Tuesday, October 7, 2025

Δ5 Phase Opposition in HeTu: Pairwise Minimum-Dissipation Cycles and a D₁₀–Spectral Extension of the Slot Interpretation

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Δ5 Phase Opposition in HeTu: Pairwise Minimum-Dissipation Cycles and a D₁₀–Spectral Extension of the Slot Interpretation

(An extension to “The Slot Interpretation of HeTu and LuoShu: A Rigorous Mathematical and Semantic Proof”)


1. Introduction and Relation to Prior Work

1.1 Motivation and scope

This paper develops a rigorous mathematical theory of the Δ5 half-turn relation on the HeTu decagon, defined by the map
T5: n → n+5 (mod 10). (1.1)

In classical presentations, HeTu is described by five numerical pairings, while LuoShu is the unique 3×3 magic square using 1…9. The recent “slot interpretation” reframes these numbers as discrete capacities (slots) forced by conservation and symmetry constraints, proving (i) LuoShu’s uniqueness as a slot arrangement and (ii) HeTu’s sum-to-11 pairing as the unique complete pairing of {1,…,10} with equal pair sums. We adopt those results as prior facts and build on them to show that the Δ5 relation realizes a mathematically compelled phase-opposed intra-modality small cycle with precise variational, spectral, and dynamical consequences.

1.2 Prior results we build upon

LuoShu (3×3) uniqueness. The prior paper formalizes the LuoShu square as the only arrangement of the integers 1…9 (each used once) whose rows, columns, and diagonals all sum to 15, and interprets each entry as a slot count. This is presented both algebraically and via computational enumeration, with entropy/balance analysis showing why the distribution is maximally even under the constraints. We take this as established.

HeTu pair-sum structure (sum-to-11). For {1,…,10}, the only complete, non-overlapping pairing with constant pair sum is
(1,10), (2,9), (3,8), (4,7), (5,6).
The earlier work proves this by the total-sum argument (55 = 5×11) and uniqueness under distinctness/closure. It further reads the pairs as phase-opposed axes and emphasizes the special role of (5,10) as pivot / entropy cap for the pre-collapse field. We adopt these conclusions and proofs.

Slot principle and conservation viewpoint. The slot interpretation treats “magic-sum 15” (LuoShu) and “pair-sum 11” (HeTu) as conservation laws for slot capacity. Balanced distributions minimize structural bias and ensure closure; deviations raise entropy and break symmetry. This conservation framing will be preserved throughout our analysis.

1.3 Gap in the literature

Although the prior work acknowledges HeTu’s pairs as “phase-opposed slot axes,” its mathematical development centers on the equal-sum reflection pairing
R: n → 11−n, (1.2)
not on the Δ5 half-turn
T5: n → n+5. (see (1.1))
The Δ5 relation—standardly listed as (1,6), (2,7), (3,8), (4,9), (5,10)—is referenced but not axiomatized or proved as a load-bearing structure with its own variational minimum, spectral ground mode, dynamical stability, and coarse-graining implications. In short, the half-turn symmetry is present but not yet mathematically characterized as a principle on par with the equal-sum pairing.

1.4 Our contributions (overview)

We supply a cohesive “core logic” and corresponding proofs that elevate Δ5 from a descriptive motif to a first-class mathematical principle compatible with the slot framework:

  • Group-theoretic framing. We formalize two independent symmetries on the HeTu decagon: reflection R(n)=11−n (equal-sum pairing) and half-turn T5(n)=n+5 (Δ5). We show they generate a dihedral action on the decagon and are logically non-equivalent within the slot formalism.

  • Variational minimality. For the pair energy
    E_pair(a) = Σ_{n=1..5} |a_n + a_{n+5}|², (1.3)
    we prove every minimizer satisfies the Δ5 phase opposition
    φ_{n+5} − φ_n = π (for all n). (1.4)
    Equivalently, a_{n+5} = −a_n on each pair.

  • Spectral ground mode. For the decagon Laplacian energy
    E_lap(a) = Σ_{n=1..10} |a_{n+1} − a_n|², (1.5)
    the discrete half-frequency mode (k=5) satisfies the Δ5 constraint
    a_{n+5} = −a_n, (1.6)
    identifying Δ5 as a half-wave standing mode; we clarify when it is selected by the chosen quadratic form (anti-alignment vs. smoothness).

  • Assignment optimality. In a bipartite “source–medium” cost model (odd→even) with intra-modality cost 0 and cross-modality cost ≥ γ, the unique optimal perfect matching is precisely the Δ5 pairing (i ↔ i+5). In symbols,
    c_{i,i+5} = 0, c_{i,j} ≥ γ for j ≠ i+5. (1.7)

  • Dissipative stability. For weakly dissipative phase–amplitude dynamics
    i·(d/dt)a_n = ω_n a_n + λ|a_n|² a_n + κ a_{n+5} − i Γ_n a_n, (1.8)
    we construct a Lyapunov functional
    ℰ(a) = E_pair(a) + α E_lap(a) + B(a), α ≥ 0, (1.9)
    to prove asymptotic Δ5 phase-locking.

  • Coarse-graining & bridge to LuoShu. Schur-complement reduction of each Δ5 pair to a super-node yields a clean 5-mode skeleton with reduced leakage, consistent with the prior pre-collapse role of HeTu and the emergence of LuoShu’s 1…9 as post-collapse trace modes; the (5,10) axis functions as pivot/cap throughout.

These six items collectively show that Δ5 embodies a rigorous intra-modality “emit/absorb” micro-cycle—not an interpretive embellishment—thereby completing the mathematical architecture suggested in the slot interpretation (HeTu as pre-collapse lattice; LuoShu as post-collapse trace), while staying within a non-metaphysical stance.

1.5 Paper organization

Section 2 fixes notation on the decagon and states the two symmetries R and T5. Section 3 recaps prior slot results (LuoShu uniqueness; HeTu equal-sum pairing). Section 4 establishes the dihedral group action. Sections 5–7 prove the variational, spectral, and assignment theorems that force Δ5 phase opposition. Section 8 treats dissipative dynamics and Lyapunov stability. Section 9 derives control-theoretic implications (negative-feedback micro-loops). Section 10 proves entropy-production bounds (Δ5 cycles as entropy buffers). Section 11 shows Schur-complement coarse-graining to 5 super-modes and explains how the (5,10) axis enforces pivot/cap behavior used to exclude “10” from the LuoShu nine. Section 12 collects empirical, falsifiable predictions aligned with a reproducibility ethos.


 

2. Preliminaries: Notation, Space, and Symmetries

2.1 Indexing the decagon C₁₀

  • Sites: C₁₀ = {1,…,10} arranged on a regular decagon with angles
    θₙ = (2π/10)·(n−1), n ∈ {1,…,10}. (2.1)

  • Index arithmetic is modulo 10 (replace 0 by 10).

  • LuoShu uses {1,…,9}; HeTu uses all 10 sites.

2.2 State vectors, amplitudes, and gauge

  • Complex slot amplitude at site n:
    aₙ = rₙ·e^{iφₙ} ∈ ℂ, with rₙ ≥ 0, φₙ ∈ ℝ. (2.2)

  • Collect a = (a₁,…,a₁₀)ᵗ ∈ ℂ¹⁰. Inner product and norm:
    ⟨a,b⟩ = Σ_{n=1..10} āₙ bₙ, |a|² = Σ_{n=1..10} |aₙ|². (2.3)

  • Global U(1) gauge: a ~ e^{iχ} a (global phase leaves observables unchanged). (2.4)

  • Odd–even bipartition (for assignment problems later):
    𝒪 = {1,3,5,7,9}, 𝓔 = {2,4,6,8,10}. (2.5)

2.3 Canonical permutations on C₁₀

Permutations act on indices and on vectors via (P a)ₙ := a_{P⁻¹(n)}. (2.6)

  • Rotation by one step: ρ: n ↦ n+1 (order 10). (2.7)

  • Half-turn (Δ5): T₅ := ρ⁵: n ↦ n+5 (order 2). (2.8)

  • Sum-to-11 reflection: R: n ↦ 11−n (order 2). (2.9)

Elementary facts:

  • R² = T₅² = id. (2.10)

  • RT₅ = T₅R (they commute). (2.11)

  • The full symmetry group of the decagon is D₁₀ = ⟨ρ, R⟩ (dihedral of order 20). (2.12)

  • T₅ = ρ⁵ is central in D₁₀ (commutes with all of D₁₀). (2.13)

Non-equivalence note. R (sum-to-11) and T₅ (Δ5) define distinct pairings with different invariants; using only {id, R, T₅, RT₅} gives the Klein 4-subgroup; adding ρ yields all of D₁₀.

2.4 Pairings and “modalities”

  • Sum-to-11 pairing (reflection orbits of R):
    (1,10), (2,9), (3,8), (4,7), (5,6). (2.14)

  • Δ5 pairing (half-turn orbits of T₅):
    (1,6), (2,7), (3,8), (4,9), (5,10). (2.15)

  • Modal map (five “modalities” via Δ5 pairs):
    𝓜₁={1,6}, 𝓜₂={2,7}, 𝓜₃={3,8}, 𝓜₄={4,9}, 𝓜₅={5,10}; hence m(n)=m(n+5). (2.16)

2.5 Operators, projectors, and pair-phase differences

  • Permutation operators R, T₅, ρ act linearly on ℂ¹⁰ via (2.6).

  • Δ5 symmetric/antisymmetric projectors:
    P^{(Δ5)}± = ½(I ± T₅), a^{(Δ5)}± := P^{(Δ5)}± a. (2.17)
    Here a^{(Δ5)}
    - collects the Δ5-antisymmetric component (the sector hosting Δ5 phase opposition).

  • Sum-to-11 projectors:
    P^{(11)}± = ½(I ± R), a^{(11)}± := P^{(11)}_± a. (2.18)

  • Pair-phase differences (Δ5):
    Δφₙ := φ_{n+5} − φₙ (mod 2π), n=1,…,5. (2.19)
    Δ5 “phase-opposed” condition: Δφₙ = π for all n. (2.20)

2.6 Discrete Fourier and Laplacian (for spectral/variational use)

  • DFT on C₁₀ (k=0,…,9):
    â_k = (1/√10)·Σ_{n=1..10} aₙ · e^{−2πi (k/10)(n−1)}. (2.21)
    aₙ = (1/√10)·Σ_{k=0..9} â_k · e^{+2πi (k/10)(n−1)}. (2.22)
    T₅ acts as multiplication by e^{πik} = (−1)^k in Fourier space, so the Δ5-antisymmetric sector is exactly the odd-k subspace; in particular the half-frequency mode k=5 satisfies a_{n+5} = −aₙ.

  • Shift and Laplacian. Let S be the shift: (S a)ₙ = a_{n−1}. The cycle Laplacian is
    L = 2I − S − S⁻¹, E_lap(a) = ⟨a, L a⟩ = Σ_{n=1..10} |a_{n+1} − aₙ|². (2.23)
    The DFT diagonalizes L with eigenvalues
    λ_k = 2 − 2 cos(2πk/10) = 4 sin²(πk/10). (2.24)

2.7 Pair-energy functional (for later proofs)

Define the Δ5 pair-energy

  • E_pair(a) = Σ_{n=1..5} |aₙ + a_{n+5}|². (2.25)
    Equivalently, via the projector:

  • E_pair(a) = |a^{(Δ5)}+|² = |P^{(Δ5)}+ a|². (2.26)

Minimizing E_pair enforces Δ5 antisymmetry (a^{(Δ5)}+ = 0), i.e. a{n+5} = −aₙ and hence Δφₙ = π. This will be the variational kernel in Section 5.

2.8 Boundary slots 5 and 10 (pivot and cap)

We sometimes penalize amplitude on sites 5 and 10 via

  • B(a) = β₅ |a₅|² + β₁₀ |a₁₀|², with β₁₀ large. (2.27)

This does not alter the algebra above but will matter for stability and coarse-graining later.


Compact summary. We work on ℂ¹⁰ over a decagon C₁₀ with three canonical maps: rotation ρ, reflection R (sum-to-11 pairing), and half-turn T₅ (Δ5 pairing). Δ5 pairs (n, n+5) define five modalities {𝓜_k}{k=1..5}. Projectors P^{(Δ5)}± and P^{(11)}_± split the state into commuting symmetry sectors; the DFT and the cycle Laplacian set up spectral analysis; the pair-energy E_pair will force Δ5 phase opposition in Section 5.

 

3. Prior Slot Results Recalled (for Reference)

3.1 LuoShu uniqueness (1–9, magic sum 15)

Theorem 3.1 (Uniqueness up to dihedral symmetries).
Among all 3×3 arrays using each of {1,2,…,9} exactly once, there is a unique magic square (all rows/columns/diagonals sum to the same constant) up to rotations and reflections. The magic constant is 15. (3.1)

Key consequences.

  • Center is 5. Let the center be c. Opposite cells (across the center) plus c form a line, so each opposite pair sums to S with S + c = 15. Also the total sum is 45, hence
    45 = c + 4S. (3.2)
    S = 15 − c. (3.3)
    Substituting: 45 = c + 4(15 − c) = 60 − 3c ⇒ c = 5 and S = 10. (3.4)

  • Even–odd placement. With center 5, corners must be even and edge-midpoints odd (or vice versa under a dihedral symmetry), enforcing balance around the center.

  • Uniqueness (sketch). Fix 5 in the center; w.l.o.g. place 1 at the top-middle, forcing 9 at the bottom-middle. Enforcing line sums = 15 determines the remaining placements uniquely; all other solutions are dihedral images.

Entropy/balance corollary.
Opposite-sum = 10 gives perfect balancing around the center (average = 5); the constraint spreads high/low values evenly across lines, minimizing line-to-line variance under the magic constraints.


3.2 HeTu pair-sum 11 uniqueness (1–10)

Theorem 3.2 (HeTu equal-pair-sum is unique).
Partition {1,2,…,10} into 5 disjoint pairs so that each pair has the same sum S. Then S = 11 and the pairing is uniquely
(1,10), (2,9), (3,8), (4,7), (5,6). (3.5)

Proof. The total sum is
1+2+⋯+10 = 55. (3.6)
If five disjoint pairs share a common sum S, then 5S = 55 ⇒ S = 11. For each i ∈ {1,…,10}, the only partner giving sum 11 is 11−i; distinctness forces the listed pairs and uniqueness. ∎

Field-balance reading.
Equal-sum pairing distributes “load” perfectly: each pair has the same total magnitude, preventing bias toward any subcollection.


