legal-to-pool & publish rule (gate)
Publish/Act ⇔ CWA_OK ∧ (χ ≤ χ*). (E.12)
If χ rises or ε>0.05 ⇒ cool T, raise S by one tier (1–3%), re-run CSA/ε; stay SRA-only until (E.6) holds. (E.13)
E.7 Minimal examples (caption-ready rows)
-
AB-farm outcome: ΔU := U_treat − U_ctrl; report with {CSA@3, max ε, p̂, χ, Δ̄, Λ_T}. (E.14)
-
Hinge switch: at τ* log
{"epoch": τ*, "Lambda": Λ_τ*, "switch":1}. (E.15) -
Δ5 checkpoint: enforce a_{n+5} ← −a_n; log r_n; alarm if r_n > θ. (E.16)
E.8 Seeds, fixtures, and splits (repro sanity)
Lock seeds and env in /configs/paper.yaml; provide synthetic fixtures (IID and order-coupled) to demonstrate that permutation p̂ behaves as expected (≈0.5 for IID; →0 for order-coupled). (E.17)
E.9 Privacy & governance (what the bundle must include)
-
VerifyTrace proof (h_T, R_day, R_dataset). (E.18)
-
Do-not-average bit in reports when ¬CWA_OK. (E.19)
-
Tool cards & configs for CSP/IRL/critics; energy/compute budgets where applicable. (E.20)
E.10 Δ5 stress: what to measure
Entropy buffer and leakage proxy under alternation: r_n := |a_n + a_{n+5}| should ↓ toward 0; report trends and interventions (γ↑ or separation Δt↑) when r_n alarms. (E.21)
E.11 Footer schema (ship with every export)
Footer := { env_hash, seeds, dataset_root_hash, CSA@3, max ε, p̂, ĝ, β̂, γ̂, Δ̄, κ/α, Λ_T, χ }. (E.22)
E.12 Pass/Fail bands (post in the repo)
CSA@3 ≥ 0.67; max ε_AB ≤ 0.05; p̂ ≥ 0.05; VerifyTrace=1; χ ≤ χ* (≈0.6); Δ̄ ≤ −0.2. (E.23)
Bottom line
If your bundle has hash-latched events, a CWA/χ gate, Δ/Λ_T telemetry, Δ5 residuals, and a signed FOOTER.json that reproduces every number with obs repro, any lab can rerun your figures and land on the same results. That is the purpose of this appendix.
References
Primary “Five Lenses” sources (Wittgenstein, Freud, Brain Science, Five Aggregates, Yogācāra)
-
Wittgenstein, Operationalized: A Unified Mathematical Framework for Picture Theory, Language Games, and Hinge Certainty. (methods for picture-fit, meaning-as-use, hinge evidence/Λ_T and private-language tests).
https://osf.io/tjf59/files/osfstorage/68f2c1745bd9c41be2f98369 -
From Psychoanalytic Constructs to Closed-Loop Control: A Rigorous Mathematical Recast of Freud via Observer-Centric Collapse. (drives/defenses as control loops; Δ = g·β − γ; dashboards).
https://osf.io/w6be2/files/osfstorage/68f3d5d48a8dd1325519ff88 -
Observer-Centric Neurocybernetics: Unifying Closed-Loop Control, Language-Game Semantics, and Hinge Hyperpriors for Brain Science. (three-plane runtime; acceptance bands; governance).
https://osf.io/tj2sx/files/osfstorage/68f3de3e3c15ecd6a0c3fec6 -
Five Aggregates × Observer-Style AGI: A Verifiable Engineering Read of rūpa, vedanā, saṃjñā, saṃskāra, vijñāna [五蘊心理學 × 觀察者式 AGI:用日常比喻做出可驗證的心智地圖 — 色 rūpa、受 vedanā、想 saṃjñā、行 saṃskāra、識 vijñāna 的工程化讀法] (event pipeline v→ℓ→q→e with hash-footer/CWA).
https://osf.io/kvhuw/files/osfstorage/68f5072784487a9710c3fff8 -
From Grasping to Transformation: Observer-Style AGI Interprets Yogācāra (ālaya-vijñāna, manas, bīja-vāsanā) [從妄執到轉依:觀察者式 AGI 解讀唯識心理學(ālaya-vijñāna/manas/bīja-vāsanā)] (S/b/seed rates; āśraya-parāvṛtti as Ô-switch; three natures ↔ two lamps).