3.3 Slot conservation viewpoint

Slot principle (linear conservation laws). Numbers are read as slot counts; two complementary conservation laws operate on the same finite set:

  • LuoShu law (line-sum = 15 on each of 8 lines).
    For each of the 3 rows, 3 columns, and 2 diagonals, the sum of three slots equals 15. (3.7)
    Consequences: center = 5; opposite cells sum to 10; uniqueness up to dihedral symmetries.

  • HeTu law (pair-sum = 11).
    The 10 sites split into 5 pairs with constant sum 11, uniquely as in (3.5). (3.8)

Unified conservation framing.
LuoShu imposes line-wise constraints on {1,…,9} (post-collapse “trace” layer).
HeTu imposes pair-wise constraints on {1,…,10} (pre-collapse “lattice” layer).
The two are logically independent:

  • “Sum-to-11” is the reflection pairing R: n ↦ 11−n on the decagon of sites. (3.9)

  • “Δ5” (studied next) is the half-turn pairing T5: n ↦ n+5 (mod 10), giving phase-opposed intra-modality pairs (1,6), (2,7), (3,8), (4,9), (5,10). (3.10)

In the remainder, these conservation laws serve as fixed structural axioms; we will show that the Δ5 half-turn further selects minimum-dissipation, phase-opposed micro-cycles via variational, spectral, and dynamical arguments.

4. Group-Theoretic Frame: D₁₀ on C₁₀

4.1 Generators and relations on the decagon

We work on the index set C₁₀ = {1,…,10}.

  • Rotation (one step): ρ: n ↦ n+1 (mod 10), with ρ¹⁰ = id. (4.1)

  • Half-turn (Δ5): T₅ := ρ⁵: n ↦ n+5 (mod 10), with T₅² = id. (4.2)

  • Sum-to-11 reflection: R: n ↦ 11−n, with R² = id. (4.3)

Lemma 4.1 (basic relations). R² = T₅² = id and RT₅ = T₅R. Also T₅ = ρ⁵ (hence central in ⟨ρ⟩).
Proof (sketch). R(T₅(n)) = R(n+5) = 11−(n+5) ≡ 6−n ≡ T₅(11−n) = T₅(R(n)) (mod 10), so RT₅ = T₅R. The other identities are immediate from definitions. ∎


4.2 The dihedral action

Let G := ⟨ρ, R⟩.

  • ⟨ρ⟩ ≅ C₁₀ (order 10) and R is an involution with RρR = ρ⁻¹. (4.4)

  • Hence G ≅ D₁₀, the dihedral group of order 20, acting faithfully on C₁₀. (4.5)

  • T₅ = ρ⁵ has order 2 and lies in the center of ⟨ρ⟩.

  • H := ⟨R, T₅⟩ = {id, R, T₅, RT₅} ≅ C₂ × C₂ (Klein four). (4.6)

Proposition 4.2 (dihedral structure).
⟨ρ,R⟩ ≅ D₁₀. The two distinguished operations,

  • reflection R (encodes sum-to-11 pairing), and

  • half-turn T₅ (encodes Δ5 pairing),
    are not equivalent: they generate only H ≅ C₂×C₂ unless ρ is included; adding ρ yields the full decagon symmetry D₁₀. ∎


4.3 Commuting projectors and simultaneous constraints

Let permutations act linearly on a = (a₁,…,a₁₀)ᵗ ∈ ℂ¹⁰ via (P a)ₙ := a_{P⁻¹(n)}. (4.7)

Define commuting idempotents (orthogonal projectors):

  • P^{(Δ5)}± := ½(I ± T₅), a^{(Δ5)}± := P^{(Δ5)}_± a. (4.8)

  • P^{(11)}± := ½(I ± R), a^{(11)}± := P^{(11)}_± a. (4.9)

Proposition 4.3 (joint eigenspace decomposition).
ℂ¹⁰ decomposes into four pairwise-orthogonal H-invariant subspaces

  • V_{α,β} := { a : T₅ a = α a, R a = β a } = im(P^{(Δ5)}α P^{(11)}β), with α,β ∈ {+1,−1},
    and ℂ¹⁰ = ⊕
    {α,β} V
    {α,β}. Thus constraints/energies built from R and/or T₅ can be minimized simultaneously in these joint sectors.

Consequence.
Δ5 anti-symmetry (“phase opposition”) means a ∈ V_{−,β} (some β). Picking a reflection sector is choosing β via P^{(11)}_β. The projectors commute, so enforcing Δ5 does not obstruct working in a fixed R-sector (and vice versa).


4.4 Invariance of the core energies

Recall (from §2) the Δ5 pair-energy and the cycle Laplacian energy:

  • E_pair(a) := Σ_{n=1..5} |aₙ + a_{n+5}|² = |P^{(Δ5)}_+ a|². (4.10)

  • E_lap(a) := Σ_{n=1..10} |a_{n+1} − aₙ|². (4.11)

Lemma 4.4 (D₁₀-invariance).
For every P ∈ D₁₀,
E_pair(Pa) = E_pair(a), and E_lap(Pa) = E_lap(a). (4.12)

Proof (sketch). E_lap is the quadratic form of the circulant Laplacian L = 2I − S − S⁻¹, invariant under rotations/reflections of the cycle. For E_pair, a rotation permutes Δ5-pairs; T₅ swaps pair members; R maps each (n,n+5) to (m,m+5) with m=11−n—so the multiset of pairs is preserved. ∎

Corollary 4.5 (compatible minima).
Because E_pair and E_lap are D₁₀-invariant and P^{(Δ5)}±, P^{(11)}± commute, one may minimize

  • E_pair(a) + α E_lap(a) + B(a), α ≥ 0, (4.13)
    with boundary term B supported on sites 5 and 10, under either/both symmetry-sector constraints without conflict. In particular, Δ5 anti-symmetry (a ∈ V_{−,β}) and a chosen reflection sector (β) can be imposed jointly.


4.5 “Orthogonality” of Δ5 vs. sum-11 (group sense)

  • The projectors P^{(Δ5)}± and P^{(11)}± commute and define a joint eigenbasis; their symmetry labels (α,β) are independent.

  • Energy minimization built from these commuting symmetries respects this independence: Δ5 anti-symmetry (our variational target) can be realized inside any fixed reflection sector.
    This formalizes that the half-turn (Δ5) and the sum-to-11 reflection are logically distinct symmetry principles that can be enforced simultaneously.

 

5. Variational Principle I: Pair-Energy Minimization

5.1 Energy functional

Define the Δ5 pair-energy

  • E_pair(a) = Σ_{n=1..5} |aₙ + a_{n+5}|². (5.1)

Equivalently, via the Δ5 projector P^{(Δ5)}_+ = ½(I + T₅),

  • E_pair(a) = |P^{(Δ5)}_+ a|². (5.2)

Minimizing E_pair forces Δ5 antisymmetry (P^{(Δ5)}+ a = 0), i.e. a{n+5} = −aₙ.

5.2 Pointwise reduction to two-site problems

Write aₙ = rₙ e^{iφₙ} with rₙ ≥ 0. For each pair (n, n+5),

  • |aₙ + a_{n+5}|² = rₙ² + r_{n+5}² + 2 rₙ r_{n+5} cos(Δφₙ), where Δφₙ := φ_{n+5} − φₙ. (5.3)

For fixed magnitudes (rₙ, r_{n+5}), this depends only on Δφₙ and decouples across pairs.

5.3 Theorem 5.1 (Δ5 phase-locking)

Statement. Any minimizer of E_pair satisfies, for every n = 1,…,5,

  • Δφₙ = π (mod 2π), equivalently a_{n+5} = −aₙ. (5.4)

Proof. For fixed (rₙ, r_{n+5}), the right-hand side of (5.3) is minimized when cos(Δφₙ) = −1, i.e. Δφₙ = π (mod 2π). Summing over n gives the claim. ∎

Sharp value at the minimum. At Δφₙ = π,

  • |aₙ + a_{n+5}|² = (rₙ − r_{n+5})². (5.5)

Hence, for fixed magnitudes,

  • E_pair^{min} = Σ_{n=1..5} (rₙ − r_{n+5})². (5.6)

Unconstrained magnitudes (with a global norm). If magnitudes vary under Σ_{n=1..10} |aₙ|² = C, the joint minimum occurs at

  • Δφₙ = π and rₙ = r_{n+5} for all n, so E_pair^{min} = 0. (5.7)

A parameterization: choose b₁,…,b₅ ∈ ℂ with Σ 2|bₖ|² = C, then set aₙ = bₙ and a_{n+5} = −bₙ.

Operator form. Since E_pair = |P^{(Δ5)}_+ a|², the complete minimizer set is

  • 𝓜 := { a ∈ ℂ¹⁰ : T₅ a = −a } = ker P^{(Δ5)}_+. (5.8)

This is a 5-complex-dimensional linear subspace (free choice of a₁,…,a₅, then a_{n+5} = −aₙ).

5.4 Stability to small perturbations and boundary weights

Let B(a) = β₅|a₅|² + β₁₀|a₁₀|² with β₅,β₁₀ ≥ 0, and define the augmented functional

  • ℰ_λ(a) = E_pair(a) + λ·B(a), λ ≥ 0. (5.9)

Because B depends only on magnitudes, the minimizing phase differences remain Δφₙ = π for all n. Thus Δ5 phase opposition is robust to adding diagonal penalties at sites 5 and 10 (amplitudes may shift, but the phase conclusion persists). (5.10)

5.5 Interpretation (mathematical, non-semantic)

  • E_pair penalizes in-pair constructive interference; its minima are exactly the Δ5 destructive-interference states a_{n+5} = −aₙ.

  • With fixed magnitudes, the pointwise minimum is (rₙ − r_{n+5})² per pair; with a global norm, equal magnitudes across each pair drive E_pair to 0.

  • Therefore, Δ5 phase opposition is the pairwise minimum-dissipation configuration in a purely variational sense, independent of any semantic reading—this is the load-bearing kernel for the spectral (Section 6) and dynamical (Section 8) results to follow.

6. Spectral Proof: Discrete Fourier Modes on C₁₀

6.1 Discrete Laplacian energy and its spectrum

Define the nearest-neighbour (NN) Laplacian quadratic form on the cycle C₁₀:

  • E_lap(a) = Σ_{n=1..10} |a_{n+1} − aₙ|² = ⟨a, (2I − S − S⁻¹) a⟩, where (S a)ₙ = a_{n−1}. (6.1)

Discrete Fourier transform (DFT), k = 0,…,9:

  • â_k = (1/√10) · Σ_{n=1..10} aₙ · e^{−2πi (k/10)(n−1)}. (6.2)

  • aₙ = (1/√10) · Σ_{k=0..9} â_k · e^{+2πi (k/10)(n−1)}. (6.3)

The DFT diagonalizes E_lap with eigenvalues

  • λ_k = 2 − 2 cos(2πk/10) = 4 sin²(πk/10). (6.4)

Hence k=0 is the global minimizer (λ₀=0, constant mode) and k=5 is the global maximizer (λ₅=4).


6.2 The Δ5 condition in Fourier space

The half-turn T₅ acts in Fourier by multiplication with (−1)ᵏ:

  • T₅ a = −a ⇔ â_k = 0 for all even k (Δ5-antisymmetric sector = odd k). (6.5)

Two facts:

  1. Energy ordering within the Δ5 (odd-k) sector (for E_lap).
    Among odd k,
    λ₁=λ₉ = 2 − 2 cos(36°) ≈ 0.381966,
    λ₃=λ₇ ≈ 2.618034,
    λ₅ = 4. (6.6)

  2. Uniqueness under reflection.
    Reflection R maps mode k to 10−k. The only odd mode fixed (up to sign) is k=5 (since 10−k=k ⇒ k∈{0,5}). Thus k=5 is the unique Δ5-antisymmetric mode that is also an eigenmode of R. (6.7)


6.3 A quadratic form that selects the half-frequency ground

Consider the NN anti-alignment cost

  • E_nn^{(+)}(a) := Σ_{n=1..10} |a_{n+1} + aₙ|² = |(I+S)a|². (6.8)

In Fourier this has eigenvalues

  • μ_k = |1 + e^{2πik/10}|² = 2 + 2 cos(2πk/10) = 4 cos²(πk/10), so μ₅=0 and μ_k>0 for k≠5. (6.9)

Proposition 6.1 (half-frequency ground for anti-alignment).
Under |a|=1, the global minimizers of E_nn^{(+)} are precisely the k=5 modes, characterized by

  • a_{n+1} = −aₙ and hence a_{n+5} = −aₙ. (6.10)

Proof. Diagonalization gives min_k μ_k = μ₅=0; the eigenspace consists of strict sign-alternating sequences. ∎


6.4 Mixed quadratic forms and sector selection

Consider

  • E_{α,β}(a) = α·E_lap(a) + β·E_pair(a), with α,β ≥ 0, (6.11)
    where E_pair(a) = Σ_{n=1..5} |aₙ + a_{n+5}|² = |(I+T₅)a|².

In Fourier variables,

  • E_{α,β}(a) = Σ_{k=0..9} [ α·λ_k + β·(1 + (−1)ᵏ)² ] · |â_k|². (6.12)

Consequences:

  • For β large, only odd k survive (Δ5 sector).

  • Within that sector, E_lap alone favors the lowest odd (k=1,9), not k=5.

  • Adding an anti-alignment term like E_nn^{(+)} (or any circulant whose symbol is minimized at θ=π) uniquely selects k=5 among Δ5-admissible states.


6.5 Corollary (non-symbolic status of Δ5)

  • “Δ5 opposition” (a_{n+5} = −aₙ) ⇔ odd-k Fourier subspace (label-free spectral statement). (6.13)

  • Any quadratic cost rewarding anti-alignment of neighbours (e.g., E_nn^{(+)}) has ground k=5, realizing Δ5 as a half-wave standing mode.

  • Combining sector selection (E_pair) with such anti-alignment produces Δ5-opposed, NN anti-correlated configurations—matching the “emit/absorb” micro-cycle picture used later.


6.6 Degeneracy discussion

  • For E_lap: eigenvalues are degenerate in pairs (k, 10−k); k=0 and k=5 are non-degenerate. (6.14)

  • For E_nn^{(+)}: the unique minimum μ₅=0 is non-degenerate (up to global phase/scale), selecting strict alternation a_{n+1}=−aₙ. (6.15)

  • Imposing reflection R as a symmetry label singles out k=5 within the odd set, since only k∈{0,5} are R-fixed; in the Δ5 sector this leaves k=5. (6.16)


Summary (Section 6).
Δ5 opposition a_{n+5}=−aₙ is exactly the odd-k spectral subspace on C₁₀. With smoothness cost E_lap, the lowest odd modes are k=1,9; with anti-alignment cost E_nn^{(+)}, the half-frequency k=5 is the ground and implements strict alternation. Moreover, k=5 is the unique Δ5-antisymmetric mode that is also an eigenmode of the reflection R, making it the canonical “pure Δ5” standing wave in the joint symmetry sense.

7. Variational Principle II: Assignment Optimality for “Source–Medium” Pairing

7.1 Bipartite cost model

Let the odd indices be 𝒪 = {1,3,5,7,9} (sources) and the even indices be 𝓔 = {2,4,6,8,10} (media). We consider perfect matchings π: 𝒪 → 𝓔.

Define a cost matrix C = (c_{ij}) over (i,j) ∈ 𝒪×𝓔 with Δ5 structure:

  • Preferred (intra-modality) edges:
    c_{i, i+5} = 0 for all i ∈ 𝒪. (7.1)

  • All other (cross-modality) edges:
    c_{i, j} ≥ γ > 0 for j ≠ i+5. (7.2)

The Δ5 matching is π_Δ5(i) = i+5 for all i ∈ 𝒪. The assignment problem is

  • minimize Σ_{i∈𝒪} c_{i, π(i)} over bijections π: 𝒪 → 𝓔. (7.3)

7.2 Theorem 7.1 (Δ5 is the unique minimum-cost perfect matching)

Statement. Under (7.1)–(7.2), the unique optimal assignment is π_Δ5(i)=i+5 (all i ∈ 𝒪).

Proof. The Δ5 matching has total cost 0 by (7.1). For any other perfect matching π ≠ π_Δ5, the permutation σ := π ∘ π_Δ5⁻¹ on 𝓔 is not the identity, so it contains a cycle of length ≥ 2; each i in a nontrivial cycle is matched to j ≠ i+5 and thus contributes ≥ γ. Hence the cost is ≥ 2γ > 0. Since 0 is achievable and every other matching costs ≥ 2γ, π_Δ5 is uniquely optimal. ∎

7.3 Robustness to perturbations (noise in preferred edges)

Allow small costs on preferred edges and keep cross edges penalized:

  • c_{i, i+5} ≤ ε_i (ε_i ≥ 0), and c_{i, j} ≥ γ for j ≠ i+5. (7.4)

Theorem 7.2 (stability margin).
If Σ_{i∈𝒪} ε_i < 2γ, then π_Δ5 remains the unique optimal assignment.

Proof. π_Δ5 has cost at most Σ ε_i. Any non-Δ5 matching selects off-diagonals for at least two rows, costing ≥ 2γ. Thus every competitor costs ≥ 2γ > Σ ε_i, giving uniqueness. ∎

Corollary (uniform noise).
If c_{i,i+5} ≤ ε for all i and 2γ > 5ε, then π_Δ5 is uniquely optimal. (7.5)

7.4 Linear programming (LP) view and complementary slackness

Primal (over the Birkhoff polytope):

  • minimize ⟨C, X⟩ subject to X𝟙=𝟙, Xᵗ𝟙=𝟙, X ≥ 0, where X∈ℝ^{5×5}. (7.6)

Dual:

  • maximize Σ_i u_i + Σ_j v_j subject to u_i + v_j ≤ c_{ij}. (7.7)

Setting u=0, v=0 is dual-feasible with value 0; the Δ5 permutation matrix attains primal value 0, so both are optimal (strong duality). Because c_{ij} > 0 off the Δ5 “diagonal,” any optimal primal must have X_{ij}=0 for j ≠ i+5; hence the only optimal extreme point is X_{i,i+5}=1 (all i), i.e., π_Δ5. ∎

7.5 Consequences and integration with the slot framework

  • Intra-modality strict optimality. Δ5 (same modality, opposite phase) is the only perfect matching avoiding cross-modality penalties; it is uniquely optimal and robust to small preferred-edge noise (Theorem 7.2).

  • Logical independence from HeTu equal-sum pairs. Sum-to-11 organizes values via reflection R: n↦11−n; Δ5 organizes couplings across the odd–even bipartition via half-turn T₅: n↦n+5. The principles are independent and compatible.

  • Bridge to energy and dynamics. The assignment view mirrors the variational kernel (Section 5): minimizing (I+T₅)-type penalties selects the Δ5 antisymmetric sector; both pictures enforce intra-modality micro-cycles and suppress cross-modality dissipation, preparing ground for Lyapunov stability (Section 8) and entropy bounds (Section 10).

8. Dynamics: Dissipative Phase Locking and Lyapunov Stability

8.1 Model (phase–amplitude dynamics on the decagon)

For n ∈ {1,…,10} (indices mod 10), consider

  • i·(d/dt) aₙ = ωₙ aₙ + λ |aₙ|² aₙ + κ_{m(n)} a_{n+5} − i Γₙ aₙ. (8.1)

Here:

  • aₙ(t) ∈ ℂ are complex slot amplitudes; ωₙ ∈ ℝ (onsite freq), λ ∈ ℝ (Kerr-type), κ_{m(n)} > 0 couples each Δ5 pair (n,n+5), Γₙ ≥ 0 is local dissipation.

  • Δ5-symmetric parameters (pair-symmetry):
    ω_{n+5} = ωₙ, κ_{m(n+5)} = κ_{m(n)}, Γ_{n+5} = Γₙ (∀n). (8.2)

Projector and energies (recall §2):

  • P^{(Δ5)}± = ½(I ± T₅), E_pair(a) := Σ{n=1..5} |aₙ + a_{n+5}|² = |P^{(Δ5)}_+ a|². (8.3)

  • E_lap(a) := Σ_{n=1..10} |a_{n+1} − aₙ|². (8.4)

  • Optional boundary penalty on sites 5 and 10: B(a) = β₅|a₅|² + β₁₀|a₁₀|², β₅,β₁₀ ≥ 0. (8.5)

8.2 Lyapunov candidate and its time derivative

Take

  • V(a) := E_pair(a) + α E_lap(a) + B(a), with α ≥ 0. (8.6)

Vector form of (8.1):

  • i·ādot = Ω a + Λ(a) a + κ T₅ a − i Γ a, (8.7)
    where Ω = diag(ωₙ), Λ(a) = λ·diag(|aₙ|²), Γ = diag(Γₙ).

Under (8.2), T₅ commutes with Ω and pairwise with Λ(a); L (for E_lap) also commutes with T₅ on the cycle. Differentiating V and taking real parts cancels the conservative contributions; the dissipative terms remain:

  • Ṽ = −2⟨P^{(Δ5)}+ a, Γ P^{(Δ5)}+ a⟩ − 2α⟨a, Γ L a⟩ − 2⟨∂B/∂a, Γ a⟩ ≤ 0. (8.8)

In particular, for Γ = γ I (γ>0) and α=0, B≡0,

  • Ṽ = −2γ |P^{(Δ5)}_+ a|² = −2γ E_pair(a) ≤ 0. (8.9)

8.3 Theorem 8.1 (Δ5 phase-locking via LaSalle)

Statement. Suppose (8.2) holds, κ>0, and Γ = γ I with γ>0. Then the Δ5-antisymmetric manifold

  • 𝓜 := { a ∈ ℂ¹⁰ : a_{n+5} = −aₙ for all n } = ker P^{(Δ5)}_+ (8.10)
    is globally asymptotically stable:

  • E_pair(a(t)) ↓ 0 and Δφₙ(t) = φ_{n+5}−φₙ → π (mod 2π) for all n. (8.11)

Sketch. With V = E_pair, (8.9) gives Ṽ = −2γ E_pair ≤ 0 and ∫₀^∞ E_pair dt < ∞. The set {Ṽ=0} equals 𝓜. By LaSalle’s invariance principle, every trajectory approaches the largest invariant subset of 𝓜 (modulo global U(1) phase). On 𝓜, the reduced flow preserves Δ5 opposition, yielding (8.11). ∎

Remark (adding E_lap and B). For α>0 and B≠0 with Γ = γ I, the same conclusion holds since conservative parts remain orthogonal to the gradients; only the dissipative components contribute to Ṽ ≤ 0.

8.4 Small-κ regime and uniqueness of the locked phase

For 0 < κ < κ₀ (κ₀ depending on spread of ωₙ and on λ|a|²), linearization around 𝓜 shows Δ5-in-phase perturbations are neutrally stable while Δ5-in-quadrature perturbations are damped by γ. Hence the manifold 𝓜 is normally asymptotically stable and the locked pair phases are uniquely selected as Δφₙ=π up to a global U(1) phase. (8.12)

8.5 Observable prediction: negative work correlation within each Δ5 pair

Define a pair-level work (power) observable in modality m(n) by any Hermitian, Δ5-odd quadratic form, e.g. the Δ5 flux:

  • Πₙ(t) := κ_{m(n)} · Im( āₙ(t) · a_{n+5}(t) ). (8.13)

On the Δ5-locked manifold a_{n+5} = −aₙ, one has Π_{n+5}(t) ≈ −Πₙ(t), hence

  • corr(Πₙ, Π_{n+5}) < 0, ⟨cos Δφₙ⟩t < 0, ⟨|aₙ + a{n+5}|²⟩_t small. (8.14)

These are gauge-invariant (global phase cancels) and provide a falsifiable signature of Δ5 locking.

Summary (Section 8). With Δ5-symmetric parameters and uniform damping, the Lyapunov function V = E_pair + αE_lap + B is nonincreasing and forces trajectories into the Δ5-antisymmetric manifold 𝓜. Consequently Δφₙ → π and Δ5 partners exhibit negative work correlation, realizing robust “emit/absorb” micro-cycles at the pair level.

9. Control-Theoretic Implication: Δ5 as a Local Negative-Feedback Micro-Loop

9.1 Loop abstraction around a Δ5 pair

Consider one Δ5 pair (n, n+5) and set x := aₙ, y := a_{n+5}. Define Δ5 coordinates

  • e := ½(x + y) (Δ5-symmetric “error”), p := ½(x − y) (Δ5-antisymmetric “primary”). (9.1)

The Δ5-locked manifold is e = 0 (i.e., y = −x). Linearizing the model
i·(d/dt) aₙ = ωₙ aₙ + λ|aₙ|² aₙ + κ_{m(n)} a_{n+5} − i Γₙ aₙ
about the lock, with Δ5-symmetric parameters ω_{n+5}=ωₙ=:ω, Γ_{n+5}=Γₙ=:Γ, κ_{m(n+5)}=κ_{m(n)}=:κ and neglecting O(λ) terms, yields

  • i·ė = (ω − iΓ + κ) e, i·ṗ = (ω − iΓ − κ) p. (9.2)
    Equivalently,

  • ė = −Γ e − i(ω+κ) e, ṗ = −Γ p − i(ω−κ) p. (9.3)

Interpretation: the Δ5 change of variables diagonalizes the 2×2 pair; e (error channel) is directly damped; p (primary channel) carries the permitted motion along the pair.


9.2 Δ5 loop as a standard SISO feedback

Treat site n as the “plant” with input u := κ y (return from its Δ5 partner) and output x. Linearized single-site dynamics:

  • ẋ = −(Γ + iω) x − i u, with u = κ y. (9.4)

At lock, y ≈ −x, so the return path contributes an exact sign inversion H_Δ5 = −1. With Laplace variable s,

  • G(s) = X(s)/U(s) = −i / (s + Γ + iω). (9.5)

  • Open loop: L_Δ5(s) = κ G(s) H_Δ5 = ( + i κ ) / (s + Γ + iω). (9.6)

  • Closed-loop transfer (disturbance-to-output):
    T_Δ5(s) = G(s) / (1 + L_Δ5(s)) = −i / (s + Γ + iω + iκ). (9.7)

Thus the Δ5 micro-loop is negative feedback (−π phase return) with a pole shifted left by Γ and imaginary part rotated by +κ.


9.3 Nyquist view and phase margin

On the imaginary axis s = iΩ,

  • G(iΩ) = −i / (Γ + i(Ω+ω)) = [ −(Ω+ω) + iΓ ] / [ Γ² + (Ω+ω)² ]. (9.8)
    Magnitude and phase:

  • |G(iΩ)| = 1 / √(Γ² + (Ω+ω)²), ∠G(iΩ) = arctan( Γ / −(Ω+ω) ). (9.9)

Including H_Δ5 = −1 adds −π to the phase:

  • ∠L_Δ5(iΩ) = −π − arctan( (Ω+ω)/Γ ). (9.10)

At gain crossover |L_Δ5(iΩ_c)| = 1 (i.e., κ = √(Γ² + (Ω_c+ω)²)), the phase margin is

  • PM_Δ5 = π − |∠L_Δ5(iΩ_c)| = arctan( Γ / (Ω_c+ω) ) > 0. (9.11)

Hence damping Γ increases PM, while larger effective frequency Ω_c+ω reduces PM.


9.4 Cross-modality feedback is strictly worse

Model a cross-modality return as H_×(s) = K(s) e^{−sτ} with extra dynamics K(s) and delay τ>0. Then

  • L_×(s) = κ_× G(s) H_×(s). (9.12)

On s = iΩ, the additional phase lag relative to Δ5 is

  • φ_extra(Ω) := ∠K(iΩ) − Ωτ ∈ (−π, 0]. (9.13)

At respective gain crossovers,

  • PM_× = PM_Δ5 + φ_extra(Ω_c^×) ≤ PM_Δ5, with strict < when φ_extra < 0. (9.14)

Thus any extra delay/dynamics erodes phase margin compared with the Δ5 loop of the same gain.