https://osf.io/kvhuw/files/osfstorage/68f532a0d542718a797f2cea
Observer & agreement backbone (latching, CWA/CSA/ε, smoothness χ, ops)
-
Self-Referential Observers in Quantum Dynamics: A Formal Theory of Internal Collapse and Cross-Observer Agreement. (delta-certainty “latching”; commutation; SBS redundancy; AB-fixedness).
https://osf.io/7cbsu/files/osfstorage/68c5961e10e31c4095d998f5 -
ObserverOps Technical Blueprint. (trace ledger, CWA engine, APIs, audits, runbooks).
https://osf.io/yj5aw/files/osfstorage/68d30242dd3f77699b3c315f -
Emulsion-Stabilized Inference (ESI): Phase-Controlled Decoding with Structural “Starch” and Observer-Aligned Verification. (smoothness χ; T/S/K knobs; two-lamp policy).
https://osf.io/q8egv/files/osfstorage/68d58d6a5d44329625432c73 -
CAFT + CWA + SRA: A Universal Additive Model of Macro Coherence (App A–F). (certificate-to-average criteria; permutation p-value; reporting rules).
https://osf.io/7cbsu/files/osfstorage/68a3065155d1ad4d6c7e40d4
Slots, Δ₅ scheduling, and dissipative/variational foundations
-
The Slot Interpretation of HeTu and LuoShu: A Rigorous Mathematical and Semantic Proof by Wolfram 4.1 GPTs
https://osf.io/692wg/files/osfstorage/68960924847e9ead456b0e6c
Δ5 Phase Opposition in HeTu: Pairwise Minimum-Dissipation Cycles and a D₁₀–Spectral Extension of the Slot Interpretation
https://osf.io/38pw7/files/osfstorage/68e578b1dbe76397706d350d
(capacity conservation; pair-sum/phase opposition; spectral ground mode). -
A Generalized Least Action Principle for Local and Dissipative Systems: Axioms, Proof, and Domain of Validity. (action for non-conservative systems; when Δ-style control is valid).
https://osf.io/2wmky/files/osfstorage/68b32a5ff4b17ecb9dc62067 -
From Entropy-Minimizing Attractor Proofs to Dissipative Lagrangian Dynamics: HeTu–LuoShu Variational Foundation. (variational/dissipative groundwork behind slot geometry).
https://osf.io/2wmky/files/osfstorage/68b4d262a233f0f2da96aecd -
AGI by Surplus-Aware Control: Closed-Loop Surplus Flows, Semantic Field Geometry, and Dissipative Decoding. (ĝ/β̂/γ̂ instrumentation; Δ stabilization; surplus budgets).
https://osf.io/2wmky/files/osfstorage/68bd728b0fd5cbd1040356a2
Field/semantics layer and geometry
-
Semantic Meme Field Theory (SMFT): Foundations, Projection, and Dynamics (Rev1). (projection Ô; field→trace back-reaction; Appendix Y conventions).
https://osf.io/ya8tx/files/osfstorage/68e77fa0cd19895405a0d243 -
Semantic Collapse Geometry: A Unified Topological Model Linking Gödelian Logic, Attractor Dynamics, and Prime Number Gaps. (collapse topology; invariants/attractors).
https://osf.io/7jzpq -
Proto-Eight Collapse Geometry — SMFT Applied to Growth, Memory, and Systems Built on Incubation Trigram (先天八卦). (phase-lock, ignition energy, cadence).
https://osf.io/ya8tx/files/osfstorage/68b84641534f31b42fef989e
Legacy and bridging note (prior version)
-
AI Psychology for AGI: An Observer-Centric Protocol for Meaning, Control, and Agreement. (earlier synthesis; superseded by the present rewrite but cited for lineage).
https://osf.io/8a3dt/files/osfstorage/68f40274bd52bb53417f27cd
© 2025 Danny Yeung. All rights reserved. 版权所有 不得转载
Disclaimer
This book is the product of a collaboration between the author and OpenAI's GPT-5, Wolfram's GPTs language model. While every effort has been made to ensure accuracy, clarity, and insight, the content is generated with the assistance of artificial intelligence and may contain factual, interpretive, or mathematical errors. Readers are encouraged to approach the ideas with critical thinking and to consult primary scientific literature where appropriate.
This work is speculative, interdisciplinary, and exploratory in nature. It bridges metaphysics, physics, and organizational theory to propose a novel conceptual framework—not a definitive scientific theory. As such, it invites dialogue, challenge, and refinement.
I am merely a midwife of knowledge.
No comments:
Post a Comment