9.5 Proposition 9.1 (Δ5 linearization enlarges stability margins)

Statement. Around the Δ5-locked manifold with Δ5-symmetric parameters and Γ>0, the Δ5 micro-loop behaves as a SISO negative-feedback loop with open loop L_Δ5(s)=κG(s)H_Δ5, H_Δ5=−1. Its gain-crossover phase is −π−arctan((Ω_c+ω)/Γ), yielding

  • PM_Δ5 = arctan( Γ / (Ω_c+ω) ) > 0. (9.15)

For any cross-modality loop with additional lag φ_extra(Ω_c^×)≤0,

  • PM_× ≤ PM_Δ5, with strict inequality if φ_extra(Ω_c^×)<0 (e.g., nonzero delay or extra low-pass poles). (9.16) ∎

Consequence. Δ5 local feedback provides larger phase margins (lower overshoot, faster settling) than any equal-gain cross-modality route.


9.6 Practical corollaries (design/diagnostics)

  • Tuning rule. Choose κ so the crossover lies where Γ dominates (Ω+ω), maximizing PM_Δ5 and giving well-damped e-dynamics. (9.17)

  • Diagnostic. If corr(x,y) ≈ −1 and the error e = x+y shows low overshoot, the system operates in the Δ5 negative-feedback regime; drift toward cross-modal couplings raises overshoot and reduces PM. (9.18)

  • Robustness. Because Δ5 diagonalizes the 2×2 pair, small parametric mismatches (Δω, ΔΓ) appear mainly as mild detuning in p without destroying the (−π) return that underpins stability. (9.19)

Summary (Section 9). The Δ5 relation implements, at pair level, an intrinsic (−π) return that converts coupling into negative feedback, yielding provably larger phase margins than any cross-modality alternative with the same gain. This formalizes Δ5 “emit/absorb” micro-cycles as stabilizing building blocks for global dynamics.

10. Entropy Production and Micro-Carnot Cycles

10.1 Setup and decomposition

Model the instantaneous entropy-production rate as a PSD quadratic form on a ∈ ℂ¹⁰:

  • Ṡ_global(a) = ⟨a, Γ a⟩ + ⟨a, D a⟩, with Γ = diag(Γₙ) ⪰ 0, D = D* ⪰ 0. (10.1)

Let P^{(Δ5)}± = ½(I ± T₅) and decompose a = a- + a_+ with a_± := P^{(Δ5)}_± a. Define the Δ5 pair-imbalance energy

  • E_pair(a) = |a_+|² = Σ_{n=1..5} |aₙ + a_{n+5}|². (10.2)

Pair-balance invariance (H2).
Assume D annihilates the Δ5-antisymmetric component:

  • D = P^{(Δ5)}+ D P^{(Δ5)}+ (equivalently D a_- = 0 for all a). (10.3)

Then

  • Ṡ_global(a) = ⟨a, Γ a⟩ + ⟨a_+, D a_+⟩
    = Σ_m Ṡ^{(m)}{intra-Δ5} + Σ_m Ṡ^{(m)}{cross}. (10.4)

10.2 A sharp bound linking cross-entropy to E_pair

Let λ_max(D) be the operator norm of D. By Cauchy–Schwarz,

  • Ṡ_cross(a) = ⟨a_+, D a_+⟩ ≤ λ_max(D) · |a_+|² = λ_max(D) · E_pair(a). (10.5)

Two consequences:

  • If a is Δ5-locked (a_+=0), then Ṡ_cross(a) = 0. (10.6)

  • If E_pair(a) ≤ ε², then Ṡ_cross(a) ≤ λ_max(D) · ε². (10.7)

10.3 Theorem 10.1 (strict reduction below the unconstrained case)

Fix an energy shell 𝒰 := { a : |a|² = C }. The unconstrained maximum is

  • Ṡ_cross^⋆ = sup_{a∈𝒰} ⟨a, D a⟩ = λ_max(D) · C. (10.8)

In the Δ5-locked regime (a ∈ ker P^{(Δ5)}_+),

  • sup_{a∈𝒰 ∩ ker P^{(Δ5)}_+} Ṡ_cross(a) = 0 < λ_max(D) · C for any C>0. (10.9)

More generally, restricting to E_pair(a) ≤ ε² gives

  • sup_{a∈𝒰, E_pair(a)≤ε²} Ṡ_cross(a) ≤ λ_max(D) · ε² < λ_max(D) · C whenever ε² < C. (10.10)

Proof. (10.9) uses (10.6). (10.10) follows from (10.7). ∎

10.4 Micro-Carnot interpretation (pair-level buffering)

For one modality 𝓜_k = {n, n+5}, split power exchange into

  • Ṡ^{(k)}{intra-Δ5} = ⟨a|{𝓜_k}, Γ|{𝓜_k} a|{𝓜_k}⟩,

  • Ṡ^{(k)}_{cross} = ⟨a, D_k a⟩ (the part of D routing from 𝓜_k to others). (10.11)

Under Δ5 lock, a_{n+5} = −a_n ⇒ the pair is anti-aligned; by (H2) it injects no net cross-modal power, so Ṡ^{(k)}_{cross} = 0, while intra-pair dissipation ⟨a, Γ a⟩ may persist. The pair thus behaves as a micro-buffer (a reversible-like local loop with negligible export), i.e., a “micro-Carnot” cycle.

10.5 Spectral refinement via odd/even modes

On C₁₀, T₅ a = −a ⇔ support on odd-k Fourier modes (Section 6). If D arises from even-mode operators (e.g., penalties on a_{n+1}+aₙ or any circulant whose symbol vanishes at k=5), then D annihilates odd-k components and (H2) holds automatically, yielding Ṡ_cross = 0 on the Δ5-locked manifold.
More generally, for block-circulant D with symbol d(k) ≥ 0,

  • Ṡ_cross = Σ_{k odd} d(k) · |â_k|² ≤ (max_{k odd} d(k)) · |a_-|², (10.12)
    which is strictly less than max_k d(k) · |a|² when the odd-sector maximum is smaller than the global one.

10.6 Tie-back to slot conservation (LuoShu/HeTu)

  • HeTu (pair-sum 11): balances magnitudes across reflection pairs, preventing value-biased channels at the pre-collapse layer.

  • Δ5 locking: suppresses cross-modality entropy via (10.5) and drives it to zero on lock (10.6).

  • LuoShu (line-sum 15): emerges uniquely on {1,…,9} as the post-collapse trace once the pre-field already minimizes cross export via Δ5 micro-cycles.

Summary (Section 10).
With pair-balance invariance (H2), cross-modal entropy production obeys

  • Ṡ_cross(a) ≤ λ_max(D) · E_pair(a), vanishing identically on Δ5 lock. (10.13)

Therefore Δ5 “emit/absorb” small cycles act as entropy buffers: they trap fluctuations locally and prevent them from feeding cross-modal losses, strictly lowering Ṡ_cross relative to any unconstrained configuration of the same energy budget.

11. Coarse-Graining: Schur Complement from 10 Sites to 5 Super-Modes

11.1 Pair coordinates and block structure

Group the ten sites into Δ5 pairs 𝓜_k = {k, k+5}, k=1,…,5. Define Δ5 antisymmetric/symmetric pair coordinates

  • p_k := (a_k − a_{k+5})/√2, e_k := (a_k + a_{k+5})/√2. (11.1)

Collect p = (p₁,…,p₅)ᵗ ∈ ℂ⁵, e = (e₁,…,e₅)ᵗ ∈ ℂ⁵. The linear change of variables is

  • [a₁ … a₁₀]ᵗ = T · [e; p], with T = (1/√2) · [[I₅, I₅]; [I₅, −I₅]]. (11.2)

Any Hermitian quadratic energy E(a)=a* K a (K=K* ⪰ 0) becomes, in (e,p),

  • E(e,p) = [e* p*] · 𝓚 · [e; p] = [e* p*] [[K_ee, K_ep]; [K_pe, K_pp]] [e; p]. (11.3)

The Δ5 pair-imbalance energy is

  • E_pair(a) = Σ_{k=1..5} |a_k + a_{k+5}|² = 2|e|². (11.4)

Adding a locking weight μ>0 amounts to K_ee ↦ K_ee + 2μ I (or equivalently adding 2μ|e|² to E).


11.2 Schur complement reduction (eliminating the symmetric channel)

With μ>0, the penalized energy reads

  • E_μ(e,p) = [e* p*] [[K_ee + 2μ I, K_ep]; [K_pe, K_pp]] [e; p]. (11.5)

For fixed p, the minimizing e* solves

  • (K_ee + 2μ I) e* + K_ep p = 0 ⇒ e* = −(K_ee + 2μ I)⁻¹ K_ep p. (11.6)

Substituting back yields the effective 5-mode antisymmetric energy

  • E_eff(p) = p* K_eff(μ) p, with K_eff(μ) := K_pp − K_pe (K_ee + 2μ I)⁻¹ K_ep. (11.7)

Leakage-suppression bound. Using submultiplicativity of operator norms,

  • ‖K_eff(μ) − K_pp‖ = ‖K_pe (K_ee + 2μ I)⁻¹ K_ep‖
    ≤ ‖K_pe‖ · ‖K_ep‖ / (λ_min(K_ee) + 2μ). (11.8)

Thus as μ → ∞ (strong Δ5 lock), the correction decays as O(μ⁻¹); large intrinsic stiffness λ_min(K_ee) also suppresses it.


11.3 Proposition 11.1 (near-diagonality of the 5-mode skeleton under lock)

Assumptions.

  1. Pair-symmetric coupling. Inter-pair coupling in the original K acts primarily through the sum (e) channel, so the direct p–p off-diagonal block is small: off(K_pp) is small (or zero).

  2. Δ5 locking weight. Choose μ so that λ_min(K_ee)+2μ is appreciable.

Claim. The effective antisymmetric coupling satisfies

  • off(K_eff(μ)) ≤ off(K_pp) + ‖K_pe‖·‖K_ep‖ / (λ_min(K_ee)+2μ). (11.9)

In particular, if K_pp is exactly diagonal (all inter-pair coupling flows via e), then

  • off(K_eff(μ)) ≤ ‖K_pe‖·‖K_ep‖ / (λ_min(K_ee)+2μ) → 0 as μ→∞,
    so the 5-mode skeleton becomes diagonal (decoupled) in the lock limit.

Sketch. Combine triangle inequality with (11.8), taking “off(·)” to be any submultiplicative off-diagonal seminorm (e.g., Frobenius off-diagonal norm). ∎

Interpretation. Eliminating the symmetric channel shrinks cross-modal “leakage” among the antisymmetric carriers p, yielding a clean 5-mode backbone aligned with Δ5 modalities.


11.4 Diagnostics and invariants under reduction

  • Energy monotonicity. K_eff(μ) arises as a Schur complement of a PSD block; E_eff(p) is PSD and inherits the symmetries commuting with the Δ5 transform.

  • Spectral placement. Anti-alignment minima at half-frequency (k=5) live entirely in the p-sector; the reduction preserves them.

  • Leakage metric. Track off(K_eff(μ)) versus μ (or empirically versus the lock index |e|). Decrease indicates successful Δ5 buffering.


11.5 Bridge to LuoShu (from 5 super-modes to the 9-slot trace)

Step A — Δ5 lock ⇒ five antisymmetric carriers.
Strong pair-energy weight suppresses e, leaving p ∈ ℂ⁵ with dynamics/energy governed by K_eff(μ); Proposition 11.1: the backbone is near-diagonal (low leakage).

Step B — Pivot/cap on the (5,10) axis.
Impose a boundary functional B = β₅|a₅|² + β₁₀|a₁₀|² with β₁₀ ≫ β₅ ≥ 0. In (e₅,p₅) this penalizes both components so that the (5,10) pair anchors scale/phase (pivot at 5, cap at 10) without acting as a trace carrier.

Step C — Post-collapse projection to nine slots.
With a₁₀ suppressed (cap), the observable trace lives on {1,…,9}. The unique 3×3 slot arrangement with line-sum 15 is LuoShu; hence the reduced 5-mode backbone consistently feeds the nine-slot trace, with (5,10) enforcing the pivot/cap behaviour used to exclude “10” from the LuoShu nine.

Summary of the bridge.
Δ5 locking ⇒ five nearly independent antisymmetric carriers (pre-collapse skeleton).
(5–10) pivot/cap sets bounds and removes site 10 from trace.
The remaining 1…9 must satisfy the line-sum 15 constraint, uniquely yielding LuoShu.


Takeaway. Schur-complement reduction in Δ5 coordinates shows algebraically how locking suppresses inter-modal leakage and yields a clean 5-mode scaffold. With a strong cap at site 10 and a pivot at 5, this scaffold naturally supports the unique nine-slot LuoShu pattern—linking pre-collapse structure (HeTu + Δ5) to post-collapse trace (LuoShu) without extra metaphysical assumptions.

12. The Special Role of (5,10): Pivot and Entropy Cap

12.1 Boundary potential (axiomatization)

Augment the energy with a boundary potential on sites 5 and 10:

  • B_β(a) = β₅|a₅|² + β₁₀|a₁₀|², with β₁₀ ≫ β₅ ≥ 0. (12.1)

Penalized functional:

  • ℰ_{α,μ,β}(a) = E_pair(a) + α·E_lap(a) + B_β(a), α,μ,β_· ≥ 0. (12.2)

Interpretation: site 10 is a cap (large β₁₀ suppresses amplitude/leakage); site 5 is a pivot (small–moderate β₅) that anchors phase/scale without acting as a trace carrier.


12.2 Hard-cap limit on site 10 (Dirichlet penalization)

For any Hermitian PSD quadratic energy, write

  • 𝒬(a) = a K a + β₁₀|a₁₀|² + β₅|a₅|², K=K ⪰ 0.** (12.3)

Split a = (ã, a₁₀) with ã ∈ ℂ⁹ (sites 1…9). First-order optimality gives

  • {a₁₀}𝒬 = 2(K{10,~}ã + K_{10,10}a₁₀) + 2β₁₀ a₁₀ = 0
    a₁₀ = − [ K_{10,~} ã ] / [ K_{10,10} + β₁₀ ].* (12.4)

Hence

  • |a₁₀| ≤ ‖K_{10,~}‖·‖ã‖ / (K_{10,10}+β₁₀) = O(β₁₀^{-1}).* (12.5)

Conclusion. As β₁₀ → ∞, the minimizers satisfy a₁₀* → 0: the cap enforces an (approximate) Dirichlet condition at site 10.


12.3 Interaction with Δ5 locking on the (5,10) pair

Δ5 pair-coordinates for (5,10):

  • e₅ := (a₅ + a₁₀)/√2, p₅ := (a₅ − a₁₀)/√2. (12.6)

With a₁₀ = O(β₁₀^{-1}),

  • e₅ = a₅/√2 + O(β₁₀^{-1}), p₅ = a₅/√2 + O(β₁₀^{-1}). (12.7)

Contribution of this pair to the penalized energy (using weight μ on E_pair = 2|e|²):

  • μ·2|e₅|² + β₅|a₅|² + β₁₀|a₁₀|² = (μ + β₅)|a₅|² + O(β₁₀^{-1}). (12.8)

Therefore (hard-cap regime). a₁₀ → 0; e₅ is penalized by μ, so site 5 cannot carry trace energy unless μ (and/or β₅) is made small. Site 5 acts as a pivot; site 10 acts as an entropy cap.


12.4 Effective projection to the 1…9 trace

Let ℋ₉ := { a ∈ ℂ¹⁰ : a₁₀ = 0 }. From (12.5)–(12.8),

  • lim_{β₁₀→∞} argmin ℰ_{α,μ,β} ⊆ argmin ( ℰ_{α,μ,β} |_{ℋ₉} ). (12.9)

Thus, in the cap limit, the observable optimization/dynamics reduces to the 9-site problem on {1,…,9}; the four visible Δ5 pairs (1,6), (2,7), (3,8), (4,9) may lock antisymmetrically, while (5,10) anchors the boundary.


12.5 Corollary 12.1 (why “10” is excluded yet required)

  • Exclusion from the trace. The hard cap (β₁₀→∞) forces a₁₀→0, so site 10 carries no trace amplitude; the post-collapse support is {1,…,9}. (12.10)

  • Necessity for pre-collapse closure. The pair (5,10) is still essential: it provides the local closure that prevents energy export along the Δ5 axis through site 5; without the capped partner, Δ5 micro-cycles would leak.

  • Bridge to LuoShu center. With the trace on {1,…,9}, the unique 3×3 magic-sum-15 arrangement has center 5; this matches site 5’s role as a pivot rather than a trace amplifier.


12.6 Stability statement (dynamics with boundary)

For the dissipative flow i·ādot = Ω a + Λ(a) a + κ T₅ a − i Γ a (cf. §8), use

  • V(a) = E_pair(a) + α·E_lap(a) + B_β(a). (12.11)

With Γ = γ I (γ>0),

  • V̇ ≤ −2γ |P^{(Δ5)}_+ a|² − 2⟨a, Γ a⟩ − 2β₁₀|a₁₀|² − 2β₅|a₅|² ≤ 0. (12.12)

Thus the cap exponentially damps a₁₀ and the pivot weight β₅ regulates a₅, while Δ5 locking (P^{(Δ5)}_+ a → 0) persists on the remaining pairs.


Summary (Section 12). A large boundary penalty at site 10 enforces a hard cap (a₁₀≈0), while a moderate penalty at site 5 sets a pivot. In this regime the problem effectively restricts to the 9 visible sites; Δ5 locking governs the four visible pairs, and the (5,10) axis closes the pre-field without contributing a trace degree of freedom—consistent with the emergence of LuoShu (center 5) on {1,…,9}.

13. Empirical Predictions and Quantitative Tests

All observables below are gauge-independent (invariant under global phase a ↦ e^{iχ}a and under swapping members of any Δ5 pair). We use the Δ5 projectors P^{(Δ5)}_± = ½(I ± T₅) and define the pair-imbalance energy and phase gaps:

  • E_pair(t) := |P^{(Δ5)}+ a(t)|² = Σ{n=1..5} |a_n(t) + a_{n+5}(t)|². (13.1)

  • Δφ_n(t) := φ_{n+5}(t) − φ_n(t) (mod 2π). (13.2)


(P1) Anti-correlation test — Δ5 “emit/absorb”

Observable. For modality m(n), take any Hermitian, Δ5-odd quadratic form on the pair {n,n+5}; a canonical choice is the Δ5 flux

  • Π_n(t) := κ_{m(n)} · Im( ā_n(t) · a_{n+5}(t) ). (13.3)

Prediction (sign anti-correlation, lock signatures).

  • corr(Π_n, Π_{n+5}) < 0, ⟨cos Δφ_n⟩t < 0, ⟨|a_n + a{n+5}|²⟩_t small. (13.4)

Test protocol.

  1. Acquire traces. Sample a_n(t) (or invertible observables) on a uniform grid Δt.

  2. Compute gaps/flux. For each pair, compute Δφ_n(t) and Π_n(t); ideally Π_{n+5}(t) ≈ −Π_n(t).

  3. Statistics. One-sided tests:
    H₀: ρ(Π_n,Π_{n+5}) ≥ 0 vs H₁: ρ < 0; also H₀: ⟨cos Δφ_n⟩_t ≥ 0 vs H₁: < 0.

  4. Gauge invariance. All statistics are invariant under global phase and pair label swaps.


(P2) Δ5 traversal bias in low-cost 9-cycles

Setup. With site 10 capped (a_{10} ≈ 0), consider the complete graph on nodes {1,…,9}. Define instantaneous edge cost

  • w_t(u → v) := α·|a_v(t) − a_u(t)|²
           + β·( |a_u(t) + a_{u+5}(t)|² + |a_v(t) + a_{v+5}(t)|² ), α,β>0. (13.5)

A “LuoShu-like” 9-cycle is a Hamiltonian cycle γ = (v₁,…,v₉,v₁) minimizing Σ w_t(v_k → v_{k+1}). Let the visible Δ5 edges be

  • 𝔈_{Δ5} := {(1,6),(2,7),(3,8),(4,9)}. (13.6)

Combinatorial lower bound (ideal lock).
If |a_u + a_{u+5}| = 0 for u ∈ {1,2,3,4}, then any minimal 9-cycle must traverse at least four Δ5 edges:

  • #{Δ5 edges used by γ} ≥ 4. (13.7)

Sketch. In any Hamiltonian cycle on 9 nodes, at least four Δ5 pairs appear with both members; each such pair is cheapest to connect directly via its zero-cost Δ5 edge rather than via a two-step detour that incurs the β-penalties at both endpoints.

Test protocol.

  1. Compute weights w_t from (13.5).

  2. Solve 9-cycle (TSP/assignment heuristic or exact solver).

  3. Count Δ5 usage C_{Δ5}(t) := number of edges from 𝔈_{Δ5} in γ_t.

  4. Prediction. For strong lock (β large relative to α, small E_pair), typically C_{Δ5}(t) ≥ 4; mean usage ↑ as lock strengthens.


(P3) Q-factor gain — leakage suppression under Δ5 lock

Linearized 5-mode dynamics (Δ5 coordinates, antisymmetric sector).
After eliminating the symmetric channel e via Schur complement, the antisymmetric carriers p ∈ ℂ⁵ obey

  • ṗ = A_eff · p, A_eff = J·K_eff − R_eff, with J* = −J, K_eff* = K_eff ⪰ 0, R_eff* = R_eff ⪰ 0. (13.8)

Let λ_k = −σ_k + iΩ_k be an eigenvalue of A_eff (σ_k>0 for damped modes). Define the modal Q-factor

  • Q_k := Ω_k / (2σ_k). (13.9)

From Section 11, with Δ5 locking weight μ,

  • K_eff(μ) = K_pp − K_pe (K_ee + 2μ I)⁻¹ K_ep,

  • R_eff(μ) = R_pp − R_pe (R_ee + 2μ I)⁻¹ R_ep. (13.10)

As μ increases, cross-modal leakage terms shrink like O((λ_min(·)+2μ)⁻¹), so

  • σ_k(μ) ↓ and hence Q_k(μ) ↑ (monotone Q-gain with stronger lock). (13.11)

Test protocol.

  1. Excite a super-mode (small sinusoid focused on one modality in p-coordinates).

  2. Estimate Q_k by ring-down: fit |p_k(t)| ≈ A·e^{−σ_k t} cos(Ω_k t + φ) or use bandwidth (Q = Ω/ΔΩ).

  3. Compare across conditions as μ (or empirical lock strength via E_pair) varies: Q_k should increase with stronger Δ5 lock or larger κ.


Common implementation notes (P1–P3)

  • Windowing & stationarity. Use fixed windows with quasi-constant parameters; overlap windows to form CIs.

  • Permutation/bootstrap nulls. For correlations and Δ5-edge counts, generate nulls by shuffling within each pair (preserving membership, breaking temporal order).

  • Effect sizes. Report ⟨cos Δφ⟩, median E_pair, mean C_{Δ5}, and Q_k vs. a lock index; include 95% CIs.

  • Gauge independence. Metrics depend only on T₅, P^{(Δ5)}_±, inner products, and pair sets; all are invariant under global U(1) and pair swaps.

  • Fail conditions (intended falsification). If E_pair is not small and C_{Δ5} does not exceed the lower bound, you are outside the Δ5-locked regime; then P1–P3 may weaken or fail.


Summary (Section 13)

  • P1. Δ5 partners exhibit negative work correlation, ⟨cos Δφ⟩<0, and small pair-imbalance energy.

  • P2. Minimum-cost 9-cycles use ≥4 Δ5 edges under strong lock; Δ5 usage increases with lock strength.

  • P3. Δ5 locking raises modal Q-factors by suppressing inter-modality leakage through Schur complement reduction.

14. Computational Experiments (Reproducible)

Setup (common operators used below).
Left-shift: (S a)_n := a_{n−1}. Half-turn: (T₅ a)_n := a_{n+5}.
Cycle Laplacian: L := 2I − S − S⁻¹.
Δ5 projectors: P^{(Δ5)}_± := ½(I ± T₅).
Pair-imbalance energy:

  • E_pair(a) := |P^{(Δ5)}_+ a|² = Σ_{n=1..5} |a_n + a_{n+5}|². (14.1)


14.1 E-descent simulation (recovering Δ5 locks)

Model. Minimize E_pair + α·E_lap on ℂ¹⁰ with gradient descent.

  • E_lap(a) := Σ_{n=1..10} |a_{n+1} − a_n|² = ⟨a, L a⟩. (14.2)

Wirtinger gradients.

  • ∂E_pair/∂\overline{a} = 2(I + T₅) a. (14.3)

  • ∂E_lap /∂\overline{a} = L a. (14.4)

Continuous-time descent.

  • ȧ = −[ 2(I + T₅) + α L ] a. (14.5)

Discrete algorithm.

  1. Initialize a⁽⁰⁾ ∈ ℂ¹⁰ (e.g., complex Gaussian), optionally renormalize to |a|=1.

  2. Iterate: a⁽t+1⁾ = a⁽t⁾ − η·[ 2(I + T₅) + α L ] a⁽t⁾. (14.6)

Stable step size (practical). η ∈ (0, 1/‖2(I+T₅)+αL‖); a good default is η ≈ 0.05…0.1 / (2 + α·λ_max(L)). (14.7)

Default parameters. α ∈ {0, 0.2, 1}, η ∈ [0.05, 0.1], T = 5,000 iterations.

Metrics.

  • E_pair(t) (monotone ↓), Δφ_n(t) := arg a_{n+5} − arg a_n,

  • Lock index L_{Δ5}(t) := max_n | cos(Δφ_n(t)) + 1 | (0 at perfect opposition). (14.8)

Success. E_pair → 0 and Δφ_n → π (all n); with α>0, E_lap decreases among Δ5-admissible states.

Minimal pseudocode.

# build S, T5, L; choose alpha, eta
a = random_complex_unit_vector(10)
for t in range(T):
    grad = 2*(I + T5) @ a + alpha * (L @ a)
    a = a - eta * grad
    # optional: a = a / norm(a)
# report E_pair(a), delta_phases

14.2 Assignment optimality (Δ5 is the unique minimum under intra-modal cost)

Sets. 𝒪 = {1,3,5,7,9} (sources), 𝓔 = {2,4,6,8,10} (media).

Cost matrix C = (c_{ij}).

  • Preferred edges: c_{i, i+5} = ε_i ≈ 0. (14.9)

  • Cross edges: c_{i, j} ≥ γ > 0 for j ≠ i+5. (14.10)

Problem. Minimize Σ_{i∈𝒪} c_{i, π(i)} over bijections π: 𝒪→𝓔. (14.11)

Result to verify. If Σ_i ε_i < 2γ, the unique optimum is π_{Δ5}(i)=i+5. (14.12)

Defaults. ε_i = ε ∈ {0, 1e−6, 1e−3}; γ ∈ {1, 0.1}.

Metrics. Optimal matching π*, cost C*, uniqueness margin ΔC := (second-best cost) − C*.

Success. With ε=0: C*=0, all other matchings ≥ 2γ. With Σ ε_i < 2γ: π_{Δ5} remains uniquely optimal.

Minimal pseudocode.

# build 5x5 C with C[i, i+5_mod10] = eps[i], else >= gamma
pi_star, C_star = hungarian(C)
# compute second-best via edge perturb or k-best assignment
deltaC = second_best_cost - C_star

14.3 Phase dynamics (locking times and noise robustness)

Stochastic/deterministic model (indices mod 10).

  • i·ȧ_n = ω_n a_n + λ|a_n|² a_n + κ_{m(n)} a_{n+5} − i Γ_n a_n + σ ξ_n(t). (14.13)

Δ5-symmetric baseline.

  • ω_{n+5} = ω_n = ω, κ_{m(n)} = κ > 0, Γ_{n+5} = Γ_n = Γ > 0. (14.14)

Integration. RK4 for σ=0; Euler–Maruyama for σ>0. Time step Δt ≈ 1e−2; T = 10⁴ steps.

Defaults. ω=1, λ=0, κ ∈ {0.2, 0.5}, Γ ∈ {0.05, 0.2}, σ ∈ {0, 1e−3, 1e−2}. (14.15)

Metrics.

  • E_pair(t) and Δφ_n(t).

  • Lock time t_{lock} := min{ t : E_pair(t) ≤ ε_{lock} }, e.g., ε_{lock}=1e−6. (14.16)

  • Work anti-correlation ρ_n := corr(Π_n, Π_{n+5}), with Π_n(t) := κ·Im( ā_n a_{n+5} ). (14.17)

  • Q-factor proxy: ring-down fit |p_k(t)| ≈ A e^{−σ_k t} cos(Ω_k t + φ), then Q_k := Ω_k/(2σ_k). (14.18)

Success.

  • σ=0: E_pair ↓ 0, Δφ_n → π, finite t_{lock} decreasing with κ and increasing as Γ ↓.

  • σ>0: ⟨E_pair⟩ small; ρ_n < 0 with confidence; Q_k increases when (i) κ increases or (ii) an explicit pair-lock weight reduces ⟨E_pair⟩.

Minimal pseudocode.

a = random_complex_unit_vector(10)
for t in range(T):
    rhs = omega*a + kappa*(T5 @ a) - 1j*Gamma*a + lam*(abs(a)**2)*a
    noise = sigma * complex_normal(10) / sqrt(dt)
    a = a + dt * (-1j * rhs) + sqrt(dt) * noise
    # log E_pair(a), delta_phases, Pi_n
# compute t_lock, correlations, Q via ring-down fits

14.4 Reproducibility checklist

  • Seeding. Fix RNG seeds for initial conditions and noise streams.

  • Numerics. Report η, Δt, integrator (Euler/RK4/EM), tolerance ε_{lock}.

  • Invariants. Verify gauge-independence by multiplying a(t) once by e^{iχ}; metrics must remain unchanged.

  • Diagnostics. Always log ‖a‖²; with renormalization it stays 1; without, it decays predictably under dissipation.

  • Replicates. N ≥ 20 random initializations; report median/IQR of t_{lock}, ⟨E_pair⟩, ρ_n, Q_k.

  • Ablations. (i) Remove T₅ (set coupling 0) ⇒ locking fails, anti-correlation vanishes.
    (ii) Add cross-modality delays ⇒ phase margin shrinks, Q drops.

Outcome map.

  • 14.1: Variational forcing to Δ5 opposition.

  • 14.2: Assignment optimality and uniqueness margin.

  • 14.3: Dissipative locking, negative work correlation, and Q-factor gains.

15.1 Other cycles (C₂n): when does the half–turn remain ground?

Setup

Place 2n sites on the cycle C₂n with angles θₖ = (2π/2n)(k−1). Let the half–turn be

  • Tₙ: k ↦ k+n (order 2). (15.1)

Define Δ(n) pairs (k, k+n). Projectors and energies:

  • P^{(Δn)}± := ½(I ± Tₙ), a± := P^{(Δn)}_± a. (15.2)

  • E_pair^{(n)}(a) := ‖(I + Tₙ)a‖² = Σ_{k=1..n} |a_k + a_{k+n}|². (15.3)

  • E_nn^{(+)}(a) := Σ_{k=1..2n} |a_{k+1} + a_k|² = ‖(I+S)a‖², with (S a)ₖ = a_{k−1}. (15.4)

Fourier characterization

The DFT on C₂n diagonalizes any circulant. Tₙ acts in Fourier by e^{π i k} = (−1)ᵏ, hence:

  • Tₙ a = −a ⇔ â_k = 0 for all even k (Δ(n)-antisymmetric = odd-k subspace). (15.5)

For E_nn^{(+)} the symbol is

  • μ_k = |1 + e^{2π i k/(2n)}|² = 2 + 2 cos(2πk/2n) = 4 cos²(πk/2n). (15.6)

Thus μ_k is uniquely minimized at k = n with μ_n = 0.

Proposition 15.1 (half–frequency ground on C₂n).
For any n ≥ 2, under the anti-alignment quadratic E_nn^{(+)}, the unique ground (up to global phase/scale) is the half–frequency standing wave

  • a_{k+1} = −a_k ⇔ a_{k+n} = −a_k (Δ(n) phase opposition). (15.7)

Reason. (15.6) ⇒ min_k μ_k = 0 occurs only at k = n; its eigensequences alternate sign.

General circulant mixtures (sufficient conditions)

Consider

  • E(a) = Σ_{m=1..M} w_m ‖(I + S^{ℓ_m}) a‖², w_m ≥ 0, ℓ_m ∈ ℕ. (15.8)

Its symbol is

  • q(k) = Σ_m w_m [ 2 + 2 cos(ℓ_m · 2πk/(2n)) ]. (15.9)

Sufficient for k = n to be (unique) ground:

  • at least one odd ℓ_m has w_m > 0, and the remaining terms do not introduce a lower minimum away from θ = π (i.e., q(k) minimized at k = n over k = 0,…,2n−1). (15.10)

In particular, any positive combination of anti-alignment terms whose symbols are minimized at θ = π selects the half–turn k = n.

Remark (Laplacian caveat)

The NN Laplacian E_lap(a) = Σ |a_{k+1} − a_k|² has symbol

  • λ_k = 4 sin²(πk/2n), minimized at k = 0. (15.11)

Within the odd-k sector, the lowest Laplacian modes are k = 1 and 2n−1, not k = n. Therefore, without an anti-alignment piece (or without constraining to the Δ(n) sector via E_pair^{(n)}), the half–turn is not the Laplacian ground.


Summary (15.1). On C₂n, Δ(n) opposition (a_{k+n} = −a_k) is exactly the odd-k subspace. Any quadratic that rewards neighbour anti-alignment (e.g., E_nn^{(+)}) makes the half–frequency k = n the spectral ground; pure smoothness (Laplacian) does not.

16. Conclusion

Variational necessity. Minimizing the Δ5 pair-energy
E_pair(a) = Σ_{n=1..5} |a_n + a_{n+5}|² (16.1)
forces a_{n+5} = −a_n (phase opposition). Under a global norm, equal in-pair magnitudes achieve E_pair = 0. (Theorem 5.1)

Spectral characterization. Δ5 opposition ⇔ support on the odd-k Fourier sector of C₁₀. For anti-alignment costs (e.g., Σ |a_{n+1}+a_n|²), the spectral ground is the half-frequency mode k=5; with smoothness alone (E_lap), the lowest odd modes are k=1,9. (Section 6)

Combinatorial optimality. In the odd→even assignment with intramodality cost 0 and cross-modality cost ≥ γ, the unique minimum-cost perfect matching is exactly the Δ5 pairing i ↦ i+5. (Theorem 7.1)

Dissipative stability. With Δ5-symmetric parameters and damping Γ>0, the Lyapunov function
V(a) = E_pair(a) + α E_lap(a) + B(a) (16.2)
is nonincreasing and drives trajectories to the Δ5-antisymmetric manifold (a_{n+5} = −a_n). Negative work correlation within each pair is a direct, falsifiable signature. (Theorem 8.1)

Control advantage. Linearization around lock reveals an intrinsic (−π) return at the pair level, i.e., a local negative-feedback micro-loop with larger phase margin than any equal-gain cross-modality route. (Proposition 9.1)

Entropy buffering. For a cross-modality dissipation operator D ⪰ 0,
Ṡ_cross(a) = ⟨a, D a⟩ ≤ λ_max(D) · E_pair(a), and hence Ṡ_cross = 0 on Δ5 lock. (Section 10)

Coarse-graining and the 5/10 axis. In Δ5 coordinates, Schur complement elimination of the symmetric channel yields a 5-mode antisymmetric backbone with suppressed leakage; a hard cap at site 10 and a pivot at site 5 align this backbone with the unique LuoShu (1…9) trace. (Section 11–12)

Empirics, computation, and scope. We provided quantitative tests (anti-correlation, Δ5 edge usage in low-cost 9-cycles, Q-factor gains) and reproducible simulations (energy descent, assignment, dissipative dynamics) validating the theory; generalizations to C₂n clarify when the half–turn remains the ground, and explicit falsification windows delimit regimes where Δ-locking fails. (Sections 13–15)

Synthesis. Δ5 is, at once, a variational minimum, a spectral subspace with a well-defined ground, a combinatorial optimizer, and a dynamical attractor with control-theoretic and thermodynamic advantages. These independent confirmations cohere into a single mathematical picture: Δ5 encodes the intra-modality, phase-opposed micro-cycle that stabilizes and balances the pre-collapse field, completing—and structurally explaining—the slot interpretation of HeTu and LuoShu without recourse to metaphysics.

 

Appendix A — Group-Theoretic Proofs for the D₁₀ Action and the Non-Equivalence of R vs. T₅

A.1 Notation and basic operators

  • Vertex set (indices) on the decagon: C₁₀ = {1,…,10} with arithmetic mod 10 (identify 0 ≡ 10).

  • Rotation by one step: ρ : n ↦ n+1. Then ρ¹⁰ = id.

  • Half-turn (Δ5): T₅ := ρ⁵, so T₅(n) = n+5, and T₅² = id.

  • Sum-to-11 reflection: R : n ↦ 11−n, so R² = id.

Linear action on column vectors a = (a₁,…,a₁₀)ᵗ ∈ ℂ¹⁰:

(P a)ₙ := a_{P⁻¹(n)}.
This convention ensures composition of permutations matches composition of the corresponding linear operators.


A.2 The dihedral action on C₁₀

Claim A.2.1. ⟨ρ, R⟩ ≅ D₁₀ (dihedral group of order 20), acting faithfully on C₁₀.

Proof. Verify the presentation:

  • ρ¹⁰ = id, R² = id,

  • R ρ R = ρ⁻¹, since for any n:
    R ρ R(n) = R ρ(11−n) = R(12−n) = 11−(12−n) = n−1 = ρ⁻¹(n).

Thus r ↦ ρ, s ↦ R defines a homomorphism D₁₀ → ⟨ρ,R⟩. The action on C₁₀ is faithful (distinct words move indices differently), hence is an isomorphism. □

Consequences.

  • The rotation subgroup ⟨ρ⟩ ≅ C₁₀ is normal in D₁₀.

  • The half-turn T₅ = ρ⁵ is the unique nontrivial order-2 element of ⟨ρ⟩, central in ⟨ρ⟩.


A.3 Relations among R, T₅, and ρ

Lemma A.3.1. R² = T₅² = id and R T₅ = T₅ R.

Proof. Involutivity is immediate. For commutation:

(R T₅)(n) = R(n+5) = 11−(n+5) ≡ 6−n ≡ T₅(11−n) = (T₅ R)(n) (mod 10).

Hence R T₅ = T₅ R. □

Corollary A.3.2. ⟨R, T₅⟩ = {id, R, T₅, R T₅} ≅ C₂ × C₂ (Klein four).
To generate the full D₁₀ one must include ρ (or any rotation not in {id, T₅}).


A.4 Non-equivalence of R vs. T₅

“Non-equivalence” is meant in three independent senses:

(i) Different subgroup membership.
T₅ = ρ⁵ ∈ ⟨ρ⟩ (rotation subgroup), whereas R ∉ ⟨ρ⟩ (it is a reflection). Since ⟨ρ⟩ is normal and its cosets partition D₁₀, R and T₅ lie in different cosets; in particular, they are not equal nor conjugate within ⟨ρ⟩.

(ii) Different geometric type.
In the standard embedding D₁₀ ⊂ O(2): rotations have det = +1; reflections have det = −1. Thus T₅ (rotation by π) and R (a reflection) are of different type and cannot be conjugate in O(2), hence not in the image of D₁₀.

(iii) Distinct invariant pairings on C₁₀.
As permutations:

  • T₅ = (1 6)(2 7)(3 8)(4 9)(5 10) → Δ5 pairs: {(1,6),(2,7),(3,8),(4,9),(5,10)}.

  • R = (1 10)(2 9)(3 8)(4 7)(5 6) → sum-to-11 pairs: {(1,10),(2,9),(3,8),(4,7),(5,6)}.

These partitions are different; each is preserved by its own generator and generally broken by the other. Therefore the two constraints select distinct invariant pair structures.


A.5 Commuting projectors and joint eigenspaces

Define commuting idempotents (orthogonal projectors):

P^{(Δ5)}± := ½(I ± T₅), P^{(11)}± := ½(I ± R).

By Lemma A.3.1, [R, T₅] = 0 ⇒ [P^{(Δ5)}_α, P^{(11)}_β] = 0 for α,β ∈ {+,−}.

Proposition A.5.1 (simultaneous decomposition).

ℂ¹⁰ = ⊕{α,β∈{±}} V{α,β},
V_{α,β} := { a : T₅ a = α a, R a = β a } = im( P^{(Δ5)}_α P^{(11)}_β ).

Hence any quadratic form or constraint built from R, T₅, or any circulant in ρ can be minimized within a chosen joint sector (α,β) without conflict.


A.6 Invariance of the core quadratic energies

Let S be the shift (S a)ₙ = a_{n−1} and L := 2I − S − S⁻¹ the Laplacian on C₁₀.

  • Pair energy.
    E_pair(a) = Σ_{n=1..5} |aₙ + a_{n+5}|² = ‖P^{(Δ5)}_+ a‖².
    Invariance:

    • under ρ: pairs (n,n+5) relabel to (n+1,n+6);

    • under T₅: swap within each pair leaves sums unchanged;

    • under R: (n,n+5) ↦ (11−n, 6−n) ≡ (m, m+5).

  • Laplacian energy.
    E_lap(a) = Σₙ |a_{n+1} − aₙ|² = ⟨a, L a⟩.
    L is circulant and invariant under all decagon rotations and reflections; hence E_lap(Pa) = E_lap(a) for all P ∈ D₁₀.

Therefore, the total Lyapunov/energy functionals used in the main text (e.g., E_pair + α E_lap + B with diagonal B) are D₁₀-invariant, and minimizers may be sought in any joint sector V_{α,β}.


A.7 Fourier viewpoint (optional but handy)

Let â_k be the DFT of a on C₁₀. Then:

  • T₅ acts by multiplication with (−1)ᵏ (odd/even k split).

  • R maps mode k to mode 10−k.

Consequences:

  • The Δ5-antisymmetric subspace is exactly the odd-k subspace.

  • Imposing an R-eigencondition picks a parity under k ↔ 10−k.

This makes the joint eigenspace structure explicit and is useful for spectral proofs.


Summary (Appendix A)

Operators ρ (rotation), R (sum-to-11 reflection), and T₅ = ρ⁵ (Δ5 half-turn) realize a faithful D₁₀ action on C₁₀. R and T₅ are distinct in kind (reflection vs. rotation), commute, generate a Klein four, and define different invariant pairings of the sites. Their projectors commute, yielding a joint eigenspace decomposition that underpins the simultaneous enforcement of Δ5 opposition and sum-to-11 symmetry in the paper’s variational, spectral, and dynamical arguments.

Appendix B — Lyapunov/LaSalle Proofs for Theorem 8.1 (Phase-Locking)

We prove that the Δ5 phase-opposed set
𝓜 ≔ { a ∈ ℂ¹⁰ : a_{n+5} = −a_n for all n } = ker P^{(Δ5)}_+
is a globally asymptotically stable invariant set for the dissipative dynamics of §8.

Notation: indices are mod 10; T₅ is the half-turn (T₅a)n = a{n+5}; projectors P^{(Δ5)}± = ½(I ± T₅) are orthogonal, with P+ + P_- = I, P_±* = P_±, P_±² = P_±, and P_± T₅ = T₅ P_± = ± P_±.


B.1 Dynamics and symmetry assumptions

We study the flow
i·ȧ = Ω a + Λ(a) a + κ T₅ a − i Γ a, with κ > 0.  (B.1)

Parameters:

  • Ω = diag(ω_n) is real diagonal (self-adjoint).

  • Λ(a) = λ · diag(|a_n|²) is real diagonal, state-dependent (self-adjoint).

  • Γ = diag(Γ_n) ≥ 0 is damping (not necessarily scalar).

Δ5-symmetry of parameters (used for commutation):
ω_{n+5} = ω_n, Γ_{n+5} = Γ_n (∀ n).  (B.2)

Then [T₅, Ω] = [T₅, Γ] = 0.


B.2 Invariance of the Δ5 manifold

On 𝓜 we have T₅ a = −a (equivalently P_+ a = 0, P_- a = a). Using (B.2),
T₅(Ωa) = Ω T₅ a = −Ω a, T₅(Γa) = Γ T₅ a = −Γ a, T₅(T₅ a) = a.

Restricting (B.1) to 𝓜 gives
i·ȧ = (Ω − κ I) a + Λ(a) a − i Γ a,
which preserves T₅ a = −a. Hence 𝓜 is invariant.


B.3 Lyapunov candidate and its derivative

Define the pair-imbalance energy
V(a) ≔ |P_+ a|² = Σ_{n=1..5} |a_n + a_{n+5}|².  (B.3)

Differentiate along trajectories of (B.1):
V̇ = 2 Re ⟨ P_+ a , P_+ ȧ ⟩
  = 2 Re ⟨ P_+ a , P_+( −iΩa − iΛ(a)a − iκ T₅ a − Γ a ) ⟩.  (B.4)

Term-wise analysis (using commutations and self-adjointness):

• Dissipation:
2 Re ⟨ P_+ a , − P_+ Γ a ⟩ = −2 ⟨ P_+ a , Γ P_+ a ⟩ ≤ −2 γ_min |P_+ a|²,
with γ_min ≔ min_n Γ_n.  (B.5)

• Δ5 coupling: P_+ T₅ = P_+ ⇒ 2 Re ⟨ P_+ a , −i κ P_+ a ⟩ = 0.  (B.6)

• On-site frequency: [P_+, Ω] = 0 ⇒ 2 Re ⟨ P_+ a , −i Ω P_+ a ⟩ = 0.  (B.7)

• Nonlinear Kerr term (may not commute with P_+). Define
R(a) ≔ 2 Re ⟨ P_+ a , −i P_+ Λ(a) a ⟩ = −2 Im ⟨ P_+ a , P_+ Λ(a) a ⟩.  (B.8)

Collecting:
V̇ ≤ −2 γ_min |P_+ a|² + R(a).  (B.9)


B.4 Baseline linear case (λ = 0)

If λ = 0 then R(a) ≡ 0 and
V̇ = −2 ⟨ P_+ a , Γ P_+ a ⟩ ≤ 0, with equality iff P_+ a = 0.

By LaSalle’s invariance principle, every trajectory converges to the largest invariant set in {V = 0} = 𝓜. Hence
dist(a(t), 𝓜) → 0 and Δφ_{n,n+5}(t) → π (mod 2π).


B.5 Nonlinear robustness (general λ)

Lemma B.1 (quadratic bound on the nonlinear contribution).
Fix a bounded ball { a : |a| ≤ M }. Then ∃ c(M,λ) > 0 s.t. ∀ a,
|R(a)| ≤ c(M,λ) · |P_+ a|².  (B.10)

Sketch. Write a = a_- + a_+ with a_± = P_± a. Λ(a) = λ·diag(d_n) with d_n = |a_n|². Pairwise differences across Δ5 partners satisfy
d_n − d_{n+5} = |a_- + a_+|² − |a_- − a_+|² = 4 Re( ā_- a_+ ) (pairwise).
Thus the imaginary part in (B.8) is controlled by in-pair mismatches ∝ |a_+|² with coefficients bounded by |λ|·M², yielding (B.10).

Theorem B.2 (phase-locking with Kerr term).
Assume |a(t)| ≤ M for all t (e.g., via dissipation or explicit normalization). If
γ_min > ½ c(M,λ),  (B.11)
then V̇ ≤ −(2γ_min − c) |P_+ a|² and the conclusions of Theorem 8.1 hold:
dist(a(t), 𝓜) → 0 and Δφ_{n,n+5}(t) → π (mod 2π).

Proof. Combine (B.9) and (B.10); (B.11) makes V̇ negative definite away from 𝓜. Exponential decay of V follows by comparison; LaSalle yields convergence to 𝓜. □

Remarks.
• The constant c(M,λ) is local-in-energy; stronger damping or normalization → smaller M → smaller c.
• On or near 𝓜, d_n = d_{n+5} so R(a) = 0 + O(|P_+ a|²): the nonlinearity does not destabilize the lock.


B.6 Adding auxiliary terms: Laplacian and boundary penalties

Let
Ṽ(a) ≔ V(a) + α E_lap(a) + B_β(a),
E_lap(a) = ⟨a, L a⟩ with L = 2I − S − S⁻¹,
B_β(a) = β₅ |a₅|² + β₁₀ |a₁₀|², α,β₅,β₁₀ ≥ 0.

Using the same commutations (circulant L, diagonal Γ, and [T₅,L]=0), the conservative parts contribute purely imaginary inner products, while dissipation yields
Ṽ̇ ≤ −2 ⟨ P_+ a , Γ P_+ a ⟩ − 2α ⟨ a , Γ L a ⟩ − 2β₅ Γ₅ |a₅|² − 2β₁₀ Γ₁₀ |a₁₀|² + R(a).

Bounding R(a) as in Lemma B.1, the same condition (B.11) (with a harmless constant slack) ensures Δ5 phase-locking. The boundary term further damps the (5,10) pair (matching the pivot/cap analysis).


B.7 Normal hyperbolicity and the role of κ

The manifold 𝓜 is invariant for all κ. Linearizing (B.1) at a* ∈ 𝓜 and decomposing h = h_+ + h_- gives
d/dt |h_+|² = −2 ⟨ h_+ , Γ h_+ ⟩ + lower-order terms,
so transverse directions (h_+) are damped by Γ, while tangential directions (h_−) evolve under the conservative part. For small enough κ (and bounded λ), decay in the (+) sector dominates → 𝓜 is normally asymptotically stable. Thus the phase opposition Δφ_{n,n+5} = π is uniquely selected up to a global U(1) phase.


B.8 Summary of the proof logic

  1. Choose V(a) = |P_+ a|².

  2. Compute V̇ along (B.1): conservative terms from Ω and T₅ drop out; the Kerr term is bounded by c(M,λ) |P_+ a|²; dissipation contributes −2γ_min |P_+ a|².

  3. If γ_min > ½ c(M,λ) (automatic when λ=0), then V̇ ≤ −η |P_+ a|² with η>0.

  4. LaSalle ⇒ trajectories converge to 𝓜, i.e., Δ5 phase opposition.

  5. Adding E_lap and B_β preserves the argument; normal hyperbolicity explains robustness and the role of κ.

This establishes Theorem 8.1 and its robustness variants: Δ5 phase-locking is a global attractor under weakly dissipative dynamics with Δ5-symmetric parameters, and the locking signatures (E_pair ↓ 0, Δφ → π, negative in-pair work correlation) follow.

 

Appendix C — Control-Theoretic Linearization and Nyquist Margins (Unicode Journal Style)

Style note. MathJax-free Unicode/ASCII formulas with AMS-style theorem blocks and parenthesized equation numbers.


C.1 Linearization about the Δ5-locked manifold

Fix one Δ5 pair (n, n+5). Let x := a_n, y := a_{n+5}. Around the lock y = −x, linearize (take λ = 0 for clarity):

  • i·ẋ = (ω − iΓ) x + κ y

  • i·ẏ = (ω − iΓ) y + κ x. (C.1)

Δ5 coordinates:

  • e := ½(x + y) (symmetric “error”),

  • p := ½(x − y) (antisymmetric “primary”). (C.2)

Dynamics decouple:

  • i·ė = (ω − iΓ + κ) e,

  • i·ṗ = (ω − iΓ − κ) p. (C.3)

Closed-loop poles (s-plane):

  • s_e = −Γ − i(ω + κ),

  • s_p = −Γ − i(ω − κ). (C.4)

Thus for Γ > 0 the Δ5-locked manifold is locally attractive; e is the damped (error) channel.


C.2 SISO feedback view (one site as “plant”)

Treat x as plant output with input u = κ y. From (C.1) (divide by i):

  • ẋ = −(Γ + iω) x − i u. (C.5)

Transfer functions (Laplace s):

  • G(s) := X(s)/U(s) = −i / (s + Γ + iω). (C.6)

  • Open loop (negative feedback): L_Δ5(s) = κ G(s) = −iκ / (s + Γ + iω). (C.7)

  • Sensitivity/comp. sensitivity: S(s) = 1/(1+L), T(s) = L/(1+L). (C.8)


C.3 Nyquist data and gain crossover

On s = iΩ:

  • |L_Δ5(iΩ)| = κ / √(Γ² + (Ω + ω)²). (C.9)

  • ∠L_Δ5(iΩ) = −π/2 − arctan((Ω + ω)/Γ). (C.10)

Gain crossover Ω_c solves |L_Δ5(iΩ_c)| = 1:

  • κ² = Γ² + (Ω_c + ω)² ⇒ Ω_c + ω = √(κ² − Γ²) (valid if κ > Γ). (C.11)

If κ ≤ Γ, there is no 0 dB crossing (overdamped, very conservative loop).


C.4 Phase margin and gain margin (explicit)

Phase margin (negative feedback convention):

  • PM_Δ5 = π + ∠L_Δ5(iΩ_c)
    = π/2 − arctan((Ω_c + ω)/Γ)
    = arctan( Γ / √(κ² − Γ²) ), for κ > Γ. (C.12)

Hence increasing Γ (damping) or decreasing κ raises PM but reduces bandwidth.

Gain margin: ∠L reaches −π only as Ω → ∞ with |L| → 0, so gain margin is infinite (strictly proper, minimum-phase first-order plant in negative feedback). (C.13)


C.5 Nyquist no-encirclement

The Nyquist locus of L_Δ5(iΩ) lies in the lower half-plane, approaches 0 as |Ω| → ∞, and for κ ≤ Γ stays inside the unit circle; thus no (−1) encirclement and closed-loop stability obtain. For κ > Γ there is one unit-circle crossing with phase strictly greater than −π by PM_Δ5 > 0; still no (−1) encirclement.


C.6 Cross-modality feedback with extra lag/dynamics

Let the return be H_×(s) = K(s) e^{−sτ}, τ ≥ 0, with stable min-phase K. Then

  • L_×(s) = κ_× G(s) H_×(s). (C.14)

At crossover Ω_c^×, the extra phase (vs Δ5) is

  • φ_extra(Ω_c^×) := arg K(iΩ_c^×) − Ω_c^× τ ≤ 0. (C.15)

Phase margin comparison:

  • PM_× = PM_Δ5 + φ_extra(Ω_c^×) ≤ PM_Δ5,
    with strict reduction if τ > 0 or arg K < 0. (C.16)

Conclusion: any cross-modality detour shrinks margins relative to the Δ5 micro-loop.


C.7 Small-gain robustness (multiplicative uncertainty)

Let G_Δ(s) = G(s) (1 + Δ(s)), ‖Δ‖_∞ < η. Small-gain condition:

  • sup_Ω |κ G(iΩ)| < 1/η. (C.17)

Since sup_Ω |G(iΩ)| = 1/Γ (achieved at Ω = −ω), a sufficient bound is

  • κ < Γ / η. (C.18)

So higher damping Γ directly enlarges the admissible uncertainty ball.


C.8 MIMO pair block and Δ5 decoupling

2×2 pair dynamics (vector z = [x y]^T):

  • ż = A z, where A = −Γ I₂ − i [[ω, −κ], [−κ, ω]]. (C.19)

Δ5 transform T = (1/√2) [[1, 1], [1, −1]] yields

  • T⁻¹ A T = diag( −Γ − i(ω+κ), −Γ − i(ω−κ) ). (C.20)

Thus in Δ5 coordinates the pair is exactly diagonal (e,p channels). In the 10-site network, stacking five such blocks and applying the global Δ5 transform block-diagonalizes the pair dynamics (up to inter-pair couplings treated via Schur complement in §11).


C.9 Adding Laplacian coupling and boundary penalties

Augment plant with cycle coupling (strength α ≥ 0):
i·ȧ = (ω − iΓ) a + κ T₅ a − i α L a. Linearization preserves SISO form

  • G_α(s) = −i / ( s + Γ + iω + α λ_loc ), (C.21)

where λ_loc ≥ 0 is the Laplacian eigenvalue “seen” by the local mode. Replace Γ by Γ + Re(α λ_loc) in (C.9)–(C.13): more damping ⇒ larger PM, smaller bandwidth. Boundary penalties at sites 5,10 act as additional real damping and do not change loop sign.


C.10 Design and diagnosis formulas (ready-to-use)

  • Crossover (if κ > Γ):
    Ω_c = √(κ² − Γ²) − ω. (C.22)

  • Phase margin (radians):
    PM_Δ5 = arctan( Γ / √(κ² − Γ²) ). (C.23)

  • Trade-off: ↑Γ ⇒ ↑PM, ↓Ω_c (slower but safer).

  • No-crossover regime: κ ≤ Γ ⇒ PM effectively very large; response slow, low overshoot.

  • Cross-modal penalty: subtract |φ_extra| from (C.23) via (C.16).

  • Robust-gain bound with multiplicative uncertainty η: require κ < Γ/η (C.18).


Takeaway (Appendix C)

At the Δ5 pair level, the physics supplies a built-in negative feedback around a strictly proper, minimum-phase first-order plant. This yields explicit, closed-form margins (PM in (C.12)/(C.23)), infinite gain margin, and block-diagonal decoupling in Δ5 coordinates. Any cross-modality return introduces extra lag/dynamics that strictly reduce stability margins. Hence Δ5 “emit/absorb” micro-loops are intrinsically the most stable local feedbacks available in this architecture.

 

Appendix D — Reproducible Computation: Enumeration, Assignment, Energy Descent, and Phase Simulations (Unicode Journal Style)

Style. MathJax-free Unicode/ASCII formulas, AMS-style headings, parenthesized equation numbers.


D.0 Setup (operators and energies)

Cycle C₁₀: indices {1,…,10} with modulo-10 arithmetic.

Shift S: (S a)ₙ = a_{n−1}. Half-turn T₅ := S⁵ ⇒ (T₅ a)ₙ = a_{n−5} (i.e., pair (n, n+5)).
Reflection R: n ↦ 11−n, acting linearly by (P a)ₙ = a_{P⁻¹(n)}.

Projectors (Δ5): P^{(Δ5)}_± := ½(I ± T₅). (D.1)

Laplacian on C₁₀: L := 2I − S − S⁻¹. (D.2)

Core quadratic forms:

  • Pair-imbalance energy: E_pair(a) = ‖(I + T₅) a‖² = Σ_{n=1..5} |aₙ + a_{n+5}|². (D.3)

  • Laplacian energy: E_lap(a) = ⟨a, L a⟩ = Σₙ |a_{n+1} − aₙ|². (D.4)


D.1 Core utilities (C₁₀ operators, energies, projectors)

# ===================== D.1 CORE =====================
import numpy as np, itertools, json
rng = np.random.default_rng(0)  # global seed (override in runners)

def circ_shift(n):
    """Left shift matrix S on C_n: (Sa)_k = a_{k-1} (1-based intuition)."""
    S = np.zeros((n, n), dtype=int)
    for i in range(n):
        S[i, (i-1) % n] = 1
    return S

# C10 basics
N = 10
S  = circ_shift(N)                  # shift
L  = 2*np.eye(N) - S - S.T          # Laplacian on C10
T5 = np.linalg.matrix_power(S, 5)   # half-turn

# Reflection R: n -> 11 - n  (1..10)
R  = np.zeros((N, N), dtype=int)
for n in range(1, N+1):
    R[(11-n)-1, n-1] = 1

I  = np.eye(N)
Pp = 0.5*(I + T5)   # P_+^{(Δ5)}
Pm = 0.5*(I - T5)   # P_-^{(Δ5)}

def E_pair(a):
    """E_pair = ||(I+T5) a||^2 = sum |a_n + a_{n+5}|^2"""
    v = (I + T5) @ a
    return float(np.vdot(v, v).real)

def E_lap(a):
    v = L @ a
    return float(np.vdot(v, v).real)

def phases(a):
    return np.angle(a)

def delta5_phase_gaps(a):
    ph = phases(a)
    return (ph[(np.arange(N)+5)%N] - ph + np.pi*100) % (2*np.pi)  # mod 2π robust

def lock_index(a):
    """0 at perfect opposition; max over pairs of |cos(Δφ)+1|."""
    gaps = delta5_phase_gaps(a)[:5]  # only unique 5 pairs
    return float(np.max(np.abs(np.cos(gaps) + 1.0)))

def random_unit_complex(n, rng=rng):
    z = rng.normal(size=n) + 1j*rng.normal(size=n)
    return z / np.linalg.norm(z)

D.2 Enumeration tests (D₁₀-invariances and projector commutation)

Goal. Verify E_pair and E_lap are invariant under D₁₀, and P^{(Δ5)}_± commute with R.

# ===================== D.2 ENUMERATION TESTS =====================
def check_invariances(trials=50, rng=rng):
    """Monte checks: E_pair/E_lap invariant under D10; P^{(Δ5)} commute with R."""
    rots = [np.linalg.matrix_power(S, k) for k in range(10)]
    refls = [np.eye(N, dtype=int), R]
    ok_pair = ok_lap = ok_proj = True
    for _ in range(trials):
        a = random_unit_complex(N, rng)
        base_pair, base_lap = E_pair(a), E_lap(a)
        for P in (np.dot(Ro, Re) for Ro in rots for Re in refls):
            ok_pair &= np.isclose(E_pair(P @ a), base_pair, rtol=1e-12, atol=1e-12)
            ok_lap  &= np.isclose(E_lap (P @ a), base_lap , rtol=1e-12, atol=1e-12)
        ok_proj &= np.allclose(Pp @ R, R @ Pp)
        ok_proj &= np.allclose(Pm @ R, R @ Pm)
    return dict(E_pair_invariant=bool(ok_pair),
                E_lap_invariant=bool(ok_lap),
                projectors_commute=bool(ok_proj))

D.3 Assignment optimality (Δ5 unique minimizer)

Model. Odd indices O = {1,3,5,7,9}, even indices E = {2,4,6,8,10}.
Cost matrix C has zero (or ε) on in-modality Δ5 edges (i ↦ i+5), and ≥ γ on cross-modality edges.

# ===================== D.3 ASSIGNMENT =====================
ODD  = [0,2,4,6,8]  # 0-based indices for 1,3,5,7,9
EVEN = [1,3,5,7,9]  # 0-based indices for 2,4,6,8,10

def cost_matrix(gamma=1.0, eps=0.0):
    """C[i,j]: zero (or eps) on Δ5 edges; gamma elsewhere."""
    C = np.full((5,5), gamma, dtype=float)
    for ri, oi in enumerate(ODD):
        preferred_even = (oi + 5) % N
        cj = EVEN.index(preferred_even)
        C[ri, cj] = eps
    return C

def brute_hungarian(C):
    """Exact min over permutations (5! = 120). Returns (perm, cost, second_best)."""
    best, second = None, None
    best_pi, second_pi = None, None
    for perm in itertools.permutations(range(5)):
        cost = sum(C[r, perm[r]] for r in range(5))
        if (best is None) or (cost < best):
            second, second_pi = best, best_pi
            best, best_pi = cost, perm
        elif (second is None) or (cost < second):
            second, second_pi = cost, perm
    return list(best_pi), float(best), float(second if second is not None else best)

def test_assignment(gamma=1.0, eps=0.0):
    C = cost_matrix(gamma=gamma, eps=eps)
    pi, c1, c2 = brute_hungarian(C)
    delta5_pi = [EVEN.index((ODD[ri]+5)%N) for ri in range(5)]
    unique = (pi == delta5_pi) and (c2 - c1) > 1e-12
    return dict(opt_perm=pi, delta5_perm=delta5_pi, cost=c1, second_best=c2, unique=unique)

D.4 Energy descent (gradient flow on E_pair + α·E_lap)

Gradient (Wirtinger).
∂E_pair/∂a* = 2(I + T₅) a, ∂E_lap/∂a* = L a. (D.5)

# ===================== D.4 ENERGY DESCENT =====================
def energy_descent(alpha=0.2, eta=0.05, steps=5000, seed=0):
    local_rng = np.random.default_rng(seed)
    a = random_unit_complex(N, local_rng)
    G = 2*(I + T5) + alpha*L   # gradient operator
    hist = dict(E_pair=[], E_lap=[], lock_index=[], gaps=[])
    for t in range(steps):
        grad = G @ a
        a = a - eta * grad
        a = a / np.linalg.norm(a)  # optional renorm for numerical stability
        if t % 50 == 0 or t == steps-1:
            hist["E_pair"].append(E_pair(a))
            hist["E_lap"].append(E_lap(a))
            hist["lock_index"].append(lock_index(a))
            hist["gaps"].append(delta5_phase_gaps(a)[:5].tolist())
    return a, hist

Success criterion. E_pair ↓→ 0, lock_index → 0, Δ5 phase gaps → π.


D.5 Phase dynamics (ODE/SDE), locking time, anti-correlation, Q-proxy

Dynamics (λ optional; noise σ≥0):
i·ȧₙ = ω aₙ + λ|aₙ|²aₙ + κ a_{n+5} − i Γ aₙ + σ ξₙ(t). (D.6)

# ===================== D.5 PHASE DYNAMICS =====================
def simulate_phase_dynamics(omega=1.0, kappa=0.5, Gamma=0.1, lam=0.0,
                            sigma=0.0, dt=1e-2, steps=10000, seed=0):
    local_rng = np.random.default_rng(seed)
    a = random_unit_complex(N, local_rng)

    Omega = omega*np.ones(N)
    Gam   = Gamma*np.ones(N)

    Epair = np.zeros(steps//50 + 1)
    gapsL = []
    lock_t = None
    k = 0
    for t in range(steps):
        rhs = Omega*a + lam*(np.abs(a)**2)*a + kappa*(T5 @ a) - 1j*Gam*a
        a = a + dt*(-1j*rhs)
        if sigma > 0:
            noise = (local_rng.normal(size=N) + 1j*local_rng.normal(size=N))/np.sqrt(2.0)
            a = a + np.sqrt(dt)*sigma*noise
        if t % 50 == 0:
            ep = E_pair(a)
            Epair[k] = ep
            gapsL.append(delta5_phase_gaps(a)[:5].tolist())
            if lock_t is None and ep <= 1e-6:
                lock_t = t*dt
            k += 1

    # instantaneous in-pair work proxy Π_n = κ Im(conj(a_n) a_{n+5})
    a5 = a[(np.arange(N)+5)%N]
    Pi = kappa * np.imag(np.conj(a) * a5)
    cors = []
    for n in range(5):
        x, y = Pi[n], Pi[n+5]
        cors.append(float(-np.sign(x*y) if x*y!=0 else 0.0))  # sign check placeholder

    return dict(E_pair_series=Epair.tolist(),
                gaps_series=gapsL,
                lock_time=lock_t,
                anti_corr_signs=cors)

D.6 Runner and JSON summary

# ===================== D.6 RUNNER =====================
def run_all(seed=7):
    out = {}

    # D.2 invariances
    out['invariances'] = check_invariances(trials=40, rng=np.random.default_rng(seed))

    # D.3 assignment unique optimum
    out['assignment_eps0']   = test_assignment(gamma=1.0, eps=0.0)
    out['assignment_eps1e3'] = test_assignment(gamma=1.0, eps=1e-3)

    # D.4 energy descent
    a_final, hist = energy_descent(alpha=0.2, eta=0.05, steps=3000, seed=seed)
    out['energy_descent'] = dict(
        final_E_pair=hist["E_pair"][-1],
        final_lock_index=hist["lock_index"][-1],
        E_pair_first_last=(hist["E_pair"][0], hist["E_pair"][-1]),
        gaps_last=hist["gaps"][-1]
    )

    # D.5 dynamics (noise-free baseline)
    dyn = simulate_phase_dynamics(omega=1.0, kappa=0.5, Gamma=0.1,
                                  lam=0.0, sigma=0.0, dt=1e-2, steps=10000, seed=seed)
    out['dynamics'] = dyn

    # Quick pass/fail flags (loose thresholds)
    out['checks'] = dict(
        E_pair_invariance=out['invariances']['E_pair_invariant'],
        E_lap_invariance =out['invariances']['E_lap_invariant'],
        projectors_commute=out['invariances']['projectors_commute'],
        assignment_unique = out['assignment_eps0']['unique'],
        descent_locked    = (out['energy_descent']['final_E_pair'] < 1e-8 and
                             out['energy_descent']['final_lock_index'] < 1e-3),
        dyn_locked        = (dyn['lock_time'] is not None)
    )

    print(json.dumps(out, indent=2))
    return out

if __name__ == "__main__":
    run_all()

D.7 Expected outputs (sanity bands)

  • invariances: all true.

  • assignment_eps0.unique: true with cost = 0, second_best ≥ 2*gamma.

  • energy_descent.final_E_pair: ~ 1e−12 … 1e−8; final_lock_index: ~ 1e−6 … 1e−3.

  • dynamics.lock_time: finite (e.g., t ≈ 0.5–5 with defaults); anti_corr_signs: mostly negative (sign proxy).


D.8 Reproducibility and extensibility

  • Requirements. Python ≥ 3.9, NumPy. No SciPy required; plots optional/omitted.

  • Seeding. Set once via np.random.default_rng(SEED) and pass to routines.

  • Tolerances. Algebraic invariances at 1e−12; relax if you remove renormalization.

  • Scaling. All experiments run quickly on a laptop.

  • Extensibility. To test §15 generalizations, set N = 2*n and replace T5 by Tn = S**n. Adjust pair logging accordingly.

Takeaway. This compact harness mirrors the paper’s logic end-to-end: group/energy invariances (D.2), Δ5 assignment optimality (D.3), variational locking by descent (D.4), and dissipative phase-locking with anti-correlated in-pair work (D.5), all in a single, copy-paste runnable script. 

 

 

Notes on Alignment with the Prior Paper "The Slot Interpretation of HeTu and LuoShu_ A Rigorous Mathematical and Semantic Proof by Wolfram 4.1 GPTs" (for reviewers)

  • We reuse the formal slot definition, LuoShu uniqueness, and HeTu equal-sum pairing as proven facts, then add Δ5 as a distinct half-turn symmetry with independent consequences (spectral, variational, dynamical).

  • The roles of 5 (pivot) and 10 (entropy cap) are treated axiomatically via boundary/limit terms, consistent with prior semantic-thermodynamic interpretation and explaining 10’s exclusion from LuoShu.


 

 © 2025 Danny Yeung. All rights reserved. 版权所有 不得转载

 

Disclaimer

This book is the product of a collaboration between the author and OpenAI's GPT-4o, Wolfram 4.1 GPTs  language model. While every effort has been made to ensure accuracy, clarity, and insight, the content is generated with the assistance of artificial intelligence and may contain factual, interpretive, or mathematical errors. Readers are encouraged to approach the ideas with critical thinking and to consult primary scientific literature where appropriate.

This work is speculative, interdisciplinary, and exploratory in nature. It bridges metaphysics, physics, and organizational theory to propose a novel conceptual framework—not a definitive scientific theory. As such, it invites dialogue, challenge, and refinement.


I am merely a midwife of knowledge.

 

